Q3 2021 Holdings
Filed 2021-11-15 | 765 holdings | $6.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Altc Acquisition Corp(OKLO) | COM CL A | 02156V109 | $1.4M | 140,992 | 21.6% |
| Alphatec Hldgs Inc(ATEC) | COM NEW | 02081G201 | $598.0K | 49,068 | 9.3% |
| Dexcom Inc | NOTE 0.750%12/0 | 252131AH0 | $451.2K | $135,448,000 | 7.0% |
| Mercadolibre Inc | NOTE 2.000% 8/1 | 58733RAD4 | $176.1K | $46,000,000 | 2.7% |
| Palo Alto Networks Inc | NOTE 0.750% 7/0 | 697435AD7 | $136.6K | $75,000,000 | 2.1% |
| Fortive Corp | NOTE 0.875% 2/1 | 34959JAK4 | $103.5K | $102,935,000 | 1.6% |
| Palo Alto Networks Inc | NOTE 0.375% 6/0 | 697435AF2 | $101.3K | $61,000,000 | 1.6% |
| Rapid7 Inc | RAPID7 NOTE .25% 3/1 | 753422AE4 | $93.7K | $75,000,000 | 1.5% |
| Aeye Inc(LIDRW) | *W EXP 09/30/202 | 008183113 | $85.0K | 74,249 | 1.3% |
| Dicks Sporting Goods Inc | NOTE 3.250% 4/1 | 253393AD4 | $83.0K | $22,509,000 | 1.3% |
| Snap Inc | NOTE 0.750% 8/0 | 83304AAB2 | $71.9K | $21,999,000 | 1.1% |
| NCL Corp LTD | NOTE 6.000% 5/1 | 62886HAT8 | $70.5K | $32,500,000 | 1.1% |
| Liberty Interactive LLC | NOTE 1.75% 9/3 | 530610AD6 | $68.0K | $31,759,000 | 1.1% |
| Rapid7 Inc | NOTE 2.250% 5/0 | 753422AD6 | $64.4K | $33,000,000 | 1.0% |
| Neurocrine Biosciences Inc | NOTE 2.250% 5/1 | 64125CAD1 | $61.1K | $45,447,000 | 1.0% |
| Cree Inc | NOTE 0.875% 9/0 | 225447AB7 | $60.0K | $42,630,000 | 0.9% |
| Altair Engr Inc | NOTE 0.250% 6/0 | 021369AA1 | $55.9K | $36,000,000 | 0.9% |
| Zscaler Inc | NOTE 0.125% 7/0 | 98980GAB8 | $54.8K | $30,000,000 | 0.9% |
| Norton Lifelock Inc | NLOK NOTE 2% 8/1 | 668771AA6 | $53.1K | $41,317,000 | 0.8% |
| Nuvasive Inc | NOTE 1.000% 6/0 | 670704AL9 | $49.3K | $48,010,000 | 0.8% |
| Ringcentral Inc | NOTE 3/1 | 76680RAH0 | $48.5K | $51,649,000 | 0.8% |
| Fireeye Inc | NOTE 0.875% 6/0 | 31816QAF8 | $46.6K | $43,500,000 | 0.7% |
| GSK Finance NO 3 LTD | GSK NOTE 0.00% 6/2 | 36259RAA0 | $46.5K | $47,252,000 | 0.7% |
| Cyberark Software LTD | NOTE 11/1 | 23248VAB1 | $45.9K | $38,497,000 | 0.7% |
| Vonage Hldgs Corp | NOTE 1.750% 6/0 | 92886TAJ1 | $43.4K | $36,880,000 | 0.7% |
| Chegg Inc | NOTE 0.125% 3/1 | 163092AD1 | $43.2K | $30,000,000 | 0.7% |
| Neogenomics Inc | NOTE 1.250% 5/0 | 64049MAA8 | $40.9K | $27,500,000 | 0.6% |
| Natera Inc | NOTE 2.250% 5/0 | 632307AB0 | $40.6K | $13,500,000 | 0.6% |
| New Relic Inc | NOTE 0.500% 5/0 | 64829BAB6 | $40.2K | $39,501,000 | 0.6% |
| Ionis Pharmaceuticals Inc | NOTE 0.125%12/1 | 462222AB6 | $38.5K | $41,774,000 | 0.6% |
| Supernus Pharmaceuticals Inc | NOTE 0.625% 4/0 | 868459AD0 | $38.1K | $38,428,000 | 0.6% |
| Repligen Corp | NOTE 0.375% 7/1 | 759916AB5 | $37.6K | $14,861,000 | 0.6% |
| Guidewire Software Inc | NOTE 1.250% 3/1 | 40171VAA8 | $37.6K | $31,201,000 | 0.6% |
| Workday Inc | NOTE 0.250%10/0 | 98138HAF8 | $37.3K | $21,740,000 | 0.6% |
| Jazz Investments I LTD | NOTE 1.500% 8/1 | 472145AD3 | $37.3K | $36,600,000 | 0.6% |
| Snap Inc | NOTE 0.250% 5/0 | 83304AAD8 | $37.1K | $10,850,000 | 0.6% |
| Livanova USA Inc | NOTE 3% 12/1 | 538030AB3 | $36.4K | $24,250,000 | 0.6% |
| Nice SYS Inc | NOTE 1.250% 1/1 | 65366HAB9 | $36.1K | $10,579,000 | 0.6% |
| Splunk Inc | NOTE 0.500% 9/1 | 848637AC8 | $35.7K | $30,500,000 | 0.6% |
| Endeavour Mining Corp | NOTE 3% 2/1 | 29257YAA2 | $34.9K | $30,000,000 | 0.5% |
| Varex Imaging Corp | NOTE 4.000% 6/0 | 92214XAB2 | $34.7K | $22,374,000 | 0.5% |
| Workiva Inc | NOTE 1.125% 8/1 | 98139AAB1 | $32.9K | $17,500,000 | 0.5% |
| Zynga Inc | NOTE 0.250% 6/0 | 98986TAB4 | $31.4K | $27,500,000 | 0.5% |
| Fireeye Inc | NOTE 1.625% 6/0 | 31816QAD3 | $30.3K | $30,115,000 | 0.5% |
| Okta Inc | NOTE 0.125% 9/0 | 679295AD7 | $29.7K | $21,000,000 | 0.5% |
| Avaya Hldgs Corp | NOTE 2.250% 6/1 | 05351XAB7 | $29.7K | $27,981,000 | 0.5% |
| Hubspot Inc | NOTE 0.375% 6/0 | 443573AD2 | $29.0K | $11,932,000 | 0.5% |
| Pure Storage Inc | NOTE 0.125% 4/1 | 74624MAB8 | $28.4K | $24,445,000 | 0.4% |
| Infinera Corp | NOTE 2.125% 9/0 | 45667GAC7 | $28.0K | $25,000,000 | 0.4% |
| CSG SYS Intl Inc | NOTE 4.250% 3/1 | 126349AF6 | $27.9K | $26,855,000 | 0.4% |