Q3 2019 Holdings
Filed 2019-11-14 | 100 holdings | $51.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| ANI Pharmaceuticals Inc(ANIP) | COM | 00182C103 | $37.2M | 509,952 | 72.5% |
| Catalyst Pharmaceuticals Inc(CPRX) | COM | 14888U101 | $13.3M | 2,508,838 | 26.0% |
| Echostar Corp(SATS) | CL A | 278768106 | $60.4K | 1,525,609 | 0.1% |
| SRC Energy Inc | COM | 78470V108 | $56.4K | 12,105,522 | 0.1% |
| Penn VA Corp New(PVACUSD) | COM | 70788V102 | $50.3K | 1,729,382 | 0.1% |
| Bonanza Creek Energy Inc | COM NEW | 097793400 | $45.3K | 2,021,700 | 0.1% |
| Green Plains Inc(GPRE) | COM | 393222104 | $40.5K | 3,818,612 | 0.1% |
| Suncoke Energy Inc(SXC) | COM | 86722A103 | $27.7K | 4,910,359 | 0.1% |
| FLY Leasing LTD | SPONSORED ADR | 34407D109 | $26.5K | 1,291,068 | 0.1% |
| Brightsphere Invt Group Inc(AAMI) | COM | 10948W103 | $26.0K | 2,628,156 | 0.1% |
| CAI International Inc(CAI1USD) | COM | 12477X106 | $24.1K | 1,109,121 | 0.0% |
| Virtus Invt Partners Inc(VRTS) | COM | 92828Q109 | $23.0K | 207,687 | 0.0% |
| Spirit MTA REIT | COM SHS BEN IN | 84861U105 | $21.9K | 2,594,157 | 0.0% |
| Iovance Biotherapeutics Inc(IOVA) | COM | 462260100 | $21.7K | 1,192,734 | 0.0% |
| Peabody Energy Corp New(BTU) | COM | 704551100 | $20.4K | 1,384,162 | 0.0% |
| ANI Pharmaceuticals Inc | NOTE 3.000%12/0 | 00182CAA1 | $20.1K | $18,779,000 | 0.0% |
| Atlantic PWR Corp(AT) | COM NEW | 04878Q863 | $17.7K | 7,572,927 | 0.0% |
| International Seaways Inc(INSW) | COM | Y41053102 | $16.7K | 868,170 | 0.0% |
| Contura Energy Inc | COM | 21241B100 | $16.1K | 574,924 | 0.0% |
| NII Hldgs Inc | COM PAR | 62913F508 | $15.4K | 7,876,506 | 0.0% |
| Genco Shipping & Trading LTD(GNK) | SHS | Y2685T131 | $15.0K | 1,635,488 | 0.0% |
| Spartan Energy Acquisiton Co | CL A COM STK | 846784106 | $9.1K | 900,000 | 0.0% |
| Eiger Biopharmaceuticals Inc(CLDNEUR) | COM | 28249U105 | $8.7K | 847,284 | 0.0% |
| Graf Indl Corp | COM | 384278107 | $8.6K | 850,000 | 0.0% |
| Churchill Cap Corp II(CCXGBP) | CL A | 17143G106 | $8.5K | 849,999 | 0.0% |
| Haymaker Acquisition Corp II | UNIT 10/31/2026 | 42087L200 | $7.2K | 700,000 | 0.0% |
| CF FIN Acquisition Corp | COM CL A | 12528N107 | $7.1K | 700,000 | 0.0% |
| Greenlight Capital RE LTD(GLRE) | CLASS A | G4095J109 | $7.1K | 671,648 | 0.0% |
| Amci Acquisition Corp | CLASS A | 00165R101 | $7.0K | 700,000 | 0.0% |
| GX Acquisition Corp | COM CL A | 36251A107 | $7.0K | 700,000 | 0.0% |
| Navios Maritime Containers L | COM UNIT RP LP | Y62151108 | $6.6K | 3,317,420 | 0.0% |
| Switchback Energy Acquisitio | UNIT 99/99/9999 | 87105M201 | $6.0K | 600,000 | 0.0% |
| Diamond S Shipping Inc | COM | Y20676105 | $5.6K | 507,871 | 0.0% |
| Chaserg Technlgy Acquisitn C | CLASS A | 16166A103 | $5.6K | 550,000 | 0.0% |
| South MTN Merger Corp | UNIT 99/99/9999 | 838884203 | $5.3K | 500,000 | 0.0% |
| Apex Technology Acquisitn Co | UNIT 06/11/2026 | 03768F201 | $5.1K | 500,000 | 0.0% |
| Pivotal Invt Corp II | UNIT 06/01/2025 | 72582K209 | $5.1K | 500,000 | 0.0% |
| Fintech Acquisition Corp III | COM CL A | 31811A101 | $5.0K | 500,000 | 0.0% |
| Schultze SPL Purp Acqustn Co | COM | 80821R109 | $5.0K | 500,000 | 0.0% |
| Experience Investment Corp | UNIT 09/01/2026 | 30217C208 | $5.0K | 500,000 | 0.0% |
| Crescent Acquisition Corp | COM CL A | 22564L105 | $5.0K | 500,000 | 0.0% |
| Acamar Partners Acqsition Co | CL A | 004285102 | $5.0K | 500,000 | 0.0% |
| ACT II Global Acquisition Co | CL A SHS | G0080J104 | $4.9K | 500,000 | 0.0% |
| Gigcapital2 Inc | COM | 375036100 | $4.9K | 500,000 | 0.0% |
| Landcadia Hldgs II Inc | CL A | 51476X105 | $4.9K | 499,998 | 0.0% |
| Tuscan Holdings Corp | COM | 90069K104 | $4.9K | 500,000 | 0.0% |
| Teekay Tankers LTD | CL A | Y8565N102 | $4.9K | 3,754,115 | 0.0% |
| Abraxas Pete Corp(AXASEUR) | COM | 003830106 | $4.5K | 8,868,649 | 0.0% |
| Silver Spike Acquisition COR | UNIT 99/99/9999 | G8136L122 | $4.0K | 400,000 | 0.0% |
| AK STL Corp | NOTE 5.000%11/1 | 001546AP5 | $4.0K | $4,000,000 | 0.0% |