Q3 2021 Holdings
Filed 2021-11-15 | 108 holdings | $13.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Altice USA Inc(OPTU) | CL A | 02156K103 | $7.2M | 349,099 | 55.3% |
| Biogen Inc(BIIB) | COM | 09062X103 | $5.7M | 20,000 | 43.3% |
| Willis Towers Watson PLC LTD(WTW) | SHS | G96629103 | $20.3K | 87,143 | 0.2% |
| Aurora Cannabis Inc | NOTE 5.500% 2/2 | 05156XAG3 | $14.3K | $16,950,000 | 0.1% |
| IHS Markit Ltd(IHS) | SHS | G47567105 | $11.7K | 100,000 | 0.1% |
| PNM RES Inc(TXNM) | COM | 69349H107 | $11.1K | 223,530 | 0.1% |
| Mudrick Capital Acqu Corp II | COM CL A | 62477L107 | $10.0K | 1,000,000 | 0.1% |
| Viveon Health Acquisition Corp | COMMON STOCK | 92853V106 | $8.0K | 800,000 | 0.1% |
| Ventoux CCM Acquisition Corp | COM | 92280L101 | $7.0K | 700,000 | 0.1% |
| Taro Pharmaceutical Inds LTD | SHS | M8737E108 | $6.4K | 100,000 | 0.0% |
| Mallard Acquisition Corp(MACU) | COM | 561204108 | $6.1K | 606,510 | 0.0% |
| Humanigen Inc | COM NEW | 444863203 | $5.9K | 1,000,000 | 0.0% |
| Hydrofarm Hldgs Group Inc | COM | 44888K209 | $5.5K | 145,526 | 0.0% |
| Bit Digital Inc(BTBT) | SHS | G1144A105 | $5.3K | 843,172 | 0.0% |
| Ligand Pharmaceuticals Inc(LGND) | COM NEW | 53220K504 | $5.2K | 37,420 | 0.0% |
| Globis Acquisition Corp | COM | 379582109 | $5.0K | 500,000 | 0.0% |
| Quantum Fintech Acquistin Co | COMMON STOCK | 74767A105 | $4.9K | 500,000 | 0.0% |
| Pershing Square Tontine Hldg | COM CL A | 71531R109 | $4.9K | 250,000 | 0.0% |
| Natural Order Acquisition Co | COM | 63889L107 | $4.9K | 500,000 | 0.0% |
| Nocturne Acquisition Corp | ORDINARY SHARES | G6580S114 | $4.5K | 450,000 | 0.0% |
| Spdr SER TR(KRE) | S&P REGL BKG | 78464A698 | $4.1K | 60,370 | 0.0% |
| Amazon COM Inc(AMZN) | COM | 023135106 | $3.3K | 1,000 | 0.0% |
| Cboe Global Mkts Inc(CBOE) | COM | 12503M108 | $3.1K | 25,000 | 0.0% |
| Health Sciences ACQ Corp 2 | ORD SHS | G4411D109 | $3.0K | 300,000 | 0.0% |
| IM Cannabis Corp | COM NEW | 44969Q208 | $2.9K | 808,890 | 0.0% |
| Coherent Inc(COHREUR) | COM | 192479103 | $2.5K | 10,000 | 0.0% |
| Enthusiast Gaming Hldgs Inc(EGLXF) | COM | 29385B109 | $2.3K | 650,000 | 0.0% |
| Sportsmans Whse Hldgs Inc(SPWH) | COM | 84920Y106 | $2.2K | 125,231 | 0.0% |
| ICC Hldgs Inc | COM | 44931Q104 | $2.1K | 129,919 | 0.0% |
| Discovery Inc(DISCKUSD) | COM SER C | 25470F302 | $2.0K | 81,000 | 0.0% |
| Howard Bancorp Inc(HBMD) | COM | 442496105 | $1.6K | 81,000 | 0.0% |
| Briacell Therapeutics Corp(BCTXW) | *W EXP 02/24/202 | 10778Y112 | $1.2K | 254,437 | 0.0% |
| Globus Maritime Limited New(GLBS) | COM NEW | Y27265126 | $935 | 320,145 | 0.0% |
| Change Healthcare Inc(CHNGUSD) | COM | 15912K100 | $820 | 39,170 | 0.0% |
| Spire Global Inc(NSHEUR) | COM CL A | 848560108 | $752 | 60,000 | 0.0% |
| Tencent Music Entmt Group(TME) | SPON ADS | 88034P109 | $725 | 100,000 | 0.0% |
| Inhibikase Therapeutics Inc | COM | 45719W106 | $610 | 320,947 | 0.0% |
| Vallon Pharmaceuticals Inc | COM | 92023M101 | $545 | 74,935 | 0.0% |
| Mountain Crest Acqustn Corp | RIGHT 04/07/2022 | 62402D113 | $524 | 700,000 | 0.0% |
| Proterra Inc | *W EXP 09/22/202 | 74374T117 | $486 | 185,598 | 0.0% |
| Renovacor Inc | *W EXP 99/99/999 | 75989E114 | $478 | 698,100 | 0.0% |
| Gold Royalty Corp | *W EXP 99/99/999 | 38071H114 | $462 | 461,773 | 0.0% |
| Ironnet Inc | *W EXP 08/26/202 | 46323Q113 | $457 | 100,000 | 0.0% |
| Hostess Brands Inc | *W EXP 11/04/202 | 44109J114 | $447 | 150,000 | 0.0% |
| TMC the metals company Inc(TMC) | COM | 87261Y106 | $434 | 95,000 | 0.0% |
| Genius Sports Limited | *W EXP 04/30/202 | G3934V117 | $432 | 60,500 | 0.0% |
| PTK Acquisition Corp | *W EXP 12/12/202 | M9607U107 | $410 | 650,000 | 0.0% |
| Matterport Inc | *W EXP 08/24/202 | 577096118 | $405 | 52,100 | 0.0% |
| EVgo Inc(EVGOW) | *W EXP 09/15/202 | 30052F118 | $383 | 218,700 | 0.0% |
| Bridgetown Holdings Ltd | COM CL A | G1355U113 | $353 | 36,000 | 0.0% |