Q4 2018 Holdings
Filed 2019-02-14 | 54 holdings | $35.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| ANI Pharmaceuticals Inc(ANIP) | COM | 00182C103 | $24.7M | 549,401 | 69.0% |
| Aldeyra Therapeutics Inc(ALDX) | COM | 01438T106 | $5.9M | 707,746 | 16.4% |
| Catalyst Pharmaceuticals Inc(CPRX) | COM | 14888U101 | $4.5M | 2,368,330 | 12.7% |
| Penn VA Corp New(PVACUSD) | COM | 70788V102 | $91.8K | 1,698,382 | 0.3% |
| Spdr S&P 500 ETF TR(SPY)Call | TR UNIT | 78462F103 | $84.4K | 337,900 | 0.2% |
| PDC Energy Inc(PDCEUSD) | COM | 69327R101 | $60.2K | 2,022,717 | 0.2% |
| Echostar Corp(SATS) | CL A | 278768106 | $56.4K | 1,534,909 | 0.2% |
| Bonanza Creek Energy Inc | COM NEW | 097793400 | $41.8K | 2,021,700 | 0.1% |
| Peabody Energy Corp New(BTU) | COM | 704551100 | $32.2K | 1,057,801 | 0.1% |
| Green Plains Inc(GPRE) | COM | 393222104 | $30.2K | 2,300,856 | 0.1% |
| Virtus Invt Partners Inc(VRTS) | COM | 92828Q109 | $23.5K | 295,665 | 0.1% |
| Spirit MTA REIT | COM SHS BEN IN | 84861U105 | $21.0K | 2,942,111 | 0.1% |
| Brightsphere Investmnt GRP P | SHS | G1644T109 | $19.7K | 1,842,796 | 0.1% |
| Atlantic PWR Corp(AT) | COM NEW | 04878Q863 | $19.6K | 9,011,577 | 0.1% |
| ANI Pharmaceuticals Inc | NOTE 3.000%12/0 | 00182CAA1 | $18.8K | $18,779,000 | 0.1% |
| Tesla Inc(TSLA)Put | COM | 88160R101 | $16.9K | 50,800 | 0.0% |
| CAI International Inc(CAI1USD) | COM | 12477X106 | $16.8K | 721,581 | 0.0% |
| Pennymac Finl Svcs Inc(PFSI) | COM | 70932M107 | $16.3K | 764,436 | 0.0% |
| International Seaways Inc(INSW) | COM | Y41053102 | $14.6K | 868,170 | 0.0% |
| FLY Leasing LTD | SPONSORED ADR | 34407D109 | $12.3K | 1,166,288 | 0.0% |
| Abraxas Pete Corp(AXASEUR) | COM | 003830106 | $10.5K | 9,648,318 | 0.0% |
| Contura Energy Inc | COM | 21241B100 | $9.9K | 150,850 | 0.0% |
| Genco Shipping & Trading LTD(GNK) | SHS | Y2685T131 | $9.6K | 1,220,750 | 0.0% |
| Navios Maritime Containers L | COM UNIT RP LP | Y62151108 | $8.7K | 3,065,210 | 0.0% |
| Spartan Energy Acquisiton Co | CL A COM STK | 846784106 | $8.7K | 900,000 | 0.0% |
| Churchill Cap Corp | UNIT 99/99/9999 | 17142R202 | $8.6K | 850,000 | 0.0% |
| Graf Indl Corp | COM | 384278107 | $8.2K | 850,000 | 0.0% |
| CF FIN Acquisition Corp | UNIT 04/30/2025 | 12528N206 | $7.0K | 700,000 | 0.0% |
| Amci Acquisition Corp | UNIT 01/07/2019 | 00165R200 | $7.0K | 700,000 | 0.0% |
| Savara Inc(SVRA) | COM | 805111101 | $6.2K | 813,615 | 0.0% |
| Eiger Biopharmaceuticals Inc(CLDNEUR) | COM | 28249U105 | $5.6K | 547,284 | 0.0% |
| Chaserg Technlgy Acquisitn C | UNIT 09/30/2023 | 16166A202 | $5.5K | 550,000 | 0.0% |
| Fintech Acquisition Corp III | UNIT 12/01/2023 | 31811A309 | $5.0K | 500,000 | 0.0% |
| Schultze SPL Purp Acquisitio | UNIT 12/31/2023 | 80821R208 | $5.0K | 500,000 | 0.0% |
| Sierra Oncology Inc | COM | 82640U107 | $4.9K | 3,688,609 | 0.0% |
| AK STL Corp | NOTE 5.000%11/1 | 001546AP5 | $4.0K | $4,000,000 | 0.0% |
| Zafgen Inc | COM | 98885E103 | $3.7K | 737,629 | 0.0% |
| Collier Creek Holdings | COM CL A | G22707106 | $3.4K | 350,000 | 0.0% |
| TKK Symphony Acquisition COR | ORD SHS | G88950103 | $3.4K | 350,000 | 0.0% |
| Thunder Bridge Acquisition L | SHS CLASS A | G8857R100 | $3.0K | 300,000 | 0.0% |
| Twelve Seas Investment Compa | SHS | G9145A107 | $2.9K | 300,000 | 0.0% |
| Ramaco RES Inc | COM | 75134P303 | $2.9K | 593,750 | 0.0% |
| New Frontier Corp | COM CL A | G6485P108 | $2.5K | 250,000 | 0.0% |
| Megalith Finl Acquisition Co | CL A COM | 58518F109 | $1.9K | 200,000 | 0.0% |
| Graf Indl Corp | *W EXP 12/31/202 | 384278115 | $340 | 850,000 | 0.0% |
| Spartan Energy Acquisiton Co | *W EXP 08/27/202 | 846784122 | $291 | 300,000 | 0.0% |
| Collier Creek Holdings | *W EXP 99/99/999 | G22707114 | $140 | 116,666 | 0.0% |
| TKK Symphony Acquisition COR | RIGHT 02/20/2020 | G88950137 | $123 | 350,000 | 0.0% |
| New Frontier Corp | *W EXP 99/99/999 | G6485P124 | $112 | 125,000 | 0.0% |
| Thunder Bridge Acquisition L | *W EXP 01/01/202 | G8857R126 | $111 | 300,000 | 0.0% |