Q4 2019 Holdings
Filed 2020-02-14 | 1102 holdings | $564.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Agba Acquisition LTD WT EXP 05 | WARRANT AND RIGH | G0120M117 | $5 | 77,200 | 0.0% |
| Fellazo Inc WT EXP 051526 | WARRANT AND RIGH | G3362K120 | $6 | 129,200 | 0.0% |
| Valeritas Hldgs Inc COM | COM | 91914N301 | $7 | 11,996 | 0.0% |
| TKK Symphony Acquisition Corwt | WARRANT AND RIGH | G88950129 | $8 | 127,040 | 0.0% |
| Chesapeake Energy Corp COM(CHKEUR) | COM | 165167107 | $12 | 15,000 | 0.0% |
| Agba Acquisition LTD RT | WARRANT AND RIGH | G0120M125 | $15 | 77,200 | 0.0% |
| T2 Biosystems Inc COM | COM | 89853L104 | $15 | 13,000 | 0.0% |
| B Riley Principal Merger Corwt | WARRANT AND RIGH | 05586Y114 | $19 | 23,450 | 0.0% |
| Nuvectra Corp COM | COM | 67075N108 | $19 | 200,000 | 0.0% |
| GSE SYS Inc COM | COM | 36227K106 | $21 | 13,000 | 0.0% |
| Acorda Therapeutics Inc COM | COM | 00484M106 | $21 | 10,411 | 0.0% |
| Fellazo Inc RT | WARRANT AND RIGH | G3362K146 | $22 | 129,200 | 0.0% |
| Nabriva Therapeutics PLC SHS | COM | G63637105 | $23 | 17,559 | 0.0% |
| Zafgen Inc COM | COM | 98885E107 | $24 | 22,000 | 0.0% |
| Penney J C Inc | COM | 708160106 | $27 | 24,500 | 0.0% |
| Tenzing Acquisition Corp WT EX | WARRANT AND RIGH | G8708A108 | $30 | 118,200 | 0.0% |
| A H Belo Corp COM CL A | COM | 001282102 | $31 | 11,000 | 0.0% |
| Zosano Pharma Corp COM New | COM | 98979H202 | $32 | 21,297 | 0.0% |
| TKK Symphony Acquisition Corrt | WARRANT AND RIGH | G88950137 | $32 | 127,040 | 0.0% |
| Iridex Corp COM(IRIX) | COM | 462684101 | $33 | 15,000 | 0.0% |
| Mallinckrodt PUB LTD Co SHS | COM | G5785G107 | $37 | 10,500 | 0.0% |
| Rayonier Advanced Matls Inc Co(RYAM) | COM | 75508B104 | $38 | 10,000 | 0.0% |
| Pivotal Invt Corp II WT EXP 06 | WARRANT AND RIGH | 72582K118 | $39 | 49,233 | 0.0% |
| LA Jolla Pharmaceutical Co COM(LJPC) | COM | 503459604 | $39 | 10,000 | 0.0% |
| Apex Technology Acquisitn Cowt | WARRANT AND RIGH | 03768F110 | $41 | 35,250 | 0.0% |
| Biohitech Global Inc COM(RENO) | COM | 09074B107 | $43 | 25,000 | 0.0% |
| Andina Acquisition Corp III WT | WARRANT AND RIGH | G04415124 | $43 | 206,400 | 0.0% |
| Spark Networks SE Sponsored AD | COM | 846517100 | $45 | 10,000 | 0.0% |
| Trine Acquisition Corp WT EXP | WARRANT AND RIGH | 89628U116 | $48 | 50,500 | 0.0% |
| Paratek Pharmaceuticals Inc Co | COM | 699374302 | $49 | 12,200 | 0.0% |
| Genmark Diagnostics Inc COM(GNMK) | COM | 372309104 | $50 | 10,370 | 0.0% |
| Aptinyx Inc COM | COM | 03836N103 | $54 | 15,901 | 0.0% |
| Marinus Pharmaceuticals Inc Co | COM | 56854Q101 | $58 | 27,000 | 0.0% |
| Rewalk Robotics LTD SHS | COM | M8216Q200 | $58 | 27,064 | 0.0% |
| Andina Acquisition Corp III RT | WARRANT AND RIGH | G04415132 | $58 | 206,400 | 0.0% |
| Rockwell MED Inc COM | COM | 774374102 | $64 | 26,121 | 0.0% |
| Lifeway Foods Inc COM(LWAY) | COM | 531914109 | $66 | 33,000 | 0.0% |
| Nebula Acquisition Corp WT EXP | WARRANT AND RIGH | 629076118 | $71 | 56,814 | 0.0% |
| Universal Technical Inst Incco(UTI) | COM | 913915104 | $77 | 10,000 | 0.0% |
| Amci Acquisition Corp WT EXP 0 | WARRANT AND RIGH | 00165R119 | $80 | 258,350 | 0.0% |
| Monocle Acquisition Corp WT EX | WARRANT AND RIGH | 609754114 | $83 | 110,800 | 0.0% |
| Neuronetics Inc COM(STIM) | COM | 64131A105 | $88 | 19,500 | 0.0% |
| Telaria Inc COM | COM | 879181105 | $88 | 10,000 | 0.0% |
| Barnes & Noble ED Inc COM(BNEDUSD) | COM | 06777U101 | $90 | 21,024 | 0.0% |
| Turquoise Hill Resources LTD | COM | 900435108 | $96 | 130,000 | 0.0% |
| Union Acquisition Corp II WT E | WARRANT AND RIGH | G9402Q126 | $97 | 256,300 | 0.0% |
| Vectoiq Acquisition Corp WT EX | WARRANT AND RIGH | 92243N111 | $100 | 170,333 | 0.0% |
| Forum Merger II Corp WT EXP 09 | WARRANT AND RIGH | 34986F111 | $104 | 225,850 | 0.0% |
| BIG 5 Sporting Goods Corp COM(BG3) | COM | 08915P101 | $117 | 39,000 | 0.0% |
| Tencent Music Entmt Group ADS(TME) | COM | 88034P109 | $117 | 10,000 | 0.0% |