Q4 2018 Holdings
Filed 2019-02-13 | 80 holdings | $177.0K | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| PDL Biopharma Inc | NOTE 2.750%12/0 | 69329YAG9 | $9.8K | $9,675,000 | 5.6% |
| Amag Pharmaceuticals Inc | NOTE 3.250% 6/0 | 00163UAD8 | $8.1K | $8,800,000 | 4.6% |
| Restoration Hardware Hldgs I | NOTE 6/1 | 761283AD2 | $7.8K | $7,000,000 | 4.4% |
| Two Hbrs Invt Corp | NOTE 6.250% 1/1 | 90187BAA9 | $7.1K | $7,222,000 | 4.0% |
| Theravance Biopharma Inc | NOTE 3.250%11/0 | 88339KAA0 | $6.7K | $6,500,000 | 3.8% |
| Tesla Inc | NOTE 1.250% 3/0 | 88160RAC5 | $5.7K | $5,100,000 | 3.2% |
| Ironwood Pharmaceuticals Inc | DBCV 2.250% 6/1 | 46333XAD0 | $5.6K | $6,000,000 | 3.2% |
| Solarcity Corp | NOTE 1.625%11/0 | 83416TAC4 | $5.3K | $5,621,000 | 3.0% |
| Team Inc | NOTE 5.000% 8/0 | 878155AE0 | $4.5K | $4,500,000 | 2.5% |
| Assertio Therapeutics Inc | NOTE 2.500% 9/0 | 249908AA2 | $4.4K | $6,500,000 | 2.5% |
| Dermira Inc | NOTE 3.000% 5/1 | 24983LAB0 | $4.3K | $5,592,000 | 2.4% |
| Microchip Technology Inc | NOTE 2.250% 2/1 | 595017AH7 | $4.3K | $4,400,000 | 2.4% |
| Iqiyi Inc | DEBT 3.750%12/0 | G4939KAA4 | $4.3K | $4,500,000 | 2.4% |
| Granite PT MTG TR Inc | NOTE 5.625%12/0 | 38741LAB3 | $3.7K | $3,750,000 | 2.1% |
| Everbridge Inc | NOTE 1.500%11/0 | 29978AAA2 | $3.5K | $2,000,000 | 2.0% |
| Pretium RES Inc | NOTE 2.250% 3/1 | 74139CAB8 | $3.5K | $3,892,000 | 2.0% |
| Apollo Coml Real EST FIN Inc | NOTE 5.375%10/1 | 03762UAC9 | $3.4K | $3,520,000 | 1.9% |
| Pure Acquisition Corp | UNIT 04/13/2023 | 74621Q205 | $3.2K | 309,000 | 1.8% |
| Momo Inc | DEBT 1.250% 7/0 | G6200PAA0 | $3.1K | $3,928,000 | 1.7% |
| SEA LTD | DEBT 2.250% 7/0 | G7948TAA7 | $3.0K | $3,500,000 | 1.7% |
| Medicines Co | NOTE 2.750% 7/1 | 584688AG0 | $3.0K | $4,000,000 | 1.7% |
| Vector Group LTD | FRNT 4/1 | 92240MBC1 | $3.0K | $3,000,000 | 1.7% |
| Encore Cap Group Inc | NOTE 3.250% 3/1 | 292554AK8 | $2.9K | $3,500,000 | 1.6% |
| Ctrip COM Intl LTD | NOTE 1.990% 7/0 | 22943FAF7 | $2.8K | $3,000,000 | 1.6% |
| GDS Hldgs LTD | DEBT 2.000% 6/0 | G3902LAA7 | $2.5K | $3,500,000 | 1.4% |
| New MTN FIN Corp | NOTE 5.750% 8/1 | 647551AC4 | $2.5K | $2,505,000 | 1.4% |
| Ishares TR(AGG) | CORE US AGGBD ET | 464287226 | $2.4K | 23,000 | 1.4% |
| Tesla Inc | NOTE 2.375% 3/1 | 88160RAD3 | $2.4K | $2,000,000 | 1.4% |
| Dd3 Acquisition Corp | UNIT 10/12/2023 | G2692M129 | $2.3K | 227,000 | 1.3% |
| Tilray Inc | DEBT 5.000%10/0 | U8961EAA4 | $2.2K | $3,000,000 | 1.2% |
| Mtech Acquisition Corp | UNIT 01/19/2023 | 55378W206 | $2.2K | 203,446 | 1.2% |
| Twelve Seas Investment Compa | UNIT 06/21/2023 | G9145A123 | $2.1K | 207,600 | 1.2% |
| Graf Indl Corp | UNIT 12/31/2025 | 384278206 | $2.0K | 200,000 | 1.1% |
| Endologix Inc | NOTE 3.250%11/0 | 29266SAB2 | $2.0K | $2,745,000 | 1.1% |
| Arya Sciences Acquisition Co | UNIT 10/04/2023 | G3165V117 | $1.9K | 180,699 | 1.1% |
| TKK Symphony Acquisition COR | UNIT 08/15/2023 | G88950111 | $1.8K | 180,000 | 1.0% |
| Medicines Co | NOTE 2.500% 1/1 | 584688AE5 | $1.7K | $2,000,000 | 1.0% |
| GSV Cap Corp | NOTE 4.750% 3/2 | 36191JAC5 | $1.7K | $1,937,000 | 1.0% |
| Tiberius Acquisition Corp | UNIT 02/28/2021 | 88633A206 | $1.5K | 151,000 | 0.9% |
| Thunder Bridge Acquisition L | UNIT 01/01/2025 | G8857R118 | $1.5K | 150,000 | 0.9% |
| Amci Acquisition Corp | UNIT 01/07/2019 | 00165R200 | $1.5K | 150,000 | 0.8% |
| LF Cap Acquisition Corp | UNIT 06/19/2025 | 50200K207 | $1.4K | 139,090 | 0.8% |
| Gordon Pointe Acquisition Co | UNIT 01/18/2023 | 382788206 | $1.3K | 125,000 | 0.7% |
| Allegro Merger Corp | UNIT 12/31/2023 | 01749N301 | $1.3K | 125,509 | 0.7% |
| Trinity Merger Corp | UNIT 05/11/2025 | 89653L205 | $1.3K | 121,868 | 0.7% |
| Nanthealth Inc | NOTE 5.500%12/1 | 630104AB3 | $1.2K | $2,140,000 | 0.7% |
| Novavax Inc | NOTE 3.750% 2/0 | 670002AB0 | $1.2K | $2,000,000 | 0.7% |
| Spdr Series Trust(SPYV) | PRTFLO S&P500 VL | 78464A508 | $1.2K | 45,000 | 0.7% |
| Aegerion Pharmaceuticals Inc | NOTE 2.000% 8/1 | 00767EAB8 | $1.1K | $1,500,000 | 0.6% |
| Invesco Exchng Traded FD TR(BKLN) | SR LN ETF | 46138G508 | $1.1K | 50,000 | 0.6% |