Q4 2019 Holdings
Filed 2020-02-14 | 166 holdings | $1.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Micron Technology Inc | NOTE 3.125% 5/0 | 595112AX1 | $157.6K | $29,163,000 | 8.4% |
| Everbridge Inc | NOTE 1.500%11/0 | 29978AAA2 | $115.8K | $49,128,000 | 6.2% |
| Allscripts Healthcare Solutn | NOTE 1.250% 7/0 | 01988PAD0 | $73.2K | $73,205,000 | 3.9% |
| Dexcom Inc | NOTE 0.750% 5/1 | 252131AF4 | $69.1K | $31,000,000 | 3.7% |
| Verint SYS Inc | NOTE 1.500% 6/0 | 92343XAA8 | $59.8K | $55,349,000 | 3.2% |
| Zillow Group Inc | NOTE 2.000%12/0 | 98954MAB7 | $58.9K | $52,400,000 | 3.2% |
| Medicines Co | NOTE 2.750% 7/1 | 584688AG0 | $52.8K | $30,049,000 | 2.8% |
| Twitter Inc | NOTE 1.000% 9/1 | 90184LAD4 | $51.3K | $52,500,000 | 2.7% |
| Ringcentral Inc | NOTE 3/1 | 76680RAD9 | $50.4K | $24,000,000 | 2.7% |
| Rovi Corp | NOTE 0.500% 3/0 | 779376AD4 | $49.2K | $49,282,000 | 2.6% |
| Tesla Inc | NOTE 2.000% 5/1 | 88160RAG6 | $47.7K | $31,500,000 | 2.6% |
| Nuvasive Inc | NOTE 2.250% 3/1 | 670704AG0 | $47.6K | $35,531,000 | 2.5% |
| Teradyne Inc | NOTE 1.250%12/1 | 880770AG7 | $43.9K | $20,000,000 | 2.4% |
| Microchip Technology Inc | NOTE 2.250% 2/1 | 595017AH7 | $40.2K | $27,500,000 | 2.2% |
| Pluralsight Inc | NOTE 2.250% 3/0 | 72941BAA4 | $39.3K | $45,000,000 | 2.1% |
| Knowles Corp | NOTE 3.250%11/0 | 49926DAB5 | $36.2K | $27,566,000 | 1.9% |
| Fireeye Inc | NOTE 1.000% 6/0 | 31816QAB7 | $33.0K | $33,216,000 | 1.8% |
| Nuance Communications Inc | DEBT 1.500%11/0 | 67020YAG5 | $31.9K | $30,045,000 | 1.7% |
| Jazz Investments I LTD | NOTE 1.875% 8/1 | 472145AB7 | $31.6K | $30,482,000 | 1.7% |
| Cree Inc | NOTE 0.875% 9/0 | 225447AB7 | $29.4K | $27,500,000 | 1.6% |
| Dycom Inds Inc | NOTE 0.750% 9/1 | 267475AB7 | $29.3K | $30,000,000 | 1.6% |
| Nutanix Inc | NOTE 1/1 | 67059NAB4 | $28.1K | $28,200,000 | 1.5% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $27.9K | $17,617,000 | 1.5% |
| Infinera Corporation | NOTE 2.125% 9/0 | 45667GAC7 | $26.6K | $25,000,000 | 1.4% |
| Coupa Software Inc | NOTE 0.375% 1/1 | 22266LAB2 | $25.0K | $7,610,000 | 1.3% |
| Sarepta Therapeutics Inc | DBCV 1.500%11/1 | 803607AB6 | $23.4K | $12,000,000 | 1.3% |
| Pacira Biosciences | NOTE 2.375% 4/0 | 695127AD2 | $23.1K | $21,987,000 | 1.2% |
| Workday Inc | NOTE 1.500% 7/1 | 98138HAD3 | $21.6K | $10,652,000 | 1.2% |
| Silver STD RES Inc | NOTE 2.875% 2/0 | 82823LAC0 | $19.7K | $19,200,000 | 1.1% |
| Amag Pharmaceuticals Inc | NOTE 3.250% 6/0 | 00163UAD8 | $19.1K | $22,500,000 | 1.0% |
| Interdigital Inc | NOTE 1.500% 3/0 | 458660AD9 | $18.5K | $18,373,000 | 1.0% |
| Pretium RES Inc | NOTE 2.250% 3/1 | 74139CAB8 | $17.7K | $16,854,000 | 0.9% |
| Invacare Corp | NOTE 5.000% 2/1 | 461203AF8 | $17.5K | $17,575,000 | 0.9% |
| Wright MED Group Inc | NOTE 2.000% 2/1 | 98235TAE7 | $16.5K | $16,266,000 | 0.9% |
| Cardtronics Inc | NOTE 1.000%12/0 | 14161HAG3 | $15.9K | $15,000,000 | 0.9% |
| GOL Equity FIN | DEBT 3.750% 7/1 | L4441GAA8 | $14.1K | $12,000,000 | 0.8% |
| Invacare Corp | NOTE 4.500% 6/0 | 461203AH4 | $14.0K | $15,000,000 | 0.8% |
| Nuance Communications Inc | DBCV 1.000%12/1 | 67020YAK6 | $13.6K | $13,500,000 | 0.7% |
| Benefitfocus Inc | NOTE 1.250%12/1 | 08180DAB2 | $13.1K | $15,000,000 | 0.7% |
| Marriott Vactins Worldwid Co | NOTE 1.500% 9/1 | 57164YAB3 | $12.9K | $12,000,000 | 0.7% |
| Colfax Corp | UNIT 01/15/2022T | 194014205 | $11.8K | $75,000 | 0.6% |
| Zendesk Inc | NOTE 0.250% 3/1 | 98936JAB7 | $11.0K | $8,000,000 | 0.6% |
| Ctrip COM Intl LTD | NOTE 1.000% 7/0 | 22943FAF7 | $10.9K | $11,000,000 | 0.6% |
| Juniper Indl Hldgs Inc | UNIT 11/13/2026 | 48205G205 | $10.2K | 1,000,000 | 0.5% |
| Viavi Solutions Inc | NOTE 1.750% 6/0 | 925550AE5 | $10.1K | $8,000,000 | 0.5% |
| Altair Engr Inc | NOTE 0.250% 6/0 | 021369AA1 | $9.8K | $9,517,000 | 0.5% |
| Omeros Corp | NOTE 6.250%11/1 | 682143AE2 | $9.8K | $10,000,000 | 0.5% |
| Tesla Inc | NOTE 1.250% 3/0 | 88160RAC5 | $9.6K | $7,500,000 | 0.5% |
| Hope Bancorp Inc | NOTE 2.000% 5/1 | 43940TAB5 | $9.5K | $10,000,000 | 0.5% |
| Herbalife LTD | NOTE 2.625% 3/1 | 42703MAD5 | $8.4K | $8,000,000 | 0.4% |