Q3 2020 Holdings
Filed 2020-11-12 | 59 holdings | $9.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alibaba Group Hldg LTD(BABA) | SPONSORED ADS | 01609W102 | $5.0M | 16,960 | 54.9% |
| Baozun Inc(BZUN) | SPONSORED ADR | 06684L103 | $2.6M | 79,500 | 28.4% |
| Bilibili Inc(BILI) | SPONS ADS REP Z | 090040106 | $1.1M | 25,695 | 11.8% |
| Tesla Inc | NOTE 2.375% 3/1 | 88160RAD3 | $130.8K | $20,000,000 | 1.4% |
| Palantir Technologies Inc(PLTR) | CL A | 69608A108 | $45.3K | 4,770,000 | 0.5% |
| Palo Alto Networks Inc | NOTE 0.750% 7/0 | 697435AD7 | $30.5K | $27,000,000 | 0.3% |
| NIO Inc(NIO) | SPON ADS | 62914V106 | $30.3K | 1,429,940 | 0.3% |
| Workday Inc | NOTE 0.250%10/0 | 98138HAF8 | $27.1K | $17,500,000 | 0.3% |
| Akamai Technologies Inc | NOTE 0.125% 5/0 | 00971TAJ0 | $25.7K | $20,000,000 | 0.3% |
| Splunk Inc | NOTE 0.500% 9/1 | 848637AC8 | $20.9K | $15,000,000 | 0.2% |
| Bilibili Inc | NOTE 1.375% 4/0 | 090040AB2 | $17.7K | $10,000,000 | 0.2% |
| Nevro Corp | NOTE 2.750% 4/0 | 64157FAC7 | $15.6K | $10,000,000 | 0.2% |
| Nextera Energy Inc | UNIT 99/99/9999 | 65339F739 | $13.0K | 275,000 | 0.1% |
| Churchill Capital Corp IV | UNIT 99/99/9999 | 171439201 | $12.0K | 1,200,000 | 0.1% |
| Moderna Inc(MRNA) | COM | 60770K107 | $10.9K | 154,041 | 0.1% |
| Northern Genesis Acquisition | UNIT 07/31/2027 | 66516T203 | $7.0K | 700,000 | 0.1% |
| Kingsoft Cloud Hldgs LTD(KC) | ADS | 49639K101 | $6.6K | 225,000 | 0.1% |
| Chindata Group Hldgs LTD | ADS | 16955F107 | $5.7K | 350,000 | 0.1% |
| American Airls Group Inc | NOTE 6.500% 7/0 | 02376RAF9 | $4.6K | $5,000,000 | 0.1% |
| Gores Hldgs V Inc | UNIT 99/99/9999 | 382864205 | $4.1K | 400,000 | 0.0% |
| Fortress Value Acquisition I | UNIT 08/10/2027 | 349642207 | $4.1K | 400,000 | 0.0% |
| Artius Acquisition Inc | UNIT 99/99/9999 | 04316G204 | $3.1K | 300,000 | 0.0% |
| CC Neuberger Prin Hldgs II | UNIT 99/99/9999 | G3166T129 | $3.1K | 300,000 | 0.0% |
| Capstar SPL Purp Acquisition | UNIT 07/09/2027 | 14070Y200 | $3.1K | 300,100 | 0.0% |
| Foley Trasimene Acquisition | UNIT 99/99/9999 | 344328208 | $3.1K | 300,000 | 0.0% |
| Plug Power Inc(PLUG) | COM NEW | 72919P202 | $2.5K | 185,997 | 0.0% |
| Jd.com Inc(JD) | SPON ADR CL A | 47215P106 | $2.1K | 26,900 | 0.0% |
| Momo Inc | NOTE 1.250% 7/0 | 60879BAB3 | $2.0K | $2,500,000 | 0.0% |
| GDS Hldgs LTD(GDS) | SPONSORED ADS | 36165L108 | $2.0K | 24,100 | 0.0% |
| Medallia Inc(MDLA) | COM | 584021109 | $1.9K | 70,900 | 0.0% |
| Tortoise Acquisition Corp II | UNIT 06/14/2027 | G89554110 | $1.6K | 150,000 | 0.0% |
| TWC Tech Hldgs II Corp | UNIT 09/10/2025 | 90117G204 | $1.5K | 150,000 | 0.0% |
| Vertiv Holdings Co | *W EXP 06/12/202 | 92537N116 | $1.3K | 200,000 | 0.0% |
| K12 Inc | COM | 48273U102 | $1.3K | 48,900 | 0.0% |
| Snowflake Inc(SNOW) | CL A | 833445109 | $1.3K | 5,000 | 0.0% |
| TAL Education Group(TAL) | SPONSORED ADS | 874080104 | $1.1K | 15,000 | 0.0% |
| Ascendant Digital Acquisitio | UNIT 99/99/9999 | G05155125 | $1.1K | 100,000 | 0.0% |
| Oaktree Acquisition Corp II | UNIT 09/15/2027 | G6715X129 | $1.0K | 100,000 | 0.0% |
| HPX Corp | UNIT 99/99/9999 | G32219118 | $1.0K | 100,000 | 0.0% |
| Goodrx Hldgs Inc(GDRX) | COM CL A | 38246G108 | $834 | 15,000 | 0.0% |
| Gores Hldgs IV Inc | UNIT 02/01/2023 | 382865202 | $732 | 68,700 | 0.0% |
| American Well Corp | CL A | 03044L105 | $593 | 20,000 | 0.0% |
| GS Acquisition Hldgs Corp II | UNIT 99/99/9999 | 36258Q204 | $562 | 50,000 | 0.0% |
| DFP Healthcare Acquisitns Co | COM CL A | 23343Q100 | $509 | 49,000 | 0.0% |
| New Frontier Health Corp | *W EXP 11/30/202 | G6461G114 | $308 | 175,000 | 0.0% |
| Monocle Acquisition Corp | UNIT 99/99/9999 | 609754205 | $278 | 25,000 | 0.0% |
| Jfrog LTD(FROG) | ORD SHS | M6191J100 | $254 | 3,000 | 0.0% |
| Purple Innovation Inc | *W EXP 02/02/202 | 74640Y114 | $203 | 30,000 | 0.0% |
| Acamar Partners Acqsition Co | *W EXP 02/26/202 | 004285110 | $165 | 150,000 | 0.0% |
| CC Neuberger Principal Hldng | *W EXP 99/99/999 | G1992Y122 | $164 | 91,295 | 0.0% |