Q3 2018 Holdings
Filed 2018-11-09 | 91 holdings | $85.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| EyeGate Pharmaceuticals @10.62 | warrants | 30233M115 | $7 | 137,092 | 0.0% |
| Cellectar Biosciences @4.68 8/ | warrants | 15117F203 | $9 | 106,600 | 0.0% |
| OvaScience, Inc. | common | 69014Q101 | $219 | 300,000 | 0.0% |
| Del Frisco's Restaurant Group(DFRG) | common | 245077102 | $513 | 61,818 | 0.0% |
| Sito Mobile Ltd.(STTO) | common | 82988R203 | $538 | 302,495 | 0.0% |
| Ideal Power, Inc. | common | 451622104 | $557 | 874,300 | 0.0% |
| Destination XL Group, Inc.(DXLG) | common | 25065K104 | $664 | 265,461 | 0.0% |
| Izea Worldwide, Inc. | common | 46604H105 | $817 | 514,029 | 0.0% |
| Saia, Inc.(SAIA) | common | 78709Y105 | $918 | 12,010 | 0.0% |
| Determine, Inc. | common | 250660107 | $1.0K | 1,455,220 | 0.0% |
| Sensus Healthcare, Inc @6.75 7 | warrants | 81728J117 | $1.1K | 494,939 | 0.0% |
| NTN Buzztime, Inc. | common | 629410606 | $1.3K | 285,112 | 0.0% |
| Pc-Tel, Inc. | common | 69325Q105 | $1.3K | 274,399 | 0.0% |
| Nv5 Global Inc.(NVEEUSD) | common | 62945V109 | $1.3K | 15,000 | 0.0% |
| Digimarc Corporation(DMRC) | common | 25381B101 | $1.4K | 43,772 | 0.0% |
| Veru,Inc.(VERUEUR) | common | 92536C103 | $1.4K | 1,000,000 | 0.0% |
| Sutro Biopharma, Inc. | common | 869367102 | $1.7K | 111,483 | 0.0% |
| Iteris, Inc.(ITIEUR) | common | 46564T107 | $1.8K | 334,769 | 0.0% |
| Opko Health Inc.(OPK) | common | 68375N103 | $2.1K | 600,000 | 0.0% |
| Magal Security Sys Ltd(Israel) | common | 2544056US | $2.1K | 377,784 | 0.0% |
| Vivint Solar Inc.(VSLR) | common | 92854Q106 | $2.1K | 412,556 | 0.0% |
| MaxLinear, Inc.(MXL) | common | 57776J100 | $2.4K | 120,000 | 0.0% |
| QuickLogic Corp. | common | 74837P108 | $2.7K | 2,700,000 | 0.0% |
| Graham Corp.(GHM) | common | 384556106 | $2.7K | 97,507 | 0.0% |
| scPharmaceuticals, Inc.(SCPH) | common | 810648105 | $2.8K | 469,799 | 0.0% |
| LiqTech International Inc. | common | 53632A102 | $2.9K | 1,720,568 | 0.0% |
| Reed's, Inc. | common | 758338107 | $2.9K | 879,112 | 0.0% |
| Enservco Corp | common | 29358Y102 | $3.2K | 4,053,300 | 0.0% |
| Gaia, Inc.(GAIA) | common | 36269P104 | $3.2K | 210,000 | 0.0% |
| Manitex Int'l Inc. | common | 563420108 | $3.6K | 343,825 | 0.0% |
| Neuronetics, Inc.(STIM) | common | 64131A105 | $4.0K | 125,000 | 0.0% |
| Trillium Therapeutics Inc. | common | 89620X506 | $4.1K | 701,138 | 0.0% |
| Biofrontera AG (Germany) | common | 09075G105 | $4.1K | 302,418 | 0.0% |
| Tuesday Morning Corporation | common | 899035505 | $4.2K | 1,315,839 | 0.0% |
| Ideal Power, Inc. Series A PS | preferred | 999999999 | $4.3K | 2,118,430 | 0.0% |
| Electrocore, LLC(ECORGBP) | common | 28531P103 | $4.3K | 310,062 | 0.0% |
| Radcom Ltd.(RDCM) | common | M81865111 | $4.4K | 388,662 | 0.0% |
| BioTelemetry, Inc.(BEATEUR) | common | 090672106 | $4.8K | 75,000 | 0.0% |
| Aqua Metals, Inc.(AQMSEUR) | common | 03837J101 | $5.1K | 1,977,430 | 0.0% |
| Clearside Biomedical, Inc.(CLSDUSD) | common | 185063104 | $5.4K | 875,126 | 0.0% |
| Nuvectra Corporation | common | 67075N108 | $5.5K | 250,000 | 0.0% |
| Infusystem Holdings, Inc.(INFU) | common | 45685K102 | $5.5K | 1,700,270 | 0.0% |
| Sensus Healthcare, Inc(SRTS) | common | 81728J109 | $5.5K | 661,938 | 0.0% |
| Spero Therapeutics, Inc.(SPRO) | common | 84833T103 | $5.7K | 540,474 | 0.0% |
| Reata Pharmaceuticals, Inc.(RETAEUR) | common | 75615P103 | $5.7K | 70,000 | 0.0% |
| Amyris Inc.(AMRSEUR) | common | 03236M200 | $5.9K | 740,000 | 0.0% |
| Kornit Digital Ltd., Israel(KRNT) | common | M6372Q113 | $6.6K | 299,688 | 0.0% |
| Repligen Corporation(RGEN) | common | 759916109 | $6.7K | 121,000 | 0.0% |
| Inspired Entertainment, Inc.(INSE) | common | 45782N108 | $6.7K | 1,104,483 | 0.0% |
| SharpSpring, Inc.(SHSP) | common | 820054104 | $7.2K | 511,006 | 0.0% |