Q1 2019 Holdings
Filed 2019-05-15 | 72 holdings | $57.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| ANI Pharmaceuticals Inc(ANIP) | COM | 00182C103 | $38.8M | 549,401 | 67.9% |
| Catalyst Pharmaceuticals Inc(CPRX) | COM | 14888U101 | $17.6M | 3,457,041 | 30.9% |
| PDC Energy Inc(PDCEUSD) | COM | 69327R101 | $82.3K | 2,022,717 | 0.1% |
| Penn VA Corp New(PVACUSD) | COM | 70788V102 | $76.3K | 1,729,382 | 0.1% |
| Echostar Corp(SATS) | CL A | 278768106 | $55.9K | 1,534,909 | 0.1% |
| Bonanza Creek Energy Inc | COM NEW | 097793400 | $45.9K | 2,021,700 | 0.1% |
| Green Plains Inc(GPRE) | COM | 393222104 | $38.4K | 2,300,856 | 0.1% |
| Peabody Energy Corp New(BTU) | COM | 704551100 | $30.0K | 1,057,801 | 0.1% |
| Virtus Invt Partners Inc(VRTS) | COM | 92828Q109 | $29.3K | 300,791 | 0.1% |
| Brightsphere Investmnt GRP P | SHS | G1644T109 | $25.0K | 1,842,796 | 0.0% |
| Spirit MTA REIT | COM SHS BEN IN | 84861U105 | $22.9K | 3,526,712 | 0.0% |
| CAI International Inc(CAI1USD) | COM | 12477X106 | $22.7K | 976,559 | 0.0% |
| ANI Pharmaceuticals Inc | NOTE 3.000%12/0 | 00182CAA1 | $20.6K | $18,779,000 | 0.0% |
| Atlantic PWR Corp(AT) | COM NEW | 04878Q863 | $19.1K | 7,572,927 | 0.0% |
| FLY Leasing LTD | SPONSORED ADR | 34407D109 | $17.9K | 1,291,068 | 0.0% |
| International Seaways Inc(INSW) | COM | Y41053102 | $14.9K | 868,170 | 0.0% |
| Abraxas Pete Corp(AXASEUR) | COM | 003830106 | $12.1K | 9,648,318 | 0.0% |
| Aercap Holdings NV(AER) | SHS | N00985106 | $12.0K | 258,000 | 0.0% |
| Contura Energy Inc | COM | 21241B100 | $10.7K | 184,382 | 0.0% |
| Genco Shipping & Trading LTD(GNK) | SHS | Y2685T131 | $10.4K | 1,397,841 | 0.0% |
| Spartan Energy Acquisiton Co | CL A COM STK | 846784106 | $8.8K | 900,000 | 0.0% |
| Graf Indl Corp | COM | 384278107 | $8.4K | 850,000 | 0.0% |
| Stemline Therapeutics Inc | COM | 85858C107 | $8.2K | 636,513 | 0.0% |
| Eiger Biopharmaceuticals Inc(CLDNEUR) | COM | 28249U105 | $7.7K | 547,284 | 0.0% |
| Navios Maritime Containers L | COM UNIT RP LP | Y62151108 | $7.6K | 3,192,328 | 0.0% |
| CF FIN Acquisition Corp | COM CL A | 12528N107 | $6.9K | 700,000 | 0.0% |
| Amci Acquisition Corp | CLASS A | 00165R101 | $6.9K | 700,000 | 0.0% |
| Sierra Oncology Inc | COM | 82640U107 | $6.3K | 3,688,609 | 0.0% |
| Savara Inc(SVRA) | COM | 805111101 | $6.0K | 813,615 | 0.0% |
| Chaserg Technlgy Acquisitn C | CLASS A | 16166A103 | $5.4K | 550,000 | 0.0% |
| Fintech Acquisition Corp III | COM CL A | 31811A101 | $4.9K | 500,000 | 0.0% |
| Schultze SPL Purp Acqustn Co | COM | 80821R109 | $4.9K | 500,000 | 0.0% |
| Menlo Therapeutics Inc | COM | 586858102 | $4.4K | 561,138 | 0.0% |
| Ramaco RES Inc | COM | 75134P303 | $4.3K | 744,904 | 0.0% |
| AK STL Corp | NOTE 5.000%11/1 | 001546AP5 | $4.0K | $4,000,000 | 0.0% |
| Crescent Acquisition Corp | UNIT 99/99/9999 | 22564L204 | $4.0K | 400,000 | 0.0% |
| Monocle Acquisition Corp(MNCL) | COM | 609754106 | $3.9K | 400,000 | 0.0% |
| Trine Acquisition Corp | UNIT 03/31/2021 | 89628U207 | $3.5K | 350,000 | 0.0% |
| Collier Creek Holdings | COM CL A | G22707106 | $3.5K | 350,000 | 0.0% |
| TKK Symphony Acquisition COR | ORD SHS | G88950103 | $3.5K | 350,000 | 0.0% |
| Zafgen Inc | COM | 98885E103 | $3.3K | 1,209,324 | 0.0% |
| Suncoke Energy Inc(SXC) | COM | 86722A103 | $3.2K | 371,432 | 0.0% |
| Thunder Bridge Acquisition L | SHS CLASS A | G8857R100 | $3.1K | 300,000 | 0.0% |
| Twelve Seas Investment Compa | SHS | G9145A107 | $3.0K | 300,000 | 0.0% |
| RMG Acquisition Corp | UNIT 99/99/9999 | 749641205 | $2.5K | 250,000 | 0.0% |
| New Frontier Corp | COM CL A | G6485P108 | $2.5K | 250,000 | 0.0% |
| Diamondpeak Hldgs COR | UNIT 99/99/9999 | 25280H209 | $2.0K | 200,000 | 0.0% |
| Acamar Partners Acqsition Co | UNIT 12/30/2025 | 004285201 | $2.0K | 200,000 | 0.0% |
| Megalith Finl Acquisition Co | CL A COM | 58518F109 | $2.0K | 200,000 | 0.0% |
| Churchill Cap Corp | *W EXP 09/11/202 | 17142R111 | $1.4K | 425,000 | 0.0% |