Q1 2017 Holdings
Filed 2017-05-15 | 113 holdings | $1.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Arbutus Biopharma Corp(ABUS) | COM | 03879J100 | $731.0K | 225,000 | 59.0% |
| Cbre Group Inc(CBRE) | CL A | 12504L109 | $287.0K | 8,240 | 23.2% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $44.2K | 187,500 | 3.6% |
| Ishares TR(IWM)Put | RUSSELL 2000 ETF | 464287655 | $34.4K | 250,000 | 2.8% |
| Select Sector Spdr TR(XLV)Put | SBI HEALTHCARE | 81369Y209 | $10.0K | 134,900 | 0.8% |
| Spdr Series Trust(XBI)Put | S&P BIOTECH | 78464A870 | $8.2K | 118,000 | 0.7% |
| Acorda Therapeutics Inc | NOTE 1.750% 6/1 | 00484MAA4 | $8.1K | $9,500,000 | 0.7% |
| Citigroup Inc(C)Call | COM NEW | 172967424 | $7.2K | 120,000 | 0.6% |
| General Mtrs Co(GM)Call | COM | 37045V100 | $6.0K | 170,000 | 0.5% |
| Sucampo Pharmaceuticals Inc | DBCV 3.250%12/1 | 864909AA4 | $5.9K | $6,000,000 | 0.5% |
| Orexigen Therapeutics Inc | NOTE 2.750%12/0 | 686164AC8 | $4.9K | $9,401,000 | 0.4% |
| Kadmon Hldgs Inc(KDMN) | COM | 48283N106 | $4.5K | 1,246,456 | 0.4% |
| Bank Amer Corp(BAC)Call | COM | 060505104 | $3.8K | 160,000 | 0.3% |
| PDL Biopharma Inc | NOTE 2.750%12/0 | 69329YAG9 | $3.5K | $4,000,000 | 0.3% |
| Gilead Sciences Inc(GILD)Call | COM | 375558103 | $3.4K | 50,000 | 0.3% |
| Mead Johnson Nutrition Co | COM | 582839106 | $3.4K | 37,864 | 0.3% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $3.3K | 14,000 | 0.3% |
| PTC Therapeutics Inc | NOTE 3.000% 8/1 | 69366JAB7 | $3.1K | $5,000,000 | 0.3% |
| Astrazeneca PLC(AZN)Call | SPONSORED ADR | 046353108 | $3.1K | 100,000 | 0.3% |
| NXP Semiconductors N V(NXPI) | COM | N6596X109 | $3.0K | 28,700 | 0.2% |
| Monsanto Co New | COM | 61166W101 | $2.9K | 25,500 | 0.2% |
| VCA Inc | COM | 918194101 | $2.5K | 27,400 | 0.2% |
| Micron Technology Inc(MU)Call | COM | 595112103 | $2.3K | 80,000 | 0.2% |
| Unitedhealth Group Inc(UNH) | COM | 91324P102 | $2.3K | 13,966 | 0.2% |
| Express Scripts Hldg CoPut | COM | 30219G108 | $2.0K | 30,000 | 0.2% |
| Whitewave Foods Co | COM | 966244105 | $1.9K | 33,000 | 0.1% |
| Time Warner Inc | COM NEW | 887317303 | $1.7K | 17,500 | 0.1% |
| Pernix Therapeutics Hldgs in | DBCV 4.250% 4/0 | 71426VAK4 | $1.5K | $9,000,000 | 0.1% |
| Cabelas Inc | COM | 126804301 | $1.5K | 28,400 | 0.1% |
| Syngenta AG | SPONSORED ADR | 87160A100 | $1.5K | 16,615 | 0.1% |
| Fortress Investment Group LL | CL A | 34958B106 | $1.4K | 177,123 | 0.1% |
| Globalstar Inc | NOTE 8.000% 4/0 | 378973AD3 | $1.3K | $480,372 | 0.1% |
| Humana Inc(HUM) | COM | 444859102 | $1.3K | 6,434 | 0.1% |
| International Business Machs(IBM)Call | COM | 459200101 | $1.3K | 7,500 | 0.1% |
| Powershs DB US Dollar IndexCall | DOLL INDX BULL | 73936D107 | $1.3K | 50,000 | 0.1% |
| Mobileye N V Amstelveen | ORD SHS | N51488117 | $1.2K | 20,000 | 0.1% |
| Zeltiq Aesthetics Inc | COM | 98933Q108 | $1.1K | 20,000 | 0.1% |
| WGL Hldgs Inc | COM | 92924F106 | $1.1K | 13,309 | 0.1% |
| Chemtura Corp | COM NEW | 163893209 | $1.1K | 32,000 | 0.1% |
| Five Prime Therapeutics Inc(FPRX) | COM | 33830X104 | $983 | 27,200 | 0.1% |
| Multi Packaging Solutions in | COM | G6331W109 | $834 | 46,484 | 0.1% |
| Exxon Mobil Corp(XOM) | COM | 30231G102 | $820 | 10,000 | 0.1% |
| Retrophin Inc | COM | 761299106 | $812 | 44,000 | 0.1% |
| Aegerion Pharmaceuticals Inc | NOTE 2.000% 8/1 | 00767EAB8 | $800 | $1,000,000 | 0.1% |
| Nimble Storage Inc | COM | 65440R101 | $762 | 61,000 | 0.1% |
| CVS Health Corp(CVS)Put | COM | 126650100 | $754 | 9,600 | 0.1% |
| CVS Health Corp(CVS)Call | COM | 126650100 | $754 | 9,600 | 0.1% |
| Acceleron Pharma Inc(XLRN) | COM | 00434H108 | $740 | 27,970 | 0.1% |
| Janus Cap Group Inc | COM | 47102X105 | $739 | 56,000 | 0.1% |
| Everbank Finl Corp | COM | 29977G102 | $729 | 37,409 | 0.1% |