Q4 2019 Holdings
Filed 2020-02-11 | 95 holdings | $166.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alibaba Group Hldg LTD(BABA) | SPONSORED ADS | 01609W102 | $134.7M | 634,920 | 80.7% |
| Bilibili Inc(BILI) | SPONS ADS REP Z | 090040106 | $27.3M | 1,466,100 | 16.4% |
| Baozun Inc(BZUN) | SPONSORED ADR | 06684L103 | $2.6M | 79,500 | 1.6% |
| Adapthealth Corp(AHCO) | COM CL A | 00653Q102 | $1.1M | 100,000 | 0.7% |
| Chegg Inc(CHGG) | COM | 163092109 | $261.0K | 6,900 | 0.2% |
| Concrete Pumping Hldgs Inc(BBCP) | COM | 206704108 | $230.0K | 42,100 | 0.1% |
| ZTO Express Cayman Inc(ZTO) | SPONSORED ADS A | 98980A105 | $42.6K | 1,826,400 | 0.0% |
| Iqiyi Inc(IQ) | SPONSORED ADS | 46267X108 | $38.8K | 1,835,800 | 0.0% |
| NIO Inc(NIO) | SPON ADS | 62914V106 | $38.7K | 9,637,900 | 0.0% |
| Teradyne Inc | NOTE 1.250%12/1 | 880770AG7 | $32.9K | $15,000,000 | 0.0% |
| Cypress Semiconductor Corp | NOTE 4.500% 1/1 | 232806AM1 | $31.3K | $18,000,000 | 0.0% |
| Allegheny Technologies Inc | NOTE 4.750% 7/0 | 01741RAG7 | $28.6K | $18,000,000 | 0.0% |
| Nextera Energy Inc | UNIT 09/01/2022S | 65339F796 | $25.6K | 500,000 | 0.0% |
| Mercadolibre Inc | NOTE 2.000% 8/1 | 58733RAD4 | $23.4K | $15,675,000 | 0.0% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $21.5K | $10,000,000 | 0.0% |
| Liberty Media Corp Delaware | NOTE 1.000% 1/3 | 531229AF9 | $20.0K | $15,000,000 | 0.0% |
| TTM Technologies Inc | NOTE 1.750%12/1 | 87305RAD1 | $19.8K | $12,500,000 | 0.0% |
| Neurocrine Biosciences Inc | NOTE 2.250% 5/1 | 64125CAD1 | $18.4K | $12,000,000 | 0.0% |
| Hdfc Bank LTD(HDB) | SPONSORED ADS | 40415F101 | $16.0K | 252,500 | 0.0% |
| Plug Power Inc | NOTE 5.500% 3/1 | 72919PAB9 | $14.9K | $10,000,000 | 0.0% |
| Aerojet Rocketdyne Hldgs Inc | NOTE 2.250%12/1 | 007800AB1 | $13.6K | $7,500,000 | 0.0% |
| Allergan PLC | SHS | G0177J108 | $13.3K | 69,500 | 0.0% |
| Wayfair Inc | NOTE 1.125%11/0 | 94419LAD3 | $13.0K | $12,500,000 | 0.0% |
| Workday Inc | NOTE 0.250%10/0 | 98138HAF8 | $12.8K | $10,000,000 | 0.0% |
| Mesa Labs Inc | NOTE 1.375% 8/1 | 59064RAA7 | $10.9K | $10,000,000 | 0.0% |
| Liberty Media Corp | DEB 3.500% 1/1 | 530715AN1 | $10.8K | $12,500,000 | 0.0% |
| Facebook Inc(META) | CL A | 30303M102 | $9.9K | 48,000 | 0.0% |
| Amazon COM Inc(AMZN) | COM | 023135106 | $9.8K | 5,300 | 0.0% |
| Alphabet Inc(GOOGL) | CAP STK CL A | 02079K305 | $9.8K | 7,300 | 0.0% |
| GDS Hldgs LTD(GDS) | SPONSORED ADS | 36165L108 | $9.5K | 184,631 | 0.0% |
| Centene Corp del(CNC)Call | COM | 15135B101 | $8.8K | 140,000 | 0.0% |
| China Biologic Prods Hldgs I | COM | G21515104 | $7.8K | 67,019 | 0.0% |
| Lumentum Hldgs Inc | NOTE 0.250% 3/1 | 55024UAB5 | $7.3K | $5,000,000 | 0.0% |
| Etsy Inc | NOTE 3/0 | 29786AAC0 | $7.1K | $5,000,000 | 0.0% |
| Bitauto Hldgs LTD(2663134D) | SPONSORED ADS | 091727107 | $6.6K | 441,459 | 0.0% |
| Noah Hldgs LTD(NOAH) | SPON ADS CL A | 65487X102 | $6.4K | 180,142 | 0.0% |
| GSX Techedu Inc(GOTU) | SPONSORED ADS | 36257Y109 | $6.3K | 290,299 | 0.0% |
| Opko Health Inc | NOTE 4.500% 2/1 | 68375NAD5 | $5.8K | $7,500,000 | 0.0% |
| Icici BK LTD(IBN) | ADR | 45104G104 | $5.7K | 380,800 | 0.0% |
| Switchback Energy Acquisitio | UNIT 99/99/9999 | 87105M201 | $5.5K | 550,000 | 0.0% |
| Acamar Partners Acqsition Co | UNIT 12/30/2025 | 004285201 | $5.1K | 500,000 | 0.0% |
| Clarivate Analytics PLC(CLVT) | *W EXP 05/13/202 | G21810117 | $5.1K | 811,250 | 0.0% |
| Zayo Group Hldgs Inc | COM | 98919V105 | $4.7K | 135,000 | 0.0% |
| Gores Metropoulos Inc | UNIT 99/99/9999 | 382872208 | $4.2K | 400,000 | 0.0% |
| Cree Inc | NOTE 0.875% 9/0 | 225447AB7 | $4.2K | $4,000,000 | 0.0% |
| Diamondpeak Hldgs COR | UNIT 99/99/9999 | 25280H209 | $4.2K | 400,000 | 0.0% |
| RMG Acquisition Corp | UNIT 99/99/9999 | 749641205 | $4.1K | 400,000 | 0.0% |
| Experience Investment Corp | UNIT 09/01/2026 | 30217C208 | $4.1K | 400,000 | 0.0% |
| Alussa Energy Acquisition Co | UNIT 10/31/2026 | G0232J127 | $4.0K | 400,000 | 0.0% |
| CHP Merger Corp | UNIT 11/22/2024 | 12558Y205 | $3.6K | 350,000 | 0.0% |