Q3 2017 Holdings
Filed 2017-11-14 | 84 holdings | $750.6K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2018-08-14) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| KBL Merger Corp IV | *W EXP 01/15/202 | 48242A112 | $25 | 145,346 | 0.0% |
| Cobalt International Energy Inc(CIE1EUR) | COM | 19075F304 | $26 | 18,360 | 0.0% |
| Constellation Alpha Cap Corp | *W EXP 03/23/202 | G2379F116 | $28 | 121,123 | 0.0% |
| Stellar Acquisition III Inc | *W EXP 03/22/202 | Y8172W115 | $36 | 96,204 | 0.0% |
| Hunter Maritime Acquisition | *W EXP 99/99/999 | Y37828129 | $53 | 89,858 | 0.0% |
| Federal STR Acquisition Corp | *W EXP 07/24/202 | 31421V115 | $64 | 64,981 | 0.0% |
| KBL Merger Corp IV | RIGHT 03/22/2019 | 48242A120 | $68 | 233,750 | 0.0% |
| Nxstage Medical IncPutA | COM | 67072V103 | $135 | 4,900 | 0.0% |
| Nxstage Medical IncA | COM | 67072V103 | $135 | 4,900 | 0.0% |
| Bankrate Inc del | COM | 06647F102 | $300 | 21,532 | 0.0% |
| Sandy Spring Bancorp Inc(SD2)Call | COM | 800363103 | $401 | 9,700 | 0.1% |
| Bison Cap Acquisition Corp | ORD SHS | G1142P104 | $478 | 48,448 | 0.1% |
| Easterly Acquisition Corp | COM | 27616L102 | $483 | 48,345 | 0.1% |
| Draper Oakwood Technology | UNIT 09/30/2024 | 26146L202 | $495 | 48,448 | 0.1% |
| Astoria Finl Corp | COM | 046265104 | $771 | 35,846 | 0.1% |
| TPG Pace Energy Hldgs Corp | CL A | 872656103 | $940 | 96,897 | 0.1% |
| Global Partner Acquisition C | COM | 37954X105 | $975 | 97,240 | 0.1% |
| Stellar Acquisition III Inc | COM | Y8172W107 | $979 | 96,300 | 0.1% |
| I AM Cap Acquisition Co | UNIT 08/15/2022 | 45074Q207 | $993 | 96,898 | 0.1% |
| Axar Acquisition Corp | COM | 05455L102 | $1.0K | 100,504 | 0.1% |
| Mainsource Financial GP IncA | COM | 56062Y102 | $1.0K | 28,945 | 0.1% |
| Silver Spring Networks IncA | COM | 82817Q103 | $1.5K | 90,700 | 0.2% |
| Andina Acquisition Corp II | SHS | G0441P104 | $1.5K | 144,765 | 0.2% |
| M I Acquisitions Inc | COM | 55304A104 | $1.5K | 144,450 | 0.2% |
| TPG Pace Hldgs Corp | CL A | G89827128 | $1.5K | 153,772 | 0.2% |
| Sandy Spring Bancorp Inc(SD2)Put | COM | 800363103 | $1.6K | 38,000 | 0.2% |
| Landauer Inc | COM | 51476K103 | $1.6K | 23,770 | 0.2% |
| GTY Technology Holdings Inc | CL A | G4182A102 | $1.7K | 169,376 | 0.2% |
| Straight Path Communicatns IPutA | CL B | 862578101 | $1.8K | 9,700 | 0.2% |
| Straight Path Communicatns IA | CL B | 862578101 | $1.8K | 9,700 | 0.2% |
| Hunter Maritime Acquisition | CL A | Y37828111 | $1.8K | 179,716 | 0.2% |
| Scripps Networks Interact inA | CL A COM | 811065101 | $1.8K | 20,542 | 0.2% |
| Liberty Global PLC | SHS CL C | G5480U120 | $2.2K | 67,828 | 0.3% |
| EXA CorpA | COM | 300614500 | $2.3K | 96,898 | 0.3% |
| KBL Merger Corp IV | COM | 48242A104 | $2.4K | 242,244 | 0.3% |
| Xenith Bankshares Inc NewA | COM NEW | 984102202 | $2.4K | 75,026 | 0.3% |
| Capitol Invt Corp IV | UNIT 99/99/9999 | G18920119 | $2.5K | 242,245 | 0.3% |
| BOB Evans Farms Inc(BOBEUSD)A | COM | 096761101 | $2.6K | 32,900 | 0.3% |
| Western Refng Logistics LP | COM UNIT REP LTP | 95931Q205 | $2.6K | 100,447 | 0.3% |
| Centurylink Inc(CTLEUR)Put | COM | 156700106 | $2.6K | 139,200 | 0.4% |
| Forum Merger Corp | COM CL A | 34985B103 | $2.6K | 271,320 | 0.4% |
| Social Cap Hedosophia Hldgs | UNIT 99/99/9999 | G8250R111 | $2.7K | 254,355 | 0.4% |
| Silver RUN Acquisition | COM CL A | 82812A103 | $2.7K | 268,018 | 0.4% |
| Unilever PLC | SPON ADR NEW | 904767704 | $2.8K | 48,355 | 0.4% |
| Landcadia Hldgs Inc | CL A | 51476W107 | $2.9K | 287,070 | 0.4% |
| Loews Corp(L) | COM | 540424108 | $2.9K | 61,624 | 0.4% |
| Bard C R Inc(BCRUSD)PutA | COM | 067383109 | $3.1K | 9,700 | 0.4% |
| VWR Corp | COM | 91843L103 | $3.2K | 97,093 | 0.4% |
| Washingtonfirst Bankshares IA | COM | 940730104 | $3.2K | 90,696 | 0.4% |
| Twenty First Centy FOX Inc | CL B | 90130A200 | $3.3K | 128,004 | 0.4% |