Q3 2023 Holdings
Filed 2023-11-13 | 71 holdings | $14.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Mannkind Corp | NOTE 2.500% 3/0 | 56400PAQ5 | $5.0M | $4,750,000 | 34.0% |
| Ringcentral Inc | NOTE 3/0 | 76680RAF4 | $1.9M | $2,000,000 | 12.6% |
| Nogin Inc | DEBT 7.000% 9/0 | 65528NAB1 | $1.2M | $2,500,000 | 8.2% |
| SHF Holdings Inc | CLASS A COM | 824430102 | $930.8K | 1,178,249 | 6.3% |
| Cloudflare Inc | NOTE 8/1 | 18915MAC1 | $851.9K | $1,000,000 | 5.8% |
| Unity Software Inc | NOTE 11/1 | 91332UAB7 | $793.5K | $1,000,000 | 5.4% |
| Oceantech Acquisitions I COR | CLASS A COM | 675507107 | $771.4K | 70,000 | 5.2% |
| Pavmed Inc | COM | 70387R106 | $661.2K | 2,244,235 | 4.5% |
| Alarm COM Hldgs Inc | NOTE 1/1 | 011642AB1 | $434.0K | $500,000 | 2.9% |
| Creative Realities Inc(CREX) | COM | 22530J309 | $397.7K | 256,584 | 2.7% |
| Toughbuilt Inds Inc | COM | 89157G884 | $219.1K | 1,123,603 | 1.5% |
| Pharmacyte Biotech Inc(PMCB) | COM NEW | 71715X203 | $193.4K | 92,087 | 1.3% |
| Recon Technology LTD | CL A SHS | G7415M124 | $176.2K | 568,546 | 1.2% |
| Addentax Group Corp | COM | 00653L301 | $161.5K | 119,622 | 1.1% |
| Pepperlime Health Acqustn Co | CLASS A ORD SHS | G70021103 | $140.7K | 13,028 | 1.0% |
| Shuttle Pharmactcls Hldgs in | COM | 825693203 | $134.5K | 220,426 | 0.9% |
| Auddia Inc | COM | 05072K107 | $87.6K | 240,690 | 0.6% |
| Lucid Diagnostics Inc(LUCD) | COM | 54948X109 | $86.5K | 73,907 | 0.6% |
| Tritium Dcfc Limited | ORDINARY SHARES | Q9225T108 | $82.9K | 273,685 | 0.6% |
| Oppfi Inc(OPFI/WS) | *W EXP 07/20/202 | 68386H111 | $63.0K | 25,000 | 0.4% |
| Ocean Biomedical Inc(OCEA) | COM | 67644C104 | $52.0K | 13,345 | 0.4% |
| Flame Acquisition Corp | *W EXP 02/26/202 | 33850F116 | $46.3K | 57,836 | 0.3% |
| Sharps Technology Inc | *W EXP 04/13/202 | 82003F119 | $24.8K | 235,200 | 0.2% |
| Innovative Eyewear Inc | *W EXP 08/16/202 | 45791D117 | $22.6K | 150,900 | 0.2% |
| Zivo Bioscience Inc | *W EXP 06/02/202 | 98978N119 | $21.9K | 48,850 | 0.1% |
| Worksport LTD | *W EXP 08/06/202 | 98139Q118 | $21.5K | 86,020 | 0.1% |
| Alset Capital Acquisition Co | RIGHT 01/31/2027 | 02115M125 | $21.0K | 100,000 | 0.1% |
| Bitcoin Depot Inc(BTMWW) | *W EXP 06/30/202 | 09174P113 | $19.0K | 100,000 | 0.1% |
| NLS Pharmaceutics LTD | *W EXP 02/02/202 | H57830111 | $17.9K | 170,100 | 0.1% |
| Fintech Ecosystem Deve | RIGHT 04/01/2026 | 318136124 | $17.5K | 125,000 | 0.1% |
| Ares Acquisition Corporation | *W EXP 02/02/202 | G33032122 | $16.4K | 24,851 | 0.1% |
| Ainos Inc(AIMDW) | *W EXP 07/29/202 | 00902F113 | $16.4K | 50,000 | 0.1% |
| Akerna Corp | COM NEW | 00973W300 | $15.9K | 72,517 | 0.1% |
| Onfolio Holdings Inc | *W EXP 01/02/202 | 68277K124 | $13.3K | 100,000 | 0.1% |
| Oxus Acquisition Corp | *W EXP 99/99/999 | G6859L121 | $10.5K | 60,000 | 0.1% |
| Stran & Company Inc | *W EXP 11/01/202 | 86260J110 | $10.1K | 224,260 | 0.1% |
| Heartbeam Inc(BEATW) | *W EXP 10/31/202 | 42238H116 | $10.0K | 50,000 | 0.1% |
| Reliance Global Group Inc(EZRAW) | *W EXP 02/01/202 | 75946W116 | $9.7K | 97,818 | 0.1% |
| Relativity Acquisition Corp | *W EXP 12/15/202 | 75944B114 | $9.4K | 200,000 | 0.1% |
| Clover Leaf Capital Corp | RIGHT 05/31/2028 | 18915E121 | $7.6K | 75,000 | 0.1% |
| Liberty RES Acquisition Corp | *W EXP 10/31/202 | 53118A113 | $6.6K | 175,000 | 0.0% |
| Arogo Capital Acquisition Co(AOGOW) | *W EXP 03/23/202 | 042644112 | $6.3K | 125,000 | 0.0% |
| Kairous Acquisition Corp LTD | RIGHT 09/15/2026 | G52131136 | $6.0K | 75,000 | 0.0% |
| Esports Entmt Group Inc | COM | 29667K504 | $5.9K | 55,000 | 0.0% |
| Pagaya Technologies LTD | *W EXP 09/01/202 | M7S64L107 | $5.8K | 16,666 | 0.0% |
| Splash Beverage Group Inc | *W EXP 06/15/202 | 84862C112 | $5.0K | 49,800 | 0.0% |
| Digital Health Acquisition C | *W EXP 11/02/202 | 253893119 | $4.4K | 200,000 | 0.0% |
| Vision Sensing Acquisition C | *W EXP 10/21/202 | 92838J111 | $4.2K | 112,500 | 0.0% |
| Seastar Medical Holding Corp | *W EXP 10/28/202 | 81256L112 | $3.5K | 250,000 | 0.0% |
| Finnovate Acquisition Corp | *W EXP 09/30/202 | G3R34K111 | $3.5K | 75,000 | 0.0% |