Q4 2019 Holdings
Filed 2020-02-14 | 73 holdings | $26.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| ANI Pharmaceuticals Inc(ANIP) | COM | 00182C103 | $20.2M | 326,778 | 75.7% |
| Catalyst Pharmaceuticals Inc(CPRX) | COM | 14888U101 | $5.8M | 1,548,316 | 21.8% |
| Echostar Corp(SATS) | CL A | 278768106 | $66.1K | 1,525,609 | 0.2% |
| Green Plains Inc(GPRE) | COM | 393222104 | $55.5K | 3,595,457 | 0.2% |
| Penn VA Corp New(PVACUSD) | COM | 70788V102 | $52.5K | 1,729,382 | 0.2% |
| PDC Energy Inc(PDCEUSD) | COM | 69327R101 | $49.1K | 1,878,020 | 0.2% |
| Bonanza Creek Energy Inc | COM NEW | 097793400 | $48.1K | 2,060,700 | 0.2% |
| Brightsphere Invt Group Inc(AAMI) | COM | 10948W103 | $42.7K | 4,180,673 | 0.2% |
| Iovance Biotherapeutics Inc(IOVA) | COM | 462260100 | $32.1K | 1,158,616 | 0.1% |
| CAI International Inc(CAI1USD) | COM | 12477X106 | $31.9K | 1,101,173 | 0.1% |
| Suncoke Energy Inc(SXC) | COM | 86722A103 | $31.8K | 5,109,092 | 0.1% |
| International Seaways Inc(INSW) | COM | Y41053102 | $25.1K | 844,975 | 0.1% |
| PDC Energy Inc(PDCEUSD)Call | COM | 69327R101 | $18.3K | 700,000 | 0.1% |
| Atlantic PWR Corp(AT) | COM NEW | 04878Q863 | $18.1K | 7,754,978 | 0.1% |
| NII Hldgs Inc | COM PAR | 62913F508 | $17.8K | 8,200,064 | 0.1% |
| Genco Shipping & Trading LTD(GNK) | SHS | Y2685T131 | $17.7K | 1,666,822 | 0.1% |
| Stonemor Partners L P | COM UNITS INT | 86183Q100 | $14.9K | 10,294,832 | 0.1% |
| FLY Leasing LTD | SPONSORED ADR | 34407D109 | $14.7K | 750,938 | 0.1% |
| Eiger Biopharmaceuticals Inc(CLDNEUR) | COM | 28249U105 | $12.6K | 847,284 | 0.0% |
| Selecta Biosciences Inc(SELBUSD) | COM | 816212104 | $12.5K | 5,254,516 | 0.0% |
| Diamond S Shipping Inc | COM | Y20676105 | $9.6K | 572,236 | 0.0% |
| CUE Biopharma Inc(CUE) | COM | 22978P106 | $9.5K | 601,398 | 0.0% |
| Peabody Energy Corp New(BTU) | COM | 704551100 | $8.4K | 925,085 | 0.0% |
| Navios Maritime Containers L | COM UNIT RP LP | Y62151108 | $7.1K | 3,307,850 | 0.0% |
| Greenlight Capital RE LTD(GLRE) | CLASS A | G4095J109 | $6.9K | 683,748 | 0.0% |
| Contura Energy Inc | COM | 21241B100 | $6.4K | 706,178 | 0.0% |
| Foamix Pharmaceuticals LTD | SHS | M46135105 | $5.9K | 1,779,448 | 0.0% |
| Catalyst Biosciences Inc | COM NEW | 14888D208 | $4.6K | 682,625 | 0.0% |
| PG&E Corp(PCG) | COM | 69331C108 | $4.4K | 403,964 | 0.0% |
| Dermira Inc(DERMEUR) | COM | 24983L104 | $3.4K | 221,640 | 0.0% |
| Bellus Health Inc New(BLU) | COM NEW | 07987C204 | $3.3K | 436,185 | 0.0% |
| Menlo Therapeutics Inc | COM | 586858102 | $3.2K | 679,122 | 0.0% |
| Healthcare Merger Corp | UNIT 12/17/2021 | 42227L201 | $3.1K | 300,000 | 0.0% |
| Ramaco RES Inc | COM | 75134P303 | $2.7K | 767,521 | 0.0% |
| NIO Inc | DEBT 4.500% 2/0 | G6525FAA0 | $2.7K | $5,000,000 | 0.0% |
| Sundance Energy Inc | COM | 86725N102 | $2.3K | 121,198 | 0.0% |
| Zafgen Inc | COM | 98885E103 | $2.0K | 1,776,644 | 0.0% |
| Immunovant Inc(IMVT) | COM | 45258J102 | $1.6K | 100,000 | 0.0% |
| Eagle Bulk Shipping Inc | SHS NEW | Y2187A143 | $1.4K | 314,118 | 0.0% |
| Third PT Reins LTD | COM | G8827U100 | $1.1K | 100,201 | 0.0% |
| Chaserg Technlgy Acquisitn C | *W EXP 04/10/202 | 16166A111 | $605 | 275,000 | 0.0% |
| CF FIN Acquisition Corp | *W EXP 04/30/202 | 12528N115 | $473 | 525,000 | 0.0% |
| Churchill Cap Corp II | *W EXP 07/02/202 | 17143G114 | $403 | 283,333 | 0.0% |
| Graf Indl Corp | *W EXP 12/31/202 | 384278115 | $372 | 850,000 | 0.0% |
| Fintech Acquisition Corp III | *W EXP 12/01/202 | 31811A119 | $343 | 250,000 | 0.0% |
| Haymaker Acquisition Corp II | *W EXP 10/31/202 | 42087L119 | $329 | 233,333 | 0.0% |
| Monocle Acquisition Corp | *W EXP 12/06/202 | 609754114 | $300 | 400,000 | 0.0% |
| GX Acquisition Corp | *W EXP 05/24/202 | 36251A115 | $280 | 350,000 | 0.0% |
| South MTN Merger Corp | *W EXP 06/20/202 | 838884112 | $225 | 250,000 | 0.0% |
| Amci Acquisition Corp | *W EXP 05/20/202 | 00165R119 | $217 | 700,000 | 0.0% |