Q3 2023 Holdings
Filed 2023-11-14 | 1681 holdings | $4.2B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Aurora Technology Acquisitio | RIGHT 01/27/2027 | G06984135 | $50.3K | 335,000 | 0.0% |
| Onfolio Holdings Inc | *W EXP 01/02/202 | 68277K124 | $50.4K | 60,000 | 0.0% |
| Inception Growth Acqustn LTD | RIGHT 12/08/2026 | 45333D120 | $51.0K | 250,000 | 0.0% |
| BNY Mellon Strategic MUN BD(DSM) | COM | 09662E109 | $52.6K | 10,576 | 0.0% |
| Plutonian Acquisition Corp | RIGHT 10/26/2027 | 72942P112 | $52.9K | 322,805 | 0.0% |
| The Realreal Inc | NOTE 3.000% 6/1 | 88339PAB7 | $54.9K | $78,000 | 0.0% |
| Embrace Change Acquisitn COR | RIGHT 10/25/2026 | G3034H141 | $55.3K | 346,875 | 0.0% |
| Fintech Ecosystem Deve | RIGHT 04/01/2026 | 318136124 | $56.0K | 400,000 | 0.0% |
| Summit Therapeutics Inc(SMMT) | COM | 86627T108 | $56.1K | 30,000 | 0.0% |
| Medical Pptys Trust Inc(MPT) | COM | 58463J304 | $56.7K | 10,407 | 0.0% |
| Atyr Pharma Inc(ATYR) | COM NEW | 002120202 | $56.9K | 36,000 | 0.0% |
| Anebulo Pharmaceuticals Inc(ANEB) | COM | 034569103 | $58.0K | 18,978 | 0.0% |
| Lanzatech Global IncPut | COM | 51655R101 | $58.4K | 12,500 | 0.0% |
| Mitek SYS Inc | NOTE 0.750% 2/0 | 606710AA9 | $58.4K | $67,000 | 0.0% |
| Emcore Corp(EMKREUR) | COM NEW | 290846203 | $59.4K | 125,000 | 0.0% |
| Orion Office REIT Inc(ONL) | COM | 68629Y103 | $59.5K | 11,421 | 0.0% |
| Alliance Entertainment Holdi(AENTW) | *W EXP 02/11/202 | 01861F110 | $59.9K | 53,950 | 0.0% |
| Rush Street Interactive Inc(RSI) | COM | 782011100 | $60.0K | 12,995 | 0.0% |
| Alphatime Acquisition Corp | RIGHT 03/01/2028 | G0223V139 | $60.2K | 438,093 | 0.0% |
| Trailblazer Merger Corp I(TBMCR) | RIGHT 04/21/2028 | 89278D125 | $60.6K | 336,600 | 0.0% |
| RF Acquisition Corp | RIGHT 05/01/2028 | 74954L120 | $62.0K | 400,000 | 0.0% |
| Globalink Invt Inc | RIGHT 12/06/2026 | 37892F117 | $62.1K | 540,000 | 0.0% |
| Beyond Meat Inc | NOTE 3/1 | 08862EAB5 | $62.7K | $237,000 | 0.0% |
| Ginkgo Bioworks Holdings Inc(DNA4EUR) | CL A SHS | 37611X100 | $64.7K | 35,733 | 0.0% |
| Radiant Logistics Inc(RLGT) | COM | 75025X100 | $64.7K | 11,453 | 0.0% |
| Seastar Medical Holding Corp | *W EXP 10/28/202 | 81256L112 | $64.7K | 245,200 | 0.0% |
| Noco Noco Inc | COM CL A | G7243P109 | $65.7K | 55,686 | 0.0% |
| Orion Group Hldgs Inc(ORN) | COM | 68628V308 | $68.2K | 12,730 | 0.0% |
| Cyberark Software LTD | NOTE 11/1 | 23248VAB1 | $69.3K | $60,000 | 0.0% |
| Autolus Therapeutics PLC(AUTL) | SPON ADS | 05280R100 | $69.5K | 29,822 | 0.0% |
| Bellevue Life Scncs Aqstn Co | RIGHT 02/09/2028 | 079174124 | $71.5K | 311,040 | 0.0% |
| Hookipa Pharma Inc | COM | 43906K100 | $72.5K | 117,695 | 0.0% |
| PHP Ventures Acquisition COR | RIGHT 01/01/2023 | 69291C122 | $73.3K | 450,000 | 0.0% |
| The Beauty Health Company(SKIN) | COM CL A | 88331L108 | $73.5K | 12,203 | 0.0% |
| Allot LTD(ALLT) | SHS | M0854Q105 | $74.7K | 34,256 | 0.0% |
| Roadzen Inc | *W EXP 11/30/202 | G7606H116 | $75.4K | 18,083 | 0.0% |
| Feutune Light Acquisition Co | RIGHT 06/01/2029 | 31561T128 | $77.2K | 643,125 | 0.0% |
| Century Alum Co(CENX) | COM | 156431108 | $77.8K | 10,820 | 0.0% |
| Omniab Inc(OABI) | COM | 68218J103 | $77.9K | 15,000 | 0.0% |
| Perfect Corp | *W EXP 99/99/999 | G7006A117 | $78.6K | 23,966 | 0.0% |
| Lexaria Bioscience Corp(LEXXW) | *W EXP 01/14/202 | 52886N117 | $78.9K | 78,950 | 0.0% |
| Welsbach Tech Metals Acqu Co | RIGHT 12/22/2026 | 950415117 | $80.8K | 621,600 | 0.0% |
| Digitalocean Hldgs Inc | NOTE 12/0 | 25402DAB8 | $81.3K | $106,000 | 0.0% |
| CS Disco Inc(LAW) | COM | 126327105 | $81.4K | 12,262 | 0.0% |
| Transocean LTD(RIG) | REG SHS | H8817H100 | $83.8K | 10,211 | 0.0% |
| Y-Mabs Therapeutics Inc(YMABUSD) | COM | 984241109 | $84.7K | 15,546 | 0.0% |
| Kaltura Inc(KLTR) | COM | 483467106 | $85.1K | 49,195 | 0.0% |
| A Spac II Acquisition Corp | RIGHT 10/15/2026 | G0543H133 | $85.5K | 450,000 | 0.0% |
| Milestone Pharmaceuticals in(MIST) | COM | 59935V107 | $85.5K | 27,588 | 0.0% |
| Cepton Inc | *W EXP 06/01/202 | 15673X119 | $85.8K | 22,591 | 0.0% |