Q3 2018 Holdings
Filed 2018-11-14 | 16737 holdings | $239.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Aradigm Corp(ARDMEUR) | COM PAR | 038505400 | $0 | 2 | 0.0% |
| Cleveland Biolabs Inc(CBLIEUR) | COM NEW | 185860202 | $0 | 20 | 0.0% |
| Altimmune Inc(ALT) | COM NEW | 02155H200 | $0 | 1 | 0.0% |
| Civeo Corp CDA(CVEO1EUR) | COM | 17878Y108 | $0 | 157 | 0.0% |
| Ascent Cap Group Inc(ASCMA) | COM SER A | 043632108 | $0 | 10 | 0.0% |
| Asterias Biotherapeutics Inc | COM SER A | 04624N107 | $0 | 404 | 0.0% |
| Citigroup Inc | *W EXP 01/04/201 | 172967226 | $0 | 100,000 | 0.0% |
| Echostar Corp(SATS) | CL A | 278768106 | $0 | 5 | 0.0% |
| Heritage INS Hldgs Inc(HRTG) | COM | 42727J102 | $0 | 19 | 0.0% |
| Hemispherx Biopharma Inc | COM NEW | 42366C301 | $0 | 1,080 | 0.0% |
| China Jo-Jo Drugstores Inc | COM NEW | 16949A206 | $0 | 180 | 0.0% |
| Aytu Bioscience Inc(AYTUUSD) | COM PAR | 054754700 | $0 | 1 | 0.0% |
| Eloxx Pharmaceuticals Inc | COM | 29014R103 | $0 | 1 | 0.0% |
| Babcock & Wilcox Enterpris I(BWEUR) | COM | 05614L100 | $0 | 8 | 0.0% |
| Emagin Corp(EMGA) | COM NEW | 29076N206 | $0 | 51 | 0.0% |
| China Advanced Constr Matls | COM NEW | 169365202 | $0 | 20 | 0.0% |
| Banco Santander S A | SPONSORED ADR B | 05969B103 | $0 | 32 | 0.0% |
| Chiasma Inc(CHMA) | COM | 16706W102 | $0 | 16 | 0.0% |
| Gulfmark Offshore Inc | *W EXP 11/14/202 | 402629117 | $0 | 18 | 0.0% |
| Encore Cap Group Inc(ECPG) | COM | 292554102 | $0 | 6 | 0.0% |
| Cherokee Inc del New | COM | 16444H102 | $0 | 215 | 0.0% |
| Green Bancorp Inc | COM | 39260X100 | $0 | 14 | 0.0% |
| Bellatrix Exploration LTD | COM NEW | 078314507 | $0 | 2 | 0.0% |
| Great ELM Cap Group Inc(GEC) | COM NEW | 39036P209 | $0 | 2 | 0.0% |
| Great ELM Cap Corp | COM | 390320109 | $0 | 1 | 0.0% |
| Energy Focus Inc | COM NEW | 29268T300 | $0 | 200 | 0.0% |
| Golden Minerals Co | COM | 381119106 | $0 | 154 | 0.0% |
| Endurance Intl Group Hldgs I(EIGIEUR) | COM | 29272B105 | $0 | 7 | 0.0% |
| Centrus Energy Corp(LEU) | CL A | 15643U104 | $0 | 3 | 0.0% |
| Celgene Corp | RIGHT 12/31/2030 | 151020112 | $0 | 43 | 0.0% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $0 | 100 | 0.0% |
| Cbak Energy Technology Inc(CBAT) | COM | 14986C102 | $0 | 240 | 0.0% |
| Gaia Inc New(GAIA) | CL A | 36269P104 | $0 | 20 | 0.0% |
| Enzo Biochem Inc(ENZB) | COM | 294100102 | $0 | 10 | 0.0% |
| Evine Live Inc(EVLVUSD) | CL A | 300487105 | $0 | 100 | 0.0% |
| Flex Pharma Inc | COM | 33938A105 | $0 | 100 | 0.0% |
| Bonanza Creek Energy Inc | COM NEW | 097793400 | $0 | 4 | 0.0% |
| Broadvision Inc(BVSNEUR) | COM PAR | 111412706 | $0 | 85 | 0.0% |
| Onconova Therapeutics Inc | COM PAR | 68232V405 | $0 | 67 | 0.0% |
| Omnova Solutions Inc | COM | 682129101 | $0 | 15 | 0.0% |
| Pier 1 Imports Inc | COM | 720279108 | $0 | 60 | 0.0% |
| Pareteum Corp(TEUM) | COM NEW | 69946T207 | $0 | 160 | 0.0% |
| Pain Therapeutics Inc | COM NEW | 69562K506 | $0 | 200 | 0.0% |
| Pacific Ethanol Inc | COM PAR $.001 | 69423U305 | $0 | 9 | 0.0% |
| Invivo Therapeutics Hldgs Co | COM PAR | 46186M407 | $0 | 209 | 0.0% |
| Orion Energy Systems Inc(OESXUSD) | COM | 686275108 | $0 | 100 | 0.0% |
| Oppenheimer ETF TR | GLOBAL ESG ETF | 68386C781 | $0 | 11 | 0.0% |
| Pavmed Inc | COM | 70387R106 | $0 | 200 | 0.0% |
| Pernix Therapeutics Hldgs in | COM NEW | 71426V306 | $0 | 9 | 0.0% |
| Opgen Inc | COM NEW | 68373L208 | $0 | 124 | 0.0% |