Q3 2023 Holdings
Filed 2023-11-14 | 1681 holdings | $4.2B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Northview Acquisition Corp | RIGHT 99/99/9999 | 66718N129 | $157.7K | 900,969 | 0.0% |
| Bloom Energy Corp(BE)Put | COM CL A | 093712107 | $157.8K | 11,900 | 0.0% |
| Armada Hoffler Pptys Inc(AHH) | COM | 04208T108 | $159.0K | 15,525 | 0.0% |
| Streamline Health Solutions | COM | 86323X106 | $159.2K | 164,550 | 0.0% |
| SHF Holdings Inc | *W EXP 09/28/202 | 824430110 | $159.5K | 201,958 | 0.0% |
| Clough Global Divid & Income(GLV) | COM | 18913Y103 | $159.6K | 32,105 | 0.0% |
| Kezar Life Sciences Inc | COM | 49372L100 | $160.5K | 134,884 | 0.0% |
| Sofi Technologies Inc(SOFI) | COM | 83406F102 | $160.5K | 20,090 | 0.0% |
| Clough Global Equity FD(XGLQX) | COM | 18914C100 | $161.4K | 29,450 | 0.0% |
| Sinclair Inc(SBGI) | CL A | 829242106 | $161.7K | 14,416 | 0.0% |
| Jasper Therapeutics Inc | COM | 471871103 | $163.2K | 233,159 | 0.0% |
| EF Hutton Acquisition Corp I | RIGHT 11/18/2027 | 28201D125 | $165.3K | 915,750 | 0.0% |
| Dennys Corp(DENN) | COM | 24869P104 | $166.0K | 19,594 | 0.0% |
| Hudson Acquisition I Corp | RIGHT 99/99/9999 | 44364H118 | $166.9K | 618,300 | 0.0% |
| Tegna Inc(TGNA) | COM | 87901J105 | $169.1K | 11,609 | 0.0% |
| Marathon Digital Holdings in(MARA)Put | COM | 565788106 | $170.0K | 20,000 | 0.0% |
| Elevation Oncology Inc | COM | 28623U101 | $170.1K | 256,715 | 0.0% |
| Groupon Inc(GRPN)Put | COM NEW | 399473206 | $173.1K | 11,300 | 0.0% |
| Macys Inc(M)Put | COM | 55616P104 | $174.2K | 15,000 | 0.0% |
| Lucid Group Inc(CCIVGBP)Put | COM | 549498103 | $175.0K | 31,300 | 0.0% |
| Dexcom Inc | NOTE 0.250%11/1 | 252131AK3 | $175.6K | $186,000 | 0.0% |
| Alset Capital Acquisition Co | RIGHT 01/31/2027 | 02115M125 | $180.5K | 725,000 | 0.0% |
| SLM Corp(SLM) | COM | 78442P106 | $181.0K | 13,286 | 0.0% |
| DZS Inc(DZSIQ) | COM | 268211109 | $181.1K | 86,223 | 0.0% |
| EOS Energy Enterprises Inc(EOSE) | COM CL A | 29415C101 | $182.4K | 84,855 | 0.0% |
| Nuveen Virginia Qlty Muncpl(NPV) | COM | 67064R102 | $182.5K | 19,208 | 0.0% |
| Hims & Hers Health Inc(HIMS) | COM CL A | 433000106 | $183.7K | 29,203 | 0.0% |
| Bluescape Opportunities Acqu | *W EXP 10/28/202 | G1195N113 | $184.7K | 18,413 | 0.0% |
| Electriq PWR Hldgs Inc | *W EXP 07/31/202 | 285046116 | $186.1K | 105,753 | 0.0% |
| Concord Acquisition Corp II | *W EXP 99/99/999 | 20607U116 | $186.5K | 18,143 | 0.0% |
| Southwestern Energy Co(SWN1EUR) | COM | 845467109 | $186.5K | 28,920 | 0.0% |
| Nuscale PWR Corp | *W EXP 05/02/202 | 67079K118 | $189.0K | 38,577 | 0.0% |
| PTC Therapeutics Inc | NOTE 1.500% 9/1 | 69366JAD3 | $189.1K | $237,000 | 0.0% |
| Swiftmerge Acquisition Corp | *W EXP 12/13/202 | G63836111 | $191.1K | 17,963 | 0.0% |
| 10X Capital Venture ACQ III | CL A ORD SHS | G87077106 | $192.5K | 17,993 | 0.0% |
| Nuveen Preferred and Income | COM SHS BEN INT | 67075T105 | $193.6K | 12,333 | 0.0% |
| Thredup Inc(TDUP) | CL A | 88556E102 | $195.2K | 48,669 | 0.0% |
| Ecarx Holdings Inc | *W EXP 12/20/202 | G29201111 | $195.9K | 63,195 | 0.0% |
| Aquaron Acquisition Corp(AQUNR) | RIGHT 07/15/2026 | 03842W113 | $196.7K | 549,600 | 0.0% |
| Astronics Corp(ATRO)Put | COM | 046433108 | $198.3K | 12,500 | 0.0% |
| Matterport Inc(MTTR*) | COM CL A | 577096100 | $199.0K | 91,685 | 0.0% |
| American Acquisition Oppt in(RMCOW) | *W EXP 05/28/202 | 02369M110 | $200.0K | 18,435 | 0.0% |
| Conocophillips(COP) | COM | 20825C104 | $200.1K | 1,670 | 0.0% |
| Liberty Energy Inc(LBRT) | COM CL A | 53115L104 | $200.3K | 10,814 | 0.0% |
| Brightview Hldgs Inc(BV) | COM | 10948C107 | $200.4K | 25,857 | 0.0% |
| Samsara Inc(IOT) | COM CL A | 79589L106 | $200.8K | 7,966 | 0.0% |
| Biomerica Inc(BMRAUSD) | COM NEW | 09061H307 | $201.6K | 234,357 | 0.0% |
| RBC Bearings Inc(RBC) | COM | 75524B104 | $202.3K | 864 | 0.0% |
| Terns Pharmaceuticals Inc(TERN)Call | COM | 880881107 | $202.7K | 40,300 | 0.0% |
| Chromadex Corp(NAGE) | COM NEW | 171077407 | $202.8K | 138,913 | 0.0% |