Q4 2016 Holdings
Filed 2017-02-14 | 103 holdings | $544.6K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Arbutus Biopharma Corp(ABUS) | COM | 03879J100 | $368.0K | 150,000 | 67.6% |
| Ishares TR(IWM)Put | RUSSELL 2000 ETF | 464287655 | $32.4K | 240,000 | 5.9% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $29.1K | 130,000 | 5.3% |
| General Mtrs Co(GM)Call | COM | 37045V100 | $13.2K | 378,800 | 2.4% |
| Acorda Therapeutics Inc | NOTE 1.750% 6/1 | 00484MAA4 | $6.7K | $8,750,000 | 1.2% |
| Spdr Series Trust(XBI)Put | S&P BIOTECH | 78464A870 | $5.3K | 90,000 | 1.0% |
| International Business Machs(IBM)Call | COM | 459200101 | $4.9K | 29,600 | 0.9% |
| Monsanto Co New | COM | 61166W101 | $4.1K | 38,500 | 0.7% |
| Aegerion Pharmaceuticals Inc | NOTE 2.000% 8/1 | 00767EAB8 | $3.2K | $4,500,000 | 0.6% |
| General Electric CoPut | COM | 369604103 | $3.2K | 100,000 | 0.6% |
| Humana Inc(HUM) | COM | 444859102 | $3.0K | 14,800 | 0.6% |
| PTC Therapeutics Inc | NOTE 3.000% 8/1 | 69366JAB7 | $3.0K | $5,000,000 | 0.5% |
| Immunomedics Inc | NOTE 4.750% 2/1 | 452907AK4 | $3.0K | $3,000,000 | 0.5% |
| Astrazeneca PLC(AZN)Call | SPONSORED ADR | 046353108 | $2.7K | 100,000 | 0.5% |
| Orexigen Therapeutics Inc | NOTE 2.750%12/0 | 686164AB0 | $2.7K | $9,901,000 | 0.5% |
| NXP Semiconductors N V(NXPI) | COM | N6596X109 | $2.7K | 27,700 | 0.5% |
| Ishares TR(HYG)Put | IBOXX HI YD ETF | 464288513 | $2.6K | 30,000 | 0.5% |
| Interoil Corp | COM | 460951106 | $2.5K | 52,000 | 0.5% |
| PDL Biopharma Inc | NOTE 2.750%12/0 | 69329YAG9 | $2.4K | $3,000,000 | 0.4% |
| Caterpillar Inc del(CAT)Put | COM | 149123101 | $2.3K | 25,000 | 0.4% |
| Pernix Therapeutics Hldgs in | DBCV 4.250% 4/0 | 71426VAK4 | $2.1K | $9,000,000 | 0.4% |
| Amazon COM Inc(AMZN) | COM | 023135106 | $2.0K | 2,600 | 0.4% |
| Lilly ELI & Co(LLY)Call | COM | 532457108 | $1.8K | 25,000 | 0.3% |
| Whitewave Foods Co | COM | 966244105 | $1.8K | 33,000 | 0.3% |
| AEP Inds Inc | COM | 001031103 | $1.8K | 15,100 | 0.3% |
| Privatebancorp Inc | COM | 742962103 | $1.4K | 25,000 | 0.2% |
| Syngenta AG | SPONSORED ADR | 87160A100 | $1.3K | 16,615 | 0.2% |
| Globalstar Inc | NOTE 8.000% 4/0 | 378973AD3 | $1.3K | $480,372 | 0.2% |
| Endurance Specialty Hldgs LT | SHS | G30397106 | $1.3K | 13,865 | 0.2% |
| Rite AID Corp | COM | 767754104 | $1.2K | 146,169 | 0.2% |
| United States Oil Fund LPPut | UNITS | 91232N108 | $1.2K | 100,000 | 0.2% |
| Micron Technology Inc(MU)Call | COM | 595112103 | $1.2K | 52,900 | 0.2% |
| Intersil Corp | CL A | 46069S109 | $1.1K | 50,000 | 0.2% |
| Time Warner Inc | COM NEW | 887317303 | $1.1K | 11,500 | 0.2% |
| Array Biopharma Inc | NOTE 3.000% 6/0 | 04269XAA3 | $1.0K | $750,000 | 0.2% |
| Inotek Pharmaceuticals Corp | NOTE 5.750% 8/0 | 45780VAB8 | $1.0K | $1,000,000 | 0.2% |
| Valeant Pharmaceuticals IntlCall | COM | 91911K102 | $1.0K | 70,000 | 0.2% |
| Linear Technology Corp | COM | 535678106 | $935 | 15,000 | 0.2% |
| Acceleron Pharma Inc(XLRN) | COM | 00434H108 | $932 | 36,530 | 0.2% |
| Chemtura Corp | COM NEW | 163893209 | $930 | 28,000 | 0.2% |
| Cabelas Inc | COM | 126804301 | $902 | 15,400 | 0.2% |
| Facebook Inc(META) | CL A | 30303M102 | $748 | 6,500 | 0.1% |
| Cigna Corporation | COM | 125509109 | $720 | 5,400 | 0.1% |
| Retrophin Inc | COM | 761299106 | $719 | 38,000 | 0.1% |
| Westar Energy Inc | COM | 95709T100 | $696 | 12,360 | 0.1% |
| Suffolk Bancorp | COM | 864739107 | $680 | 15,880 | 0.1% |
| Janus Cap Group Inc | COM | 47102X105 | $664 | 50,000 | 0.1% |
| Everbank Finl Corp | COM | 29977G102 | $644 | 33,112 | 0.1% |
| G & K Svcs Inc | CL A | 361268105 | $579 | 6,000 | 0.1% |
| Curis Inc | COM | 231269101 | $570 | 185,000 | 0.1% |