Q4 2017 Holdings
Filed 2018-02-12 | 78 holdings | $27.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cisco SYS Inc(CSCO) | COM | 17275R102 | $26.8M | 700,000 | 96.5% |
| Mandatory Exchangeable Trust Conv PFD | NOTE 5.750% 6/1 | 56262P109 | $243.5K | $1,250,000 | 0.9% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $144.1K | $84,500,000 | 0.5% |
| J2 Global Inc | NOTE 3.250% 6/1 | 48123VAC6 | $64.6K | $52,000,000 | 0.2% |
| Commscope Hldg Co Inc(VISN) | COM | 20337X109 | $45.4K | 1,200,000 | 0.2% |
| TAL ED Group(TAL) | SPONSORED ADS | 874080104 | $42.3K | 1,422,700 | 0.2% |
| Insulet Corp | NOTE 1.250% 9/1 | 45784PAF8 | $32.7K | $25,000,000 | 0.1% |
| Medicines Co | NOTE 2.500% 1/1 | 584688AE5 | $31.7K | $30,000,000 | 0.1% |
| Taiwan Semiconductor MFG LTD(TSM) | SPONSORED ADR | 874039100 | $31.7K | 800,000 | 0.1% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $29.1K | $17,000,000 | 0.1% |
| Intel Corp(INTC) | COM | 458140100 | $23.1K | 500,000 | 0.1% |
| ZAI LAB LTD(ZLAB) | ADR | 98887Q104 | $18.9K | 890,900 | 0.1% |
| Nevro Corp(NVROEUR) | COM | 64157F103 | $18.8K | 272,500 | 0.1% |
| Allegheny Technologies Inc | NOTE 4.750% 7/0 | 01741RAG7 | $18.5K | $10,000,000 | 0.1% |
| Amazon COM Inc(AMZN) | COM | 023135106 | $17.5K | 15,000 | 0.1% |
| Biomarin Pharmaceutical Inc | NOTE 0.599% 8/0 | 09061GAH4 | $17.5K | $17,500,000 | 0.1% |
| Tesla Inc | NOTE 2.375% 3/1 | 88160RAD3 | $14.6K | $12,500,000 | 0.1% |
| Symantec Corp | COM | 871503108 | $12.6K | 450,000 | 0.0% |
| Canadian Solar Inc | NOTE 4.250% 2/0 | 136635AE9 | $12.3K | $12,500,000 | 0.0% |
| Petroleo Brasileiro SA Petro(PBR) | SPONSORED ADR | 71654V408 | $10.4K | 1,014,200 | 0.0% |
| Regalwood Global Energy LTD | UNIT 99/99/9999 | G74760110 | $10.0K | 1,000,000 | 0.0% |
| TPG Pace Energy Hldgs Corp | UNIT 99/99/9999 | 872656202 | $9.1K | 893,300 | 0.0% |
| New Oriental ED & Tech GRP I | SPON ADR | 647581107 | $7.5K | 79,752 | 0.0% |
| TPG Pace Hldgs Corp | UNIT 99/99/9999 | G89827102 | $7.2K | 700,000 | 0.0% |
| Twitter Inc | NOTE 1.000% 9/1 | 90184LAD4 | $7.0K | $7,500,000 | 0.0% |
| NXP Semiconductors N V | DBCV 1.000%12/0 | 62952QAB6 | $6.2K | $5,000,000 | 0.0% |
| YUM China Hldgs Inc(YUMC) | COM | 98850P109 | $6.1K | 153,200 | 0.0% |
| Atlas AIR Worldwide Hldgs in | NOTE 1.875% 6/0 | 049164BJ4 | $5.9K | $5,000,000 | 0.0% |
| Leisure Acquisition Corp | UNIT 99/99/9999 | 52539T206 | $5.5K | 550,000 | 0.0% |
| Silver RUN Acquisition | COM CL A | 82812A103 | $5.1K | 517,200 | 0.0% |
| Mosaic Acquisition Corp | UNIT 99/99/9999 | G62848117 | $5.0K | 496,600 | 0.0% |
| Avista Healthcare PUB ACQ Co(AVA) | CL A | G0726L125 | $5.0K | 504,710 | 0.0% |
| China Lodging Group LTD | SPONSORED ADR | 16949N109 | $5.0K | 34,400 | 0.0% |
| Kayne Anderson Acquisition | COM CL A | 48661U102 | $4.9K | 500,000 | 0.0% |
| Melco Resort Entertainment L(MLCO) | ADR | 585464100 | $4.6K | 156,700 | 0.0% |
| Wright MED Group N V | NOTE 2.250%11/1 | 98236JAB4 | $4.3K | $3,500,000 | 0.0% |
| Capitol Invt Corp IV | UNIT 99/99/9999 | G18920119 | $4.0K | 400,000 | 0.0% |
| Haymaker Acquisition | UNIT 10/19/2022 | 420870206 | $4.0K | 400,000 | 0.0% |
| Vantage Energy Acquisition | COM CL A | 92211L105 | $3.3K | 335,000 | 0.0% |
| Noah Hldgs LTD(NOAH) | SPON ADS CL A | 65487X102 | $3.1K | 68,000 | 0.0% |
| Wayfair Inc | NOTE 0.375% 9/0 | 94419LAA9 | $3.1K | $3,000,000 | 0.0% |
| Matlin & Partners Acquisitio | CL A | 57682V106 | $2.9K | 300,000 | 0.0% |
| Osprey Energy Acquisition Co | UNIT 07/21/2022 | 688397207 | $2.9K | 300,000 | 0.0% |
| Industrea Acquisition Corp | UNIT 07/21/2024 | 45579J203 | $2.5K | 250,000 | 0.0% |
| YUM Brands Inc(YUM) | COM | 988498101 | $2.5K | 30,450 | 0.0% |
| Landcadia Hldgs Inc | CL A | 51476W107 | $2.5K | 249,600 | 0.0% |
| Willscot Corp | *W EXP 09/10/202 | 971375118 | $2.3K | 1,573,433 | 0.0% |
| GTY Technology Holdings Inc | UNIT 99/99/9999 | G4182A110 | $2.1K | 200,000 | 0.0% |
| PDL Biopharma Inc | NOTE 2.750%12/0 | 69329YAG9 | $1.9K | $2,000,000 | 0.0% |
| CM Seven Star Acquisition Co | UNIT 08/21/2022 | G2345N128 | $1.9K | 187,500 | 0.0% |