Q3 2019 Holdings
Filed 2019-11-13 | 95 holdings | $253.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alibaba Group Hldg LTD(BABA) | SPONSORED ADS | 01609W102 | $160.9M | 961,900 | 63.3% |
| Beigene LTD(ONC) | SPONSORED ADR | 07725L102 | $88.6M | 723,373 | 34.9% |
| Baozun Inc(BZUN) | SPONSORED ADR | 06684L103 | $3.4M | 79,500 | 1.3% |
| Chegg Inc(CHGG) | COM | 163092109 | $206.0K | 6,900 | 0.1% |
| Concrete Pumping Hldgs Inc(BBCP) | COM | 206704108 | $167.0K | 42,100 | 0.1% |
| Uber Technologies Inc(UBER) | COM | 90353T100 | $94.5K | 3,001,419 | 0.0% |
| ZTO Express Cayman Inc(ZTO) | SPONSORED ADS A | 98980A105 | $39.0K | 1,826,400 | 0.0% |
| Nextera Energy Inc | UNIT 09/01/2022S | 65339F796 | $37.6K | 750,000 | 0.0% |
| Bristol Myers Squibb Co(BMY)Call | COM | 110122108 | $35.7K | 704,700 | 0.0% |
| Teradyne Inc | NOTE 1.250%12/1 | 880770AG7 | $32.8K | $17,250,000 | 0.0% |
| Cypress Semiconductor Corp | NOTE 4.500% 1/1 | 232806AM1 | $31.4K | $18,000,000 | 0.0% |
| Allegheny Technologies Inc | NOTE 4.750% 7/0 | 01741RAG7 | $28.3K | $18,000,000 | 0.0% |
| NXP Semiconductors N V | NOTE 1.000%12/0 | 62952QAB6 | $27.2K | $25,000,000 | 0.0% |
| Aerojet Rocketdyne Hldgs Inc | NOTE 2.250%12/1 | 007800AB1 | $22.0K | $11,000,000 | 0.0% |
| Ishares TR(EEM)Call | MSCI EMG MKT ETF | 464287234 | $21.1K | 515,200 | 0.0% |
| TAL Education Group(TAL) | SPONSORED ADS | 874080104 | $19.6K | 573,100 | 0.0% |
| Celgene Corp(CELG) | COM | 151020104 | $17.7K | 178,666 | 0.0% |
| ZAI LAB LTD(ZLAB) | ADR | 98887Q104 | $17.4K | 538,357 | 0.0% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $16.6K | $12,500,000 | 0.0% |
| Liberty Media Corp | DEB 3.500% 1/1 | 530715AN1 | $13.7K | $15,000,000 | 0.0% |
| Allergan PLC | SHS | G0177J108 | $13.7K | 81,500 | 0.0% |
| GDS Hldgs LTD(GDS) | SPONSORED ADS | 36165L108 | $12.8K | 320,600 | 0.0% |
| Liberty Media Corp Delaware | NOTE 1.000% 1/3 | 531229AF9 | $12.5K | $10,000,000 | 0.0% |
| Plug Power Inc | NOTE 5.500% 3/1 | 72919PAB9 | $12.3K | $10,000,000 | 0.0% |
| Tesla Inc | NOTE 2.000% 5/1 | 88160RAG6 | $10.7K | $10,500,000 | 0.0% |
| Cleveland Cliffs Inc | DBCV 1.500% 1/1 | 185899AA9 | $9.9K | $8,989,000 | 0.0% |
| Abbvie Inc(ABBV)Call | COM | 00287Y109 | $9.9K | 130,300 | 0.0% |
| Workday Inc | NOTE 0.250%10/0 | 98138HAF8 | $9.8K | $7,500,000 | 0.0% |
| Centene Corp del(CNC)Call | COM | 15135B101 | $9.7K | 224,900 | 0.0% |
| Etsy Inc | NOTE 3/0 | 29786AAC0 | $8.4K | $5,000,000 | 0.0% |
| Acamar Partners Acqsition Co | UNIT 12/30/2025 | 004285201 | $7.6K | 750,000 | 0.0% |
| Experience Investment Corp | UNIT 09/01/2026 | 30217C208 | $7.5K | 750,000 | 0.0% |
| Switchback Energy Acquisitio | UNIT 99/99/9999 | 87105M201 | $7.0K | 700,000 | 0.0% |
| Opko Health Inc | NOTE 4.500% 2/1 | 68375NAD5 | $6.2K | $7,500,000 | 0.0% |
| Diamond Eagle Acquisition Co | UNIT 06/30/2026 | 25258L208 | $5.1K | 500,000 | 0.0% |
| Diamondpeak Hldgs COR | UNIT 99/99/9999 | 25280H209 | $5.1K | 500,000 | 0.0% |
| Netfin Acquisition Corp | UNIT 08/01/2024 | G6455A123 | $5.0K | 500,000 | 0.0% |
| New Providence Acquisitin Co | UNIT 09/01/2024 | 64822P205 | $5.0K | 500,000 | 0.0% |
| Hdfc Bank LTD(HDB) | SPONSORED ADS | 40415F101 | $4.9K | 86,200 | 0.0% |
| Disney Walt Co(DIS) | COM DISNEY | 254687106 | $4.9K | 37,500 | 0.0% |
| Clarivate Analytics PLC(CLVT) | *W EXP 11/09/201 | G21810117 | $4.8K | 811,250 | 0.0% |
| Gores Metropoulos Inc | UNIT 99/99/9999 | 382872208 | $4.3K | 400,000 | 0.0% |
| GS Acquisition Hldgs Corp | UNIT 06/12/2023 | 36255F201 | $4.3K | 400,000 | 0.0% |
| Atlas AIR Worldwide Hldgs in | NOTE 1.875% 6/0 | 049164BJ4 | $4.2K | $5,000,000 | 0.0% |
| Bitauto Hldgs LTD(2663134D) | SPONSORED ADS | 091727107 | $4.1K | 274,074 | 0.0% |
| RMG Acquisition Corp | UNIT 99/99/9999 | 749641205 | $4.0K | 400,000 | 0.0% |
| Finisar Corp | NOTE 0.500%12/1 | 31787AAP6 | $4.0K | $4,000,000 | 0.0% |
| China Biologic Prods Hldgs I | COM | G21515104 | $3.7K | 32,657 | 0.0% |
| New Frontier Corp | COM CL A | G6485P108 | $3.6K | 350,000 | 0.0% |
| Tortoise Acquisition Corp | UNIT 03/04/2024 | 89154L209 | $3.5K | 350,000 | 0.0% |