Q1 2020 Holdings
Filed 2020-05-15 | 885 holdings | $38.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Citigroup Global Mkts Hldgs | VLCTYSHS 3X LNG | 17325E291 | $5 | 28,500 | 0.0% |
| Creative Realities Inc | *W EXP 11/09/202 | 22530J119 | $10 | 12,500 | 0.0% |
| Allegro Merger Corp | RIGHT 12/31/2023 | 01749N129 | $10 | 110,300 | 0.0% |
| Aeterna Zentaris Inc | COM | 007975402 | $12 | 24,059 | 0.0% |
| Creative Realities Inc(CREXEUR) | COM NEW | 22530J200 | $12 | 15,933 | 0.0% |
| Izea Worldwide Inc | COM | 46604H105 | $12 | 61,500 | 0.0% |
| Synthetic Biologics Inc | COM NEW | 87164U201 | $18 | 56,150 | 0.0% |
| Sunesis Pharmaceuticals Inc | COM | 867328700 | $20 | 48,707 | 0.0% |
| Hc2 Hldgs Inc | COM | 404139107 | $20 | 12,800 | 0.0% |
| Tottenham Acquisition I LTD | RIGHT 06/05/2020 | G8959N122 | $22 | 200,000 | 0.0% |
| Xeris Pharmaceuticals Inc | COM | 98422L107 | $23 | 11,800 | 0.0% |
| Donnelley R R & Sons Co(RRDEUR) | COM | 257867200 | $24 | 25,000 | 0.0% |
| Harte-Hanks Inc(HHS) | COM | 416196202 | $24 | 15,531 | 0.0% |
| Aldeyra Therapeutics Inc(ALDX) | COM | 01438T106 | $28 | 11,500 | 0.0% |
| Newpark RES Inc(NPKI) | COM PAR $.01NEW | 651718504 | $29 | 32,500 | 0.0% |
| MEI Pharma Inc | COM NEW | 55279B202 | $30 | 18,700 | 0.0% |
| Glycomimetics Inc(GLYCEUR) | COM | 38000Q102 | $31 | 13,400 | 0.0% |
| Resolute FST Prods Inc(RFPUSD) | COM | 76117W109 | $32 | 25,000 | 0.0% |
| Obseva SA | COM | H5861P103 | $33 | 13,821 | 0.0% |
| RTI Surgical Holdings Inc | COM | 74975N105 | $35 | 20,400 | 0.0% |
| Propetro Hldg Corp(PUMP) | COM | 74347M108 | $36 | 14,200 | 0.0% |
| BIG Rock Partners Acquisi Co | RIGHT 12/01/2022 | 089482129 | $37 | 287,077 | 0.0% |
| Chicos FAS Inc(CHS1USD) | COM | 168615102 | $37 | 28,600 | 0.0% |
| Veru Inc(VERUEUR) | COM | 92536C103 | $41 | 12,500 | 0.0% |
| Teligent Inc New | COM | 87960W104 | $41 | 144,952 | 0.0% |
| Five Prime Therapeutics Inc(FPRX) | COM | 33830X104 | $41 | 18,100 | 0.0% |
| Kindred Biosciences Inc | COM | 494577109 | $41 | 10,200 | 0.0% |
| Entercom Communications Corp(ETMUSD) | CL A | 293639100 | $42 | 24,438 | 0.0% |
| Select Interior Concepts Inc(2677370D) | CL A | 816120307 | $42 | 20,253 | 0.0% |
| Akorn Inc(AKRXEUR) | COM | 009728106 | $44 | 77,613 | 0.0% |
| Proficient Alpha Acqustn COR | RIGHT 04/30/2026 | 74317H121 | $45 | 225,000 | 0.0% |
| Chimerix Inc(CMRXEUR) | COM | 16934W106 | $48 | 33,204 | 0.0% |
| Calamp Corp(CAMPEUR) | COM | 128126109 | $49 | 10,800 | 0.0% |
| Stereotaxis Inc(STXS) | COM NEW | 85916J409 | $51 | 16,800 | 0.0% |
| Adamas Pharmaceuticals Inc(ADMSEUR) | COM | 00548A106 | $51 | 17,500 | 0.0% |
| Emmis Communications Corp(EMMS) | COM NEW CL A | 291525400 | $53 | 26,416 | 0.0% |
| Micro Focus Intl PLC(MFGPUSD) | SPON ADR NEW | 594837403 | $55 | 10,875 | 0.0% |
| KBL Merger Corp IV | RIGHT 04/09/2020 | 48242A120 | $56 | 403,792 | 0.0% |
| Vera Bradley Inc(VRA) | COM | 92335C106 | $56 | 13,600 | 0.0% |
| Nabors Industries LTD | 6% PFD CNV SR A | G6359F129 | $57 | 15,404 | 0.0% |
| QEP Resources Inc(QEP) | COM | 74733V100 | $59 | 176,387 | 0.0% |
| TFF Pharmaceuticals Inc | COM | 87241J104 | $60 | 15,668 | 0.0% |
| Baudax BIO Inc | COM | 07160F107 | $60 | 24,122 | 0.0% |
| Pacific Biosciences Calif in(PACB) | COM | 69404D108 | $61 | 19,800 | 0.0% |
| Pieris Pharmaceuticals Inc | COM | 720795103 | $61 | 26,800 | 0.0% |
| Groupon Inc | COM | 399473107 | $63 | 63,900 | 0.0% |
| Oceaneering Intl Inc(OII) | COM | 675232102 | $67 | 22,700 | 0.0% |
| PDL Biopharma Inc(PDLI) | COM | 69329Y104 | $68 | 24,100 | 0.0% |
| Goodyear Tire & Rubr Co(GT) | COM | 382550101 | $70 | 12,000 | 0.0% |
| Blackstone MTG TR Inc | NOTE4.375% 5/0 | 09257WAB6 | $71 | 90,000 | 0.0% |