Q4 2021 Holdings
Filed 2022-02-14 | 1808 holdings | $148.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Soleno Therapeutics Inc | COM NEW | 834203200 | $5 | 12,154 | 0.0% |
| Breeze Holdings Acquisitn Co(BRZHR) | RIGHT 05/23/2022 | 106762123 | $6 | 28,211 | 0.0% |
| Data Knights Acquisition COR | *W EXP 11/11/202 | 237699111 | $12 | 29,385 | 0.0% |
| Brilliant Acquisition Corp | RIGHT 99/99/9999 | G1643W137 | $13 | 74,155 | 0.0% |
| Aptose Biosciences Inc | COM NEW | 03835T200 | $14 | 10,343 | 0.0% |
| Mind Medicine Mindmed Inc | COM SUB VTG | 60255C109 | $15 | 11,040 | 0.0% |
| Creative Realities Inc | *W EXP 11/09/202 | 22530J119 | $15 | 10,906 | 0.0% |
| Orchard Therapeutics PLC | ADS | 68570P101 | $20 | 14,932 | 0.0% |
| Dermata Therapeutics Inc | *W EXP 08/13/202 | 249845116 | $21 | 12,000 | 0.0% |
| Genocea Biosciences Inc(GNCAQ) | COM NEW | 372427401 | $23 | 19,916 | 0.0% |
| Geron Corp(GERN) | COM | 374163103 | $23 | 19,084 | 0.0% |
| Toughbuilt Inds Inc | COM NEW | 89157G504 | $30 | 81,106 | 0.0% |
| Agenus Inc(AGENEUR) | COM NEW | 00847G705 | $33 | 10,305 | 0.0% |
| Lineage Cell Therapeutics in(LCTX) | COM | 53566P109 | $35 | 14,258 | 0.0% |
| Bright Minds Biosciences Inc | COM | 10919W108 | $35 | 11,040 | 0.0% |
| Spectrum Pharmaceuticals Inc | COM | 84763A108 | $35 | 27,556 | 0.0% |
| Ring Energy Inc(REI) | COM | 76680V108 | $35 | 15,209 | 0.0% |
| Epizyme Inc(EPZMEUR) | COM | 29428V104 | $35 | 13,948 | 0.0% |
| Mcewen MNG Inc | COM | 58039P107 | $37 | 42,102 | 0.0% |
| Selecta Biosciences Inc(SELBUSD) | COM | 816212104 | $39 | 12,019 | 0.0% |
| Regulus Therapeutics Inc | COM NEW | 75915K200 | $39 | 124,056 | 0.0% |
| Stealth Biotherapeutics Corp | SPONSORED ADS | 85789A105 | $40 | 48,397 | 0.0% |
| Seelos Therapeutics Inc | COM | 81577F109 | $40 | 24,378 | 0.0% |
| Enveric Biosciences Inc | COM NEW | 29405E109 | $41 | 44,160 | 0.0% |
| Uphealth Inc | *W EXP 06/08/202 | 91532B119 | $41 | 18,246 | 0.0% |
| Catalyst Biosciences Inc | COM NEW | 14888D208 | $42 | 45,915 | 0.0% |
| Otonomy Inc | COM | 68906L105 | $44 | 21,048 | 0.0% |
| Ocuphire Pharma Inc(IRD) | COM | 67577R102 | $44 | 11,901 | 0.0% |
| Oncternal Therapeutics Inc | COM | 68236P107 | $45 | 19,904 | 0.0% |
| Lion Group Holding LTD | *W EXP 06/17/202 | 53620U110 | $45 | 33,758 | 0.0% |
| HHG Capital Corporation | RIGHT 02/25/2026 | G4R23P145 | $46 | 125,000 | 0.0% |
| Digital Brands Group Inc | *W EXP 05/01/202 | 25401N119 | $49 | 21,500 | 0.0% |
| Assembly Biosciences Inc | COM | 045396108 | $50 | 21,408 | 0.0% |
| Katapult Holdings Inc(KPLTW) | *W EXP 06/09/202 | 485859110 | $52 | 15,398 | 0.0% |
| Momentus Inc(MNTSW) | *W EXP 05/15/202 | 60879E119 | $53 | 12,597 | 0.0% |
| DBV Technologies S A | SPONSORED ADR | 23306J101 | $53 | 32,861 | 0.0% |
| Altamira Therapeutics LTD | SHS | G0360L100 | $56 | 30,753 | 0.0% |
| Corbus Pharmaceuticals Hldgs(CRBPEUR) | COM | 21833P103 | $59 | 95,388 | 0.0% |
| Phunware Inc | COM | 71948P100 | $59 | 22,440 | 0.0% |
| Arisz Acquisition Corp | RIGHT 99/99/9999 | 040450124 | $59 | 330,000 | 0.0% |
| Inseego Corp(INSGEUR) | COM | 45782B104 | $60 | 10,330 | 0.0% |
| Panbela Therapeutics Inc | COM | 69833Q100 | $60 | 34,018 | 0.0% |
| Virnetx Hldg Corp | COM | 92823T108 | $60 | 22,947 | 0.0% |
| Goldenbridge Acquisition LTD | RIGHT 10/28/2025 | G3970D138 | $61 | 310,317 | 0.0% |
| Icecure Medical LTD Caesarea(ICCM) | SHS NEW | M53071136 | $61 | 20,000 | 0.0% |
| Vinco Ventures Inc | COM | 927330100 | $62 | 26,073 | 0.0% |
| Dirtt Environmental Solution(DRTTF) | COM | 25490H106 | $62 | 28,321 | 0.0% |
| Hepion Pharmaceuticals Inc | COM | 426897104 | $63 | 55,599 | 0.0% |
| Progenity Inc | COM | 74319F107 | $64 | 30,431 | 0.0% |
| Faraday Futre Intlgt Elctr I | *W EXP 03/20/202 | 307359117 | $64 | 12,065 | 0.0% |