Q3 2020 Holdings
Filed 2020-11-16 | 52 holdings | $22.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Collegium Pharmaceutical Inc(COLL) | COM | 19459J104 | $12.4M | 593,741 | 55.8% |
| Catalyst Pharmaceuticals Inc(CPRX) | COM | 14888U101 | $9.0M | 3,031,965 | 40.7% |
| Tesla Inc | NOTE 2.375% 3/1 | 88160RAD3 | $114.5K | $17,500,000 | 0.5% |
| Tesla Inc | NOTE 2.000% 5/1 | 88160RAG6 | $111.3K | $16,093,000 | 0.5% |
| PG&E Corp(PCG) | COM | 69331C108 | $43.2K | 4,604,967 | 0.2% |
| Bonanza Creek Energy Inc | COM NEW | 097793400 | $38.7K | 2,060,700 | 0.2% |
| Green Plains Inc(GPRE) | COM | 393222104 | $32.8K | 2,117,489 | 0.1% |
| Brightsphere Invt Group Inc(AAMI) | COM | 10948W103 | $26.9K | 2,083,322 | 0.1% |
| Super Micro Computer Inc(SMCIUSD) | COM | 86800U104 | $25.8K | 977,645 | 0.1% |
| Echostar Corp(SATS) | CL A | 278768106 | $24.4K | 980,201 | 0.1% |
| CAI International Inc(CAI1USD) | COM | 12477X106 | $23.3K | 845,512 | 0.1% |
| Bristol-Myers Squibb Co(BMY-R) | RIGHT 99/99/9999 | 110122157 | $22.7K | 10,085,813 | 0.1% |
| Chemocentryx Inc(CCXIEUR) | COM | 16383L106 | $19.4K | 353,219 | 0.1% |
| TG Therapeutics Inc(TGTX) | COM | 88322Q108 | $18.4K | 688,224 | 0.1% |
| Progressive Corp(PGR) | COM | 743315103 | $17.6K | 186,197 | 0.1% |
| Suncoke Energy Inc(SXC) | COM | 86722A103 | $17.3K | 5,064,763 | 0.1% |
| Bluebird BIO Inc | COM | 09609G100 | $15.3K | 283,087 | 0.1% |
| Cigna Corp New(CI) | COM | 125523100 | $15.1K | 89,108 | 0.1% |
| Ameriprise Finl Inc(AMP) | COM | 03076C106 | $14.9K | 96,615 | 0.1% |
| KBR Inc(KBR) | COM | 48242W106 | $14.6K | 652,615 | 0.1% |
| Mesoblast LTDPut | SPONS ADR | 590717104 | $12.6K | 675,300 | 0.1% |
| Iovance Biotherapeutics Inc(IOVA) | COM | 462260100 | $12.5K | 379,188 | 0.1% |
| Quanta Svcs Inc(PWR) | COM | 74762E102 | $12.3K | 232,725 | 0.1% |
| Tiffany & Co New(TIFEUR) | COM | 886547108 | $11.6K | 100,000 | 0.1% |
| Selecta Biosciences Inc(SELBUSD) | COM | 816212104 | $9.5K | 5,786,580 | 0.0% |
| Genco Shipping & Trading LTD(GNK) | SHS | Y2685T131 | $9.0K | 1,302,158 | 0.0% |
| Eiger Biopharmaceuticals Inc(CLDNEUR) | COM | 28249U105 | $8.9K | 1,092,394 | 0.0% |
| Virnetx Hldg Corp | COM | 92823T108 | $8.8K | 1,677,351 | 0.0% |
| Magnachip Semiconductor Corp(MX) | COM | 55933J203 | $8.8K | 639,722 | 0.0% |
| Stonemor Inc | COM | 86184W106 | $8.6K | 8,937,513 | 0.0% |
| Immunovant Inc(IMVT) | COM | 45258J102 | $8.1K | 230,307 | 0.0% |
| Atlantic Power Corp(AT) | COM NEW | 04878Q863 | $5.8K | 2,969,505 | 0.0% |
| Diamond S Shipping Inc | COM | Y20676105 | $5.7K | 835,910 | 0.0% |
| FLY Leasing LTD | SPONSORED ADR | 34407D109 | $5.2K | 710,380 | 0.0% |
| LPL Finl Hldgs Inc(LPLA) | COM | 50212V100 | $5.1K | 66,881 | 0.0% |
| Corbus Pharmaceuticals Hldgs(CRBPEUR)Call | COM | 21833P103 | $4.5K | 2,513,300 | 0.0% |
| Sierra Oncology Inc | COM NEW | 82640U404 | $4.4K | 413,809 | 0.0% |
| Contura Energy Inc | COM | 21241B100 | $4.4K | 594,597 | 0.0% |
| Corbus Pharmaceuticals Hldgs(CRBPEUR)Put | COM | 21833P103 | $3.8K | 2,112,200 | 0.0% |
| Navios Maritime Containers L | COM UNIT RP LP | Y62151108 | $3.4K | 3,307,750 | 0.0% |
| Penn VA Corp(PVACUSD) | COM | 70788V102 | $3.3K | 336,084 | 0.0% |
| Teekay Tankers LTD | CL A | Y8565N300 | $3.3K | 300,000 | 0.0% |
| Signature BK New York N Y(SBNY) | COM | 82669G104 | $3.0K | 36,597 | 0.0% |
| Ramaco RES Inc | COM | 75134P303 | $2.3K | 666,384 | 0.0% |
| Larimar Therapeutics Inc(LRMR) | COM | 517125100 | $2.2K | 146,142 | 0.0% |
| Servisfirst Bancshares Inc(SFBS) | COM | 81768T108 | $1.5K | 43,973 | 0.0% |
| Bank of NT Butterfield&son L(NTB) | SHS NEW | G0772R208 | $1.4K | 61,828 | 0.0% |
| International Seaways Inc(INSW) | COM | Y41053102 | $1.1K | 74,189 | 0.0% |
| Western Alliance Bancorp(WAL) | COM | 957638109 | $713 | 22,545 | 0.0% |
| First Fndtn Inc(FFWM) | COM | 32026V104 | $661 | 50,547 | 0.0% |