Q3 2014 Holdings
Filed 2014-11-14 | 91 holdings | $4.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cooper STD Hldgs Inc(CPS) | COM | 21676P103 | $4.0M | 64,107 | 95.7% |
| Annaly Cap Mgmt Inc | NOTE 5.000% 5/1 | 035710AB8 | $41.0K | 40,500,000 | 1.0% |
| Tesla Mtrs Inc | NOTE 1.500% 6/0 | 88160RAA9 | $18.2K | $9,000,000 | 0.4% |
| Interoil Corp | NOTE 2.750%11/1 | 460951AC0 | $17.2K | 17,100,000 | 0.4% |
| Cemex SAB de CV | NOTE 4.875% 3/1 | 151290AV5 | $13.2K | 11,000,000 | 0.3% |
| Cadence Design System Inc | NOTE 2.625% 6/0 | 127387AJ7 | $11.4K | 5,000,000 | 0.3% |
| Terex Corp New | NOTE 4.000% 6/0 | 880779AV5 | $9.9K | 5,000,000 | 0.2% |
| Rite AID Corp | NOTE 8.500% 5/1 | 767754BU7 | $9.7K | 5,000,000 | 0.2% |
| Cobalt Intl Energy Inc | NOTE 2.625%12/0 | 19075FAA4 | $8.3K | 10,000,000 | 0.2% |
| Webmd Health Corp | NOTE 2.250% 3/3 | 94770VAH5 | $7.1K | 7,000,000 | 0.2% |
| Priceline GRP Inc | DEBT 1.000% 3/1 | 741503AQ9 | $6.8K | 5,000,000 | 0.2% |
| Alpha Natural Resources Inc | NOTE 2.375% 4/1 | 02076XAA0 | $6.1K | 6,359,000 | 0.1% |
| Alpha Natural Resources Inc(ANRZQEUR)Put | COM | 02076X102 | $3.7K | 1,430,900 | 0.1% |
| Omnicare Inc | DBCV 3.250%12/1 | 681904AL2 | $3.0K | 2,860,000 | 0.1% |
| Weight Watchers Intl Inc NewPut | COM | 948626106 | $1.9K | 829,000 | 0.0% |
| Alpha Natural Resources Inc(ANRZQEUR) | COM | 02076X102 | $1.6K | 662,800 | 0.0% |
| Annaly Cap Mgmt Inc(NLYEUR) | COM | 035710409 | $1.6K | 149,000 | 0.0% |
| Penney J C IncPut | COM | 708160106 | $1.3K | 5,361,100 | 0.0% |
| Mbia Inc(MBI)Put | COM | 55262C100 | $1.3K | 2,589,500 | 0.0% |
| Cliffs NAT RES IncPut | COM | 18683K101 | $1.2K | 440,900 | 0.0% |
| Weight Watchers Intl Inc New | COM | 948626106 | $960 | 35,000 | 0.0% |
| Interoil CorpPut | COM | 460951106 | $940 | 1,148,800 | 0.0% |
| Cobalt Intl Energy IncPut | COM | 19075F106 | $869 | 682,600 | 0.0% |
| Seadrill LimitedPut | SHS | G7945E105 | $848 | 227,200 | 0.0% |
| Interoil Corp | COM | 460951106 | $727 | 13,400 | 0.0% |
| Madison Square Garden Co | CL A | 55826P100 | $649 | 9,820 | 0.0% |
| Annaly Cap Mgmt Inc(NLYEUR)Put | COM | 035710409 | $504 | 5,635,200 | 0.0% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $488 | 1,049,076 | 0.0% |
| Toll Brothers Inc(TOL) | COM | 889478103 | $481 | 15,430 | 0.0% |
| Webmd Health CorpPut | COM | 94770V102 | $459 | 155,500 | 0.0% |
| Zynga Inc(ZNGAEUR)Put | CL A | 98986T108 | $405 | 810,000 | 0.0% |
| E Trade Financial Corp(ETRA)Put | COM NEW | 269246401 | $390 | 1,190,500 | 0.0% |
| Expedia Inc del(EXPE) | COM NEW | 30212P303 | $382 | 4,360 | 0.0% |
| MGM Resorts International(MGM)Put | COM | 552953101 | $378 | 933,300 | 0.0% |
| Rosetta Stone Inc(RST) | COM | 777780107 | $357 | 44,379 | 0.0% |
| Cobalt Intl Energy Inc | COM | 19075F106 | $350 | $25,700 | 0.0% |
| Lexmark Intl New | CL A | 529771107 | $332 | 7,817 | 0.0% |
| Weatherford Intl PLC(WFRD) | ORD SHS | G48833100 | $312 | 15,000 | 0.0% |
| Walter Energy IncPut | COM | 93317Q105 | $303 | 306,500 | 0.0% |
| Wynn Resorts LTD(WYNN)Put | COM | 983134107 | $283 | 55,600 | 0.0% |
| Caterpillar Inc del(CAT)Put | COM | 149123101 | $245 | 192,100 | 0.0% |
| Peabody Energy CorpPut | COM | 704549104 | $243 | 204,200 | 0.0% |
| Constellation Brands Inc(STZ)Put | CL A | 21036P108 | $214 | 607,000 | 0.0% |
| Frontier Communications Corp | COM | 35906A108 | $195 | 30,000 | 0.0% |
| Sunesis Pharmaceuticals Inc | COM NEW | 867328601 | $179 | 25,000 | 0.0% |
| Micron Technology Inc(MU)Put | COM | 595112103 | $163 | 1,480,700 | 0.0% |
| Linear Technology CorpPut | COM | 535678106 | $155 | 122,100 | 0.0% |
| Madison Square Garden CoCall | CL A | 55826P100 | $142 | 20,000 | 0.0% |
| Adobe SYS Inc(ADBE)Put | COM | 00724F101 | $138 | 536,200 | 0.0% |
| United States STL Corp New(USX1)Put | COM | 912909108 | $119 | 2,856,400 | 0.0% |