Q3 2017 Holdings
Filed 2017-11-14 | 139 holdings | $2.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Arbutus Biopharma Corp(ABUS) | COM | 03879J100 | $682.0K | 110,000 | 32.7% |
| Corvus Pharmaceuticals Inc(CRVS) | COM | 221015100 | $430.0K | 27,000 | 20.6% |
| Adobe SYS Inc(ADBE) | COM | 00724F101 | $290.0K | 1,945 | 13.9% |
| Charter Communications Inc N(CHTR) | CL A | 16119P108 | $238.0K | 655 | 11.4% |
| Adaptimmune Therapeutics PLC(ADAPY) | SPONDS ADR | 00653A107 | $170.0K | 20,710 | 8.1% |
| Ishares TR(IWM)Put | RUSSELL 2000 ETF | 464287655 | $44.5K | 300,000 | 2.1% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $38.9K | 155,000 | 1.9% |
| Spdr Series Trust(XBI)Put | S&P BIOTECH | 78464A870 | $26.0K | 300,000 | 1.2% |
| Ishares TR(HYG)Put | IBOXX HI YD ETF | 464288513 | $16.9K | 190,000 | 0.8% |
| Select Sector Spdr TR(XLV)Put | SBI HEALTHCARE | 81369Y209 | $13.9K | 170,000 | 0.7% |
| Amag Pharmaceuticals Inc | NOTE 3.250% 6/0 | 00163UAD8 | $7.8K | $8,000,000 | 0.4% |
| Kadmon Hldgs Inc(KDMN) | COM | 48283N106 | $6.5K | 1,931,129 | 0.3% |
| Barclays BK PLCCall | IPATH S&P500 VIX | 06746L422 | $5.9K | 150,000 | 0.3% |
| United States Oil Fund LPPut | UNITS | 91232N108 | $5.2K | 500,000 | 0.2% |
| Pernix Therapeutics Hldgs in | DBCV 4.250% 4/0 | 71426VAK4 | $4.0K | $10,000,000 | 0.2% |
| Disney Walt Co(DIS)Put | COM DISNEY | 254687106 | $3.9K | 40,000 | 0.2% |
| PTC Therapeutics Inc | NOTE 3.000% 8/1 | 69366JAB7 | $3.6K | $4,500,000 | 0.2% |
| Acorda Therapeutics Inc | NOTE 1.750% 6/1 | 00484MAA4 | $3.6K | $4,000,000 | 0.2% |
| Avista Corp(AVA) | COM | 05379B107 | $3.3K | 62,927 | 0.2% |
| Kite Pharma Inc | COM | 49803L109 | $3.1K | 17,067 | 0.1% |
| Bank Amer Corp(BAC)Call | COM | 060505104 | $3.0K | 120,000 | 0.1% |
| Parexel Intl Corp | COM | 699462107 | $3.0K | 34,100 | 0.1% |
| Bard C R Inc(BCRUSD) | COM | 067383109 | $3.0K | 9,310 | 0.1% |
| Fortress Investment Group LL | CL A | 34958B106 | $2.7K | 338,668 | 0.1% |
| United States Oil Fund LPCall | UNITS | 91232N108 | $2.6K | 250,000 | 0.1% |
| Spdr S&P 500 ETF TR(SPY)Call | TR UNIT | 78462F103 | $2.5K | 10,000 | 0.1% |
| Monsanto Co New | COM | 61166W101 | $2.4K | 20,000 | 0.1% |
| Twitter Inc(TWTRUSD)Call | COM | 90184L102 | $2.4K | 140,000 | 0.1% |
| Advisory BRD Co | COM | 00762W107 | $2.3K | 42,493 | 0.1% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $2.3K | 1,382,596 | 0.1% |
| Time Warner Inc | COM NEW | 887317303 | $2.2K | 21,900 | 0.1% |
| Moneygram Intl Inc(MGIEUR) | COM NEW | 60935Y208 | $1.8K | 114,137 | 0.1% |
| Novavax Inc | NOTE 3.750% 2/0 | 670002AB0 | $1.8K | $4,000,000 | 0.1% |
| Ford MTR Co del(F)Put | COM PAR $0.01 | 345370860 | $1.8K | 150,000 | 0.1% |
| Horizon Pharma PLCCall | SHS | G4617B105 | $1.8K | 140,000 | 0.1% |
| West Corp | COM | 952355204 | $1.8K | 75,000 | 0.1% |
| Orexigen Therapeutics Inc | NOTE 2.750%12/0 | 686164AC8 | $1.7K | $4,401,000 | 0.1% |
| Alere Inc | COM | 01449J105 | $1.6K | 31,500 | 0.1% |
| Micron Technology Inc(MU)Call | COM | 595112103 | $1.6K | 40,000 | 0.1% |
| General Mtrs Co(GM)Call | COM | 37045V100 | $1.4K | 35,000 | 0.1% |
| Globalstar Inc | NOTE 8.000% 4/0 | 378973AD3 | $1.4K | $485,776 | 0.1% |
| Dominion Diamond Corp | COM | 257287102 | $1.3K | 94,000 | 0.1% |
| Powershs DB US Dollar IndexCall | DOLL INDX BULL | 73936D107 | $1.2K | 50,000 | 0.1% |
| Intercept Pharmaceuticals in | NOTE 3.250% 7/0 | 45845PAA6 | $1.2K | $1,500,000 | 0.1% |
| Terraform Global Inc | CL A | 88104M101 | $1.1K | 238,139 | 0.1% |
| Apple Inc(AAPL) | COM | 037833100 | $1.1K | 7,070 | 0.1% |
| WGL Hldgs Inc | COM | 92924F106 | $1.0K | 12,309 | 0.0% |
| Egalet Corp | NOTE 5.500% 4/0 | 28226BAB0 | $1.0K | $2,000,000 | 0.0% |
| Retrophin Inc | COM | 761299106 | $1.0K | 41,000 | 0.0% |
| Astrazeneca PLC(AZN)Call | SPONSORED ADR | 046353108 | $1.0K | 30,000 | 0.0% |