Q4 2020 Holdings
Filed 2021-02-12 | 39 holdings | $236.4K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2021-02-12) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Invacare Corp | CONV | 461203101 | $15.6K | $15,975,000 | 0.0% |
| Invacare CorpA | NOTE 5.000%11/1 | 461203AL5 | $15.6K | $15,975,000 | 6.6% |
| Everi Holdings Inc(G2C) | COMM | 30034T103 | $15.1K | 1,091,312 | 6.4% |
| United Therapeutics Corp del(UTHR) | COMM | 91307C102 | $14.2K | 93,416 | 6.0% |
| Extended Stay America Inc | UNIT 99/99/9999B | 30224P200 | $13.9K | 940,691 | 5.9% |
| Horizon Therapeutics PUB L | SHS | G46188101 | $13.3K | 181,614 | 5.6% |
| Bloomin Brands Inc(BLMN) | COMM | 094235108 | $12.0K | 615,367 | 5.1% |
| Brinker Intl Inc(EAT)A | COMM | 109641100 | $11.6K | 205,559 | 4.9% |
| Astrazeneca PLC(AZN)CallA | SPONSORED ADR | 046353108 | $11.0K | 220,000 | 4.7% |
| Astrazeneca PLCCall | COMM | 046353908 | $11.0K | 220,000 | 0.0% |
| Amarin Corp PLC | SPONS ADR NEW | 023111206 | $10.9K | 2,221,453 | 4.6% |
| Summit Matls Inc(7SU) | CL A | 86614U100 | $10.8K | 537,805 | 4.6% |
| Caesars Entertainment Inc NE(CZR)A | COMM | 12769G100 | $9.8K | 131,516 | 4.1% |
| Darden Restaurants IncCall | COMM | 237194905 | $9.5K | 80,000 | 0.0% |
| Darden Restaurants Inc(DRI)CallA | COMM | 237194105 | $9.5K | 80,000 | 4.0% |
| Thayer Ventures Acqu Corp | UNIT 01/01/2030 | 88332T209 | $8.4K | 800,000 | 3.5% |
| Provention BIO Inc(PRVBUSD) | COMM | 74374N102 | $7.5K | 443,331 | 3.2% |
| Turning PT Brands Inc(TPB)A | COMM | 90041L105 | $6.8K | 152,463 | 2.9% |
| Nanthealth IncA | NOTE 5.500%12/1 | 630104AB3 | $6.5K | $6,815,000 | 2.8% |
| Nanthealth Inc | CONV | 630104107 | $6.5K | $6,815,000 | 0.0% |
| Aware Inc Mass(AWRE)A | COMM | 05453N100 | $6.4K | 1,824,854 | 2.7% |
| Wyndham Hotels & Resorts Inc(WH) | COMM | 98311A105 | $5.7K | 95,500 | 2.4% |
| Firstenergy CorpCall | COMM | 337932907 | $5.7K | 184,900 | 0.0% |
| Firstenergy Corp(FE)CallA | COMM | 337932107 | $5.7K | 184,900 | 2.4% |
| Blueknight Energy Partners L(BKEPUSD) | COM UNIT | 09625U109 | $4.8K | 2,447,437 | 2.0% |
| Frazier Lifesciences Acqu Co | UNIT 12/09/2025 | G3710A121 | $4.7K | 450,000 | 2.0% |
| Boston Scientific Corp(BSX)A | COMM | 101137107 | $4.2K | 115,620 | 1.8% |
| Scion Tech Growth I | UNIT 12/17/2025 | G31067120 | $4.1K | 400,000 | 1.7% |
| Roman Dbdr Tech Acquisition | COM CL A | 77584N101 | $4.0K | 400,000 | 1.7% |
| Spartacus Acquisition Corp | CL A | 84677L109 | $4.0K | 400,000 | 1.7% |
| Biocryst Pharmaceuticals Inc(BCRX)A | COMM | 09058V103 | $4.0K | 537,866 | 1.7% |
| Osmotica Pharmaceuticals PLC | SHS | G6S41R101 | $2.1K | 511,063 | 0.9% |
| Roman Dbdr Tech Acquisition | *W EXP 10/31/202 | 77584N119 | $2.0K | 200,000 | 0.9% |
| Spartacus Acquisition Corp | *W EXP 10/31/202 | 84677L117 | $2.0K | 200,000 | 0.9% |
| Corner Growth Acquisition Co | UNIT 01/01/2027 | G2425N121 | $1.6K | 150,000 | 0.7% |
| Cohn Robbins Holdings Corp | COM CL A | G23726105 | $1.0K | 100,549 | 0.4% |
| Ricebran Technologies | COM NEW | 762831204 | $780 | 1,279,319 | 0.3% |
| Turning PT Brands IncA | NOTE 2.500% 7/1 | 90041LAE5 | $718 | $640,000 | 0.3% |
| Agile Therapeutics Inc(AGRXUSD) | COMM | 00847L100 | $634 | 220,852 | 0.3% |
| Spartacus Acquisition Corp | UNIT 10/31/2027 | 84677L208 | $529 | 50,000 | 0.2% |
| Lifetime Brands Inc(LCUT) | COMM | 53222Q103 | $298 | 19,575 | 0.1% |
| Nebula Caravel Acquisition C | UNIT 12/09/2023 | 629070202 | $270 | 25,000 | 0.1% |