Q3 2018 Holdings
Filed 2018-11-14 | 44 holdings | $46.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| ANI Pharmaceuticals Inc(ANIP) | COM | 00182C103 | $29.0M | 512,401 | 62.1% |
| Aldeyra Therapeutics Inc(ALDX) | COM | 01438T106 | $9.8M | 707,746 | 20.9% |
| Catalyst Pharmaceuticals Inc(CPRX) | COM | 14888U101 | $6.3M | 1,677,944 | 13.6% |
| Spdr S&P 500 ETF TR(SPY)Call | TR UNIT | 78462F103 | $947.9K | 3,260,600 | 2.0% |
| Penn VA Corp New(PVACUSD) | COM | 70788V102 | $115.8K | 1,437,243 | 0.2% |
| Echostar Corp(SATS) | CL A | 278768106 | $71.2K | 1,534,909 | 0.2% |
| Bonanza Creek Energy Inc | COM NEW | 097793400 | $59.8K | 2,007,800 | 0.1% |
| Tesla Inc(TSLA)Put | COM | 88160R101 | $38.6K | 145,800 | 0.1% |
| Peabody Energy Corp New(BTU) | COM | 704551100 | $34.1K | 957,801 | 0.1% |
| PDC Energy Inc(PDCEUSD) | COM | 69327R101 | $33.8K | 691,150 | 0.1% |
| Green Plains Inc(GPRE) | COM | 393222104 | $25.0K | 1,455,312 | 0.1% |
| Pennymac Finl Svcs Inc | CL A | 70932B101 | $21.4K | 1,023,581 | 0.0% |
| ANI Pharmaceuticals Inc | NOTE 3.000%12/0 | 00182CAA1 | $19.9K | $18,779,000 | 0.0% |
| Virtus Invt Partners Inc(VRTS) | COM | 92828Q109 | $17.2K | 150,861 | 0.0% |
| International Seaways Inc(INSW) | COM | Y41053102 | $17.1K | 855,470 | 0.0% |
| Atlantic PWR Corp(AT) | COM NEW | 04878Q863 | $14.6K | 6,645,407 | 0.0% |
| Brightsphere Investmnt GRP P | SHS | G1644T109 | $14.5K | 1,167,455 | 0.0% |
| Abraxas Pete Corp(AXASEUR) | COM | 003830106 | $14.0K | 6,023,460 | 0.0% |
| Spirit MTA REIT | COM SHS BEN IN | 84861U105 | $13.4K | 1,164,267 | 0.0% |
| Spartan Energy Acquisiton Co | UNIT 99/99/9999 | 846784114 | $9.1K | 900,000 | 0.0% |
| CAI International Inc(CAI1USD) | COM | 12477X106 | $8.9K | 389,897 | 0.0% |
| Zafgen Inc | COM | 98885E103 | $8.6K | 737,629 | 0.0% |
| Churchill Cap Corp | UNIT 99/99/9999 | 17142R202 | $8.6K | 850,000 | 0.0% |
| FLY Leasing LTD | SPONSORED ADR | 34407D109 | $8.5K | 605,325 | 0.0% |
| Equity Comwlth(HP5A)Call | COM SH BEN INT | 294628102 | $7.4K | 230,200 | 0.0% |
| Eagle Bulk Shipping Inc | SHS NEW | Y2187A143 | $6.2K | 1,106,307 | 0.0% |
| Genco Shipping & Trading LTD(GNK) | SHS | Y2685T131 | $4.3K | 308,760 | 0.0% |
| Ramaco RES Inc | COM | 75134P303 | $3.9K | 519,606 | 0.0% |
| TKK Symphony Acquisition COR | ORD SHS | G88950103 | $3.3K | 350,000 | 0.0% |
| Thunder Bridge Acquisition L | SHS CLASS A | G8857R100 | $2.9K | 300,000 | 0.0% |
| Twelve Seas Investment Compa | SHS | G9145A107 | $2.9K | 300,000 | 0.0% |
| New Frontier Corp | COM CL A | G6485P108 | $2.4K | 250,000 | 0.0% |
| Savara Inc(SVRA) | COM | 805111101 | $2.3K | 202,148 | 0.0% |
| Megalith Finl Acquisition Co | CL A COM | 58518F109 | $1.9K | 200,000 | 0.0% |
| Sierra Oncology Inc | COM | 82640U107 | $828 | 487,237 | 0.0% |
| Eros Intl PLCPut | SHS NEW | G3788M114 | $464 | 38,500 | 0.0% |
| Geron Corp(GERN)Put | COM | 374163103 | $293 | 166,700 | 0.0% |
| TKK Symphony Acquisition COR | RIGHT 02/20/2020 | G88950137 | $159 | 350,000 | 0.0% |
| New Frontier Corp | *W EXP 99/99/999 | G6485P124 | $148 | 125,000 | 0.0% |
| Thunder Bridge Acquisition L | *W EXP 01/01/202 | G8857R126 | $134 | 300,000 | 0.0% |
| Twelve Seas Investment Compa | RIGHT 12/22/2019 | G9145A131 | $126 | 300,000 | 0.0% |
| Megalith Finl Acquisition Co | *W EXP 08/26/202 | 58518F117 | $120 | 200,000 | 0.0% |
| Twelve Seas Investment Compa | *W EXP 12/22/202 | G9145A115 | $108 | 300,000 | 0.0% |
| TKK Symphony Acquisition COR | *W EXP 02/20/202 | G88950129 | $84 | 350,000 | 0.0% |