Q2 2023 Holdings
Filed 2023-08-14 | 74 holdings | $16.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Mannkind Corp | NOTE 2.500% 3/0 | 56400PAQ5 | $5.0M | $4,750,000 | 31.4% |
| Ringcentral Inc | NOTE 3/0 | 76680RAF4 | $1.8M | $2,000,000 | 11.5% |
| Nogin Inc | DEBT 7.000% 9/0 | 65528NAB1 | $1.7M | $2,500,000 | 10.4% |
| GSR II Meteora Acquisitn COR | CLASS A COM | 36263W105 | $1.0M | 100,000 | 6.5% |
| Cloudflare Inc | NOTE 8/1 | 18915MAC1 | $850.0K | $1,000,000 | 5.3% |
| Unity Software Inc | NOTE 11/1 | 91332UAB7 | $798.9K | $1,000,000 | 5.0% |
| Pharmacyte Biotech Inc(PMCB) | COM NEW | 71715X203 | $792.2K | 276,992 | 4.9% |
| Oceantech Acquisitions I COR | CLASS A COM | 675507107 | $759.5K | 70,000 | 4.7% |
| SHF Holdings Inc | CLASS A COM | 824430102 | $624.5K | 1,178,249 | 3.9% |
| Alarm COM Hldgs Inc | NOTE 1/1 | 011642AB1 | $428.0K | $500,000 | 2.7% |
| Euda Health Holdings LTD | ORD SHS | G3142E105 | $359.4K | 472,947 | 2.2% |
| Shuttle Pharmactcls Hldgs in | COM | 825693203 | $288.6K | 250,915 | 1.8% |
| Addentax Group Corp | COM | 00653L301 | $217.0K | 33,029 | 1.4% |
| Recon Technology LTD | CL A SHS | G7415M124 | $195.7K | 568,546 | 1.2% |
| Pavmed Inc | COM | 70387R106 | $183.3K | 449,600 | 1.1% |
| Pepperlime Health Acqustn Co | CLASS A ORD SHS | G70021103 | $136.1K | 13,028 | 0.8% |
| Polished COM Inc | *W EXP 06/02/202 | 28252C117 | $129.8K | 2,000,000 | 0.8% |
| Auddia Inc | COM | 05072K107 | $99.4K | 240,690 | 0.6% |
| Knightscope Inc | CLASS A COM | 49907V102 | $67.9K | 127,902 | 0.4% |
| Sharps Technology Inc | *W EXP 04/13/202 | 82003F119 | $33.2K | 235,200 | 0.2% |
| Alset Capital Acquisition Co | RIGHT 01/31/2027 | 02115M125 | $31.6K | 100,000 | 0.2% |
| Zivo Bioscience Inc | *W EXP 06/02/202 | 98978N119 | $29.3K | 48,850 | 0.2% |
| Innovative Eyewear Inc | *W EXP 08/16/202 | 45791D117 | $28.7K | 150,900 | 0.2% |
| Worksport LTD | *W EXP 08/06/202 | 98139Q118 | $20.2K | 86,020 | 0.1% |
| Onfolio Holdings Inc | *W EXP 01/02/202 | 68277K124 | $20.0K | 100,000 | 0.1% |
| Heartbeam Inc(BEATW) | *W EXP 10/31/202 | 42238H116 | $20.0K | 50,000 | 0.1% |
| Ares Acquisition Corporation | *W EXP 02/02/202 | G33032122 | $19.9K | 24,851 | 0.1% |
| NLS Pharmaceutics LTD | *W EXP 02/02/202 | H57830111 | $18.2K | 170,100 | 0.1% |
| Flame Acquisition Corp | *W EXP 02/26/202 | 33850F116 | $18.1K | 57,836 | 0.1% |
| Akerna Corp | COM NEW | 00973W300 | $16.1K | 26,600 | 0.1% |
| Agriforce Growing Systems LT | COM | C00948106 | $16.1K | 70,922 | 0.1% |
| Stran & Company Inc | *W EXP 11/01/202 | 86260J110 | $15.5K | 224,260 | 0.1% |
| Fintech Ecosystem Deve | RIGHT 04/01/2026 | 318136124 | $14.8K | 125,000 | 0.1% |
| Digital Health Acquisition C | *W EXP 11/02/202 | 253893119 | $14.5K | 200,000 | 0.1% |
| Ainos Inc(AIMDW) | *W EXP 07/29/202 | 00902F113 | $14.4K | 50,000 | 0.1% |
| GSR II Meteora Acquisitn COR | *W EXP 02/24/202 | 36263W121 | $13.5K | 100,000 | 0.1% |
| Reliance Global Group Inc(EZRAW) | *W EXP 02/01/202 | 75946W116 | $11.0K | 97,818 | 0.1% |
| Relativity Acquisition Corp | *W EXP 12/15/202 | 75944B114 | $9.4K | 200,000 | 0.1% |
| Seastar Medical Holding Corp | *W EXP 10/28/202 | 81256L112 | $9.1K | 250,000 | 0.1% |
| Liberty RES Acquisition Corp | *W EXP 10/31/202 | 53118A113 | $9.1K | 175,000 | 0.1% |
| Clover Leaf Capital Corp | RIGHT 05/31/2028 | 18915E121 | $9.1K | 75,000 | 0.1% |
| Dogness International Corp(DOGZ) | COM CL A | G2788T103 | $8.4K | 11,498 | 0.1% |
| Agba Group Holding LTD | *W EXP 03/15/202 | G01212110 | $7.5K | 125,000 | 0.0% |
| Toughbuilt Inds Inc | *W EXP 11/14/202 | 89157G116 | $6.7K | 161,816 | 0.0% |
| Western Acqstn Ventures Corp(CYCUW) | *W EXP 09/01/202 | 95758L115 | $6.1K | 100,000 | 0.0% |
| Splash Beverage Group Inc | *W EXP 06/15/202 | 84862C112 | $6.0K | 49,800 | 0.0% |
| Arogo Capital Acquisition Co(AOGOW) | *W EXP 03/23/202 | 042644112 | $5.8K | 125,000 | 0.0% |
| Minority Equality Opportunit | *W EXP 08/26/202 | 60436Q118 | $5.6K | 70,000 | 0.0% |
| Oceantech Acquisitions I COR | *W EXP 99/99/999 | 675507115 | $5.0K | 125,000 | 0.0% |
| Alliance Entertainment Holdi(AENTW) | *W EXP 02/11/202 | 01861F110 | $4.7K | 100,000 | 0.0% |