Q4 2013 Holdings
Filed 2014-02-14 | 97 holdings | $3.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cooper STD Hldgs Inc(CPS) | COM | 21676P103 | $3.3M | 67,036 | 93.6% |
| Annaly Cap Mgmt Inc | NOTE 5.000% 5/1 | 035710AB8 | $35.5K | $35,000,000 | 1.0% |
| D R Horton Inc | NOTE 2.000% 5/1 | 23331ABB4 | $30.2K | $17,500,000 | 0.9% |
| Interoil Corp | NOTE 2.750%11/1 | 460951AC0 | $14.5K | $15,750,000 | 0.4% |
| Rite AID Corp | NOTE 8.500% 5/1 | 767754BU7 | $14.5K | $7,019,000 | 0.4% |
| Terex Corp New | NOTE 4.000% 6/0 | 880779AV5 | $13.1K | $5,000,000 | 0.4% |
| Cemex SAB de CV | NOTE 4.875% 3/1 | 151290AV5 | $13.1K | $11,000,000 | 0.4% |
| Massey Energy Co | NOTE 3.250% 8/0 | 576203AJ2 | $11.9K | $11,900,000 | 0.3% |
| Tesla Mtrs Inc | NOTE 1.500% 6/0 | 88160RAA9 | $11.1K | $8,000,000 | 0.3% |
| Alpha Natural Resources Inc | NOTE 2.375% 4/1 | 02076XAA0 | $10.2K | $10,200,000 | 0.3% |
| Arcelormittal SA Luxembourg | NOTE 5.000% 5/1 | 03938LAK0 | $10.1K | $10,000,000 | 0.3% |
| Cadence Design System Inc | NOTE 2.625% 6/0 | 127387AJ7 | $9.4K | $5,000,000 | 0.3% |
| Penney J C IncPut | COM | 708160106 | $8.7K | 5,806,500 | 0.2% |
| Priceline COM Inc | DEBT 1.000% 3/1 | 741503AQ9 | $6.9K | $5,000,000 | 0.2% |
| American Airls Group Inc(AAL) | COM | 02376R102 | $6.1K | 241,050 | 0.2% |
| Chesapeake Energy Corp | NOTE 2.750%11/1 | 165167BW6 | $4.2K | $4,000,000 | 0.1% |
| Annaly Cap Mgmt Inc(NLYEUR)Put | COM | 035710409 | $3.4K | 5,383,400 | 0.1% |
| Omnicare Inc | DBCV 3.250%12/1 | 681904AL2 | $3.1K | $2,860,000 | 0.1% |
| Interoil CorpPut | COM | 460951106 | $2.8K | 987,100 | 0.1% |
| Cobalt Intl Energy Inc | NOTE 2.625%12/0 | 19075FAA4 | $1.8K | $2,000,000 | 0.1% |
| Level 3 Communications Inc | COM NEW | 52729N308 | $1.6K | 48,100 | 0.0% |
| Alpha Natural Resources Inc(ANRZQEUR)Put | COM | 02076X102 | $1.1K | 1,418,900 | 0.0% |
| Weatherford International LT(WFRD) | REG SHS | H27013103 | $1.1K | 68,500 | 0.0% |
| American Airls Group Inc(AAL)Put | COM | 02376R102 | $989 | 946,300 | 0.0% |
| Frontier Communications Corp | COM | 35906A108 | $837 | 180,000 | 0.0% |
| Mbia Inc(MBI)Put | COM | 55262C100 | $763 | 7,663,300 | 0.0% |
| United States STL Corp New(USX1) | COM | 912909108 | $695 | 23,550 | 0.0% |
| Weight Watchers Intl Inc New | COM | 948626106 | $688 | 20,900 | 0.0% |
| Expedia Inc del(EXPE) | COM NEW | 30212P303 | $652 | 9,360 | 0.0% |
| Spdr Gold Trust(GLD)Put | GOLD SHS | 78463V107 | $641 | 813,300 | 0.0% |
| Toll Brothers Inc(TOL) | COM | 889478103 | $571 | 15,430 | 0.0% |
| Rosetta Stone Inc(RST) | COM | 777780107 | $542 | 44,379 | 0.0% |
| Cemex SAB de CV(CX)Put | SPON ADR NEW | 151290889 | $535 | 3,346,200 | 0.0% |
| Nabors Industries LTD(NBR) | SHS | G6359F103 | $398 | 23,400 | 0.0% |
| Spdr Gold Trust(GLD) | GOLD SHS | 78463V107 | $395 | 3,400 | 0.0% |
| Iron MTN IncPut | COM | 462846106 | $306 | 240,000 | 0.0% |
| Arcelormittal SA Luxembourg | NY REGISTRY SH | 03938L104 | $296 | 16,600 | 0.0% |
| Centurylink Inc(CTLEUR) | COM | 156700106 | $282 | 8,840 | 0.0% |
| Lexmark Intl New | CL A | 529771107 | $278 | 7,817 | 0.0% |
| Cobalt Intl Energy IncPut | COM | 19075F106 | $256 | 121,500 | 0.0% |
| Delta AIR Lines Inc del(DAL)Put | COM NEW | 247361702 | $230 | 6,278,400 | 0.0% |
| Galena Biopharma IncCall | COM | 363256108 | $213 | 300,000 | 0.0% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $204 | 599,076 | 0.0% |
| General Mtrs Co(GM)Call | COM | 37045V100 | $176 | 120,000 | 0.0% |
| Chesapeake Energy Corp(CHKEUR)Put | COM | 165167107 | $163 | 2,303,700 | 0.0% |
| E Trade Financial Corp(ETRA)Put | COM NEW | 269246401 | $159 | 561,400 | 0.0% |
| PHH CorpPut | COM NEW | 693320202 | $124 | 991,500 | 0.0% |
| CIT Group Inc(CITUSD)Put | COM NEW | 125581801 | $121 | 2,314,800 | 0.0% |
| Meritor Inc(MTOR)Call | COM | 59001K100 | $113 | 150,000 | 0.0% |
| Radioshack Corp | COM | 750438103 | $106 | 40,900 | 0.0% |