Q3 2016 Holdings
Filed 2016-11-14 | 99 holdings | $77.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cellectar Biosciences @4.68 8/ | warrants | 15117F203 | $27 | 106,600 | 0.0% |
| EyeGate Pharmaceuticals @10.62 | warrants | 30233M115 | $48 | 137,092 | 0.0% |
| Support.com, Inc. | common | 86858W101 | $228 | 271,753 | 0.0% |
| OvaScience, Inc. | common | 69014Q101 | $358 | 50,000 | 0.0% |
| Scynexis, Inc. | common | 811292101 | $484 | 125,000 | 0.0% |
| Rand logistics Inc. | common | 752182105 | $485 | 647,235 | 0.0% |
| Turtle Beach Corporation | common | 900450107 | $524 | 400,000 | 0.0% |
| Aptevo Therapeutics, Inc. | common | 03835L103 | $530 | 207,000 | 0.0% |
| Health Insurance Innovations | common | 42225K106 | $630 | 120,000 | 0.0% |
| Sensus Healthcare, Inc @6.75 6 | warrants | 999999999 | $634 | 494,939 | 0.0% |
| Syros Pharmaceuticals, Inc. | common | 87184Q107 | $660 | 47,550 | 0.0% |
| Saia, Inc.(SAIA) | common | 78709Y105 | $674 | 22,500 | 0.0% |
| Xactly Corporation | common | 98386L101 | $691 | 46,928 | 0.0% |
| Cipher Pharmaceuticals, Inc.(CPHRF) | common | 17253X105 | $708 | 185,300 | 0.0% |
| iRadimed Corporation(IRMD) | common | 46266A109 | $801 | 47,119 | 0.0% |
| Clearside Biomedical, Inc.(CLSDUSD) | common | 185063104 | $867 | 50,000 | 0.0% |
| Xplore Technologies, Corp. | common | 983950700 | $885 | 368,902 | 0.0% |
| Trevena, Inc. | common | 89532E109 | $971 | 143,904 | 0.0% |
| Concert Pharmaceuticals, Inc.(CNCEEUR) | common | 206022105 | $1.0K | 100,000 | 0.0% |
| Corium International Inc. | common | 21887L107 | $1.1K | 198,511 | 0.0% |
| ParkerVision, Inc. | common | 701354102 | $1.1K | 264,072 | 0.0% |
| NTN Buzztime, Inc. | common | 629410309 | $1.2K | 181,650 | 0.0% |
| Determine, Inc. | common | 250660107 | $1.3K | 716,220 | 0.0% |
| ARI Network Services, Inc. | common | 001930205 | $1.3K | 300,000 | 0.0% |
| Castlight Health, Inc.(CSLT1EUR) | common | 14862Q100 | $1.7K | 400,000 | 0.0% |
| Radcom Ltd.(RDCM) | common | M81865111 | $1.7K | 82,000 | 0.0% |
| Pc-Tel, Inc. | common | 69325Q105 | $1.7K | 316,403 | 0.0% |
| Presbia, PLC (Ireland) | common | G7234P100 | $1.7K | 358,249 | 0.0% |
| Verastem, Inc. | common | 92337C104 | $1.7K | 1,275,323 | 0.0% |
| XCel Brands Inc. | common | 98400M101 | $1.8K | 360,000 | 0.0% |
| Avinger, Inc. | common | 053734109 | $1.9K | 390,790 | 0.0% |
| Iteris, Inc.(ITIEUR) | common | 46564T107 | $1.9K | 535,369 | 0.0% |
| BioTelemetry, Inc.(BEATEUR) | common | 090672106 | $2.0K | 109,189 | 0.0% |
| Invuity, Inc. | common | 46187J205 | $2.1K | 150,000 | 0.0% |
| QuinStreet, Inc.(QNST) | common | 74874Q100 | $2.2K | 739,917 | 0.0% |
| Nv5 Global Inc.(NVEEUSD) | common | 62945V109 | $2.5K | 77,500 | 0.0% |
| Aehr Test Systems (Restricted)(AEHR) | common | 00760J108 | $2.6K | 1,050,000 | 0.0% |
| Streamline Health Solutions | common | 86323X106 | $2.6K | 1,438,334 | 0.0% |
| SharpSpring, Inc. | common | 784589202 | $2.7K | 530,734 | 0.0% |
| Immersion Corporation(IMMR) | common | 452521107 | $2.7K | 336,734 | 0.0% |
| Energous Corporation | common | 29272C103 | $2.9K | 149,800 | 0.0% |
| Cidara Therapeutics Inc. | common | 171757107 | $3.0K | 262,655 | 0.0% |
| Sensus Healthcare, Inc(SRTS) | common | 81728J109 | $3.0K | 491,938 | 0.0% |
| Digimarc Corporation(DMRC) | common | 25381B101 | $3.1K | 80,000 | 0.0% |
| Trillium Therapeutics Corp. | common | 89620X100 | $3.1K | 209,177 | 0.0% |
| Extreme Networks, Inc.(EXTR) | common | 30226D106 | $3.2K | 701,566 | 0.0% |
| Intellicheck Mobilisa, Inc.(IDN) | common | 45817G201 | $3.4K | 1,985,022 | 0.0% |
| Earthstone Energy, Inc. | common | 27032D205 | $3.4K | 397,834 | 0.0% |
| SeaChange International, Inc. | common | 811699107 | $3.4K | 1,153,677 | 0.0% |
| Repligen Corporation(RGEN) | common | 759916109 | $3.6K | 120,000 | 0.0% |