Q2 2018 Holdings
Filed 2018-08-13 | 48 holdings | $116.3K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Amag Pharmaceuticals Inc | NOTE 3.250% 6/0 | 00163UAD8 | $9.0K | $8,800,000 | 7.7% |
| Renewable Energy Group Inc | NOTE 4.000% 6/1 | 75972AAC7 | $8.9K | $5,000,000 | 7.7% |
| PDL Biopharma Inc | NOTE 2.750%12/0 | 69329YAG9 | $7.5K | $8,175,000 | 6.5% |
| Theravance Biopharma Inc | NOTE 3.250%11/0 | 88339KAA0 | $5.5K | $5,500,000 | 4.7% |
| Vector Group LTD | FRNT | 92240MBC1 | $5.3K | $5,000,000 | 4.5% |
| Ctrip COM Intl LTD | NOTE 1.000% 7/0 | 22943FAF7 | $5.3K | $5,000,000 | 4.5% |
| Microchip Technology Inc | NOTE 2.250% 2/1 | 595017AH7 | $5.2K | $4,400,000 | 4.5% |
| Tesla Inc | NOTE 1.250% 3/0 | 88160RAC5 | $5.1K | $4,500,000 | 4.4% |
| Depomed Inc | NOTE 2.500% 9/0 | 249908AA2 | $4.5K | $5,500,000 | 3.9% |
| Caesars Entmt Corp | NOTE 5.000%10/0 | 127686AA1 | $4.2K | $2,469,000 | 3.6% |
| Endologix Inc | NOTE 3.250%11/0 | 29266SAB2 | $3.8K | $4,150,000 | 3.3% |
| Solarcity Corp | NOTE 1.625%11/0 | 83416TAC4 | $3.5K | $3,756,000 | 3.0% |
| Encore Cap Group Inc | NOTE 3.000% 7/0 | 292554AF9 | $3.1K | $3,119,000 | 2.7% |
| Pretium RES Inc | NOTE 2.250% 3/1 | 74139CAB8 | $3.1K | $3,577,000 | 2.7% |
| Encore Cap Group Inc | NOTE 3.250% 3/1 | 292554AK8 | $3.0K | $3,000,000 | 2.6% |
| Medicines Co | NOTE 2.750% 7/1 | 584688AG0 | $3.0K | $3,000,000 | 2.6% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $2.6K | $1,500,000 | 2.3% |
| Mtech Acquisition Corp | UNIT 01/19/2023 | 55378W206 | $2.6K | 250,000 | 2.2% |
| Tesla Inc | NOTE 2.375% 3/1 | 88160RAD3 | $2.4K | $2,000,000 | 2.1% |
| Ishares TR(LQD) | IBOXX INV CP ETF | 464287242 | $2.4K | 21,000 | 2.1% |
| Apollo Coml Real EST FIN Inc | NOTE 5.500% 3/1 | 03762UAA3 | $2.3K | $2,170,000 | 2.0% |
| Dermira Inc | NOTE 3.000% 5/1 | 24983LAB0 | $2.1K | $2,525,000 | 1.8% |
| LF Cap Acquisition Corp | UNIT 06/19/2025 | 50200K207 | $2.0K | 200,190 | 1.7% |
| Chart Inds Inc | NOTE 2.000% 8/0 | 16115QAC4 | $1.9K | $1,874,000 | 1.6% |
| Tiberius Acquisition Corp | UNIT 02/28/2021 | 88633A206 | $1.5K | 150,000 | 1.3% |
| Nanthealth Inc | NOTE 5.500%12/1 | 630104AB3 | $1.5K | $2,200,000 | 1.3% |
| Mudrick Cap Acquisition Corp | UNIT 02/01/2023 | 624745204 | $1.5K | 140,000 | 1.3% |
| NXP Semiconductors N V(NXPI) | COM | N6596X109 | $1.3K | 12,000 | 1.1% |
| Gordon Pointe Acquisition Co | UNIT 01/18/2023 | 382788206 | $1.3K | 125,000 | 1.1% |
| Trinity Merger Corp | UNIT 05/11/2025 | 89653L205 | $1.2K | 121,868 | 1.1% |
| Black Ridge Acquisition Corp | UNIT 10/05/2022 | 09216T206 | $1.1K | 100,900 | 0.9% |
| GSV Cap Corp | NOTE 4.750% 3/2 | 36191JAC5 | $964 | $1,000,000 | 0.8% |
| Calamp Corp | NOTE 1.625% 5/1 | 128126AB5 | $954 | $893,000 | 0.8% |
| Rovi Corp | NOTE 0.500% 3/0 | 779376AD4 | $954 | $1,000,000 | 0.8% |
| Clovis Oncology Inc | NOTE 1.250% 5/0 | 189464AC4 | $924 | $1,000,000 | 0.8% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $882 | 3,250 | 0.8% |
| Industrea Acquisition Corp | UNIT 07/21/2024 | 45579J203 | $834 | 80,000 | 0.7% |
| Pensare Acquisition Corp | UNIT 07/27/2022 | 70957E204 | $548 | 51,700 | 0.5% |
| Intercept Pharmaceuticals in | NOTE 3.250% 7/0 | 45845PAA6 | $484 | $5,500,000 | 0.4% |
| Willscot Corp | *W EXP 09/10/202 | 971375118 | $452 | 200,000 | 0.4% |
| Simply Good Foods Co | *W EXP 07/07/202 | 82900L110 | $415 | 100,000 | 0.4% |
| Hostess Brands Inc | *W EXP 11/04/202 | 44109J114 | $340 | 200,000 | 0.3% |
| Blackstone MTG TR Inc | NOTE 4.750% 3/1 | 09257WAC4 | $293 | $300,000 | 0.3% |
| Mtech Acquisition Corp | COM CLASS A | 55378W107 | $293 | 30,000 | 0.3% |