Q2 2013 Holdings
Filed 2013-08-13 | 105 holdings | $25.6M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2013-08-14) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Brookdale SR Living Inc(BKD)A | COM | 112463104 | $21.0M | 794,140 | 82.0% |
| Cisco SYS Inc(CSCO) | COM | 17275R102 | $2.9M | 120,000 | 11.4% |
| Abbvie Inc(ABBV) | COM | 00287Y109 | $910.0K | 22,000 | 3.6% |
| Conocophillips(COP) | COM | 20825C104 | $436.0K | 7,200 | 1.7% |
| Level 3 Communications Inc | COM NEW | 52729N308 | $56.0K | 2,655,006 | 0.2% |
| Chimera Invt Corp | COM | 16934Q109 | $44.8K | 14,918,452 | 0.2% |
| Enterprise Prods Partners L(EPD) | COM | 293792107 | $21.1K | 339,511 | 0.1% |
| Annaly Cap Mgmt Inc(NLYEUR) | COM | 035710409 | $16.9K | 1,341,822 | 0.1% |
| Goldman Sachs Group Inc(GS) | COM | 38141G104 | $13.5K | 89,400 | 0.1% |
| Stryker Corp(SYK) | COM | 863667101 | $13.0K | 201,120 | 0.1% |
| Microsoft Corp(MSFT)A | COM | 594918104 | $11.4K | 330,000 | 0.0% |
| Two Hbrs Invt Corp | COM | 90187B101 | $10.5K | 1,023,554 | 0.0% |
| General Electric Co | COM | 369604103 | $10.5K | 452,069 | 0.0% |
| CYS Invts Inc | COM | 12673A108 | $10.5K | 1,136,626 | 0.0% |
| Apollo Coml Real EST FIN Inc(ARI) | COM | 03762U105 | $7.0K | 438,006 | 0.0% |
| Level 3 Communications Inc | NOTE 6.500%10/0 | 52729NBR0 | $6.8K | $5,000,000 | 0.0% |
| Ellington Financial LLC | COM | 288522303 | $6.8K | 297,374 | 0.0% |
| MFA Finl Inc | COM | 55272X102 | $6.0K | 715,500 | 0.0% |
| Allied Wrld Assur COM Hldg A | SHS | H01531104 | $5.4K | 58,480 | 0.0% |
| New MTN FIN Corp(NMFC) | COM | 647551100 | $4.8K | 339,800 | 0.0% |
| Zimmer Hldgs Inc(ZBH) | COM | 98956P102 | $4.5K | 59,600 | 0.0% |
| Transocean LTD(RIG) | REG SHS | H8817H100 | $4.4K | 91,138 | 0.0% |
| MVC Capital Inc(MVC)A | COM | 553829102 | $4.3K | 342,520 | 0.0% |
| Home LN Servicing Solutions | ORD SHS | G6648D109 | $4.1K | 169,600 | 0.0% |
| Regency Energy Partners L P | COM UNITS L P | 75885Y107 | $4.0K | 148,835 | 0.0% |
| Zais Finl Corp | COM | 98886K108 | $3.9K | 212,082 | 0.0% |
| Targa Resources Partners LP | COM UNIT | 87611X105 | $3.8K | 76,095 | 0.0% |
| Pfizer Inc(PFE) | COM | 717081103 | $3.4K | 122,347 | 0.0% |
| Pennantpark Invt Corp(PNNT) | COM | 708062104 | $3.4K | 307,624 | 0.0% |
| Nustar Energy LP | UNIT COM | 67058H102 | $3.2K | 70,406 | 0.0% |
| Total S A(TTEN) | SPONSORED ADR | 89151E109 | $2.9K | 60,000 | 0.0% |
| Solar Cap LTD(SLRC) | COM | 83413U100 | $2.9K | 126,462 | 0.0% |
| Starwood Ppty TR Inc(STWD) | COM | 85571B105 | $2.8K | 111,753 | 0.0% |
| Calumet Specialty Prods Ptnr | UT LTD PARTNER | 131476103 | $2.5K | 69,547 | 0.0% |
| Solar SR Cap LTD | COM | 83416M105 | $2.4K | 131,980 | 0.0% |
| Comcast Corp New | CL A SPL | 20030N200 | $2.4K | 60,000 | 0.0% |
| Travelcenters of America LLC | COM | 894174101 | $2.3K | 208,000 | 0.0% |
| Medley Cap Corp | COM | 58503F106 | $2.2K | 159,611 | 0.0% |
| Exelon Corp(EXC) | COM | 30161N101 | $2.2K | 70,000 | 0.0% |
| Exxon Mobil Corp(XOM) | COM | 30231G102 | $2.1K | 23,240 | 0.0% |
| Transatlantic Petroleum LTD | SHS | G89982105 | $2.1K | 2,972,018 | 0.0% |
| Buckeye Partners L P | UNIT LTD PARTN | 118230101 | $1.9K | 26,963 | 0.0% |
| TC Pipelines LP | UT COM LTD PRT | 87233Q108 | $1.8K | 38,000 | 0.0% |
| JPMorgan Chase & CoCall | *W EXP 10/28/201 | 46634E114 | $1.7K | 108,800 | 0.0% |
| Horizon Technology FIN Corp(HRZN) | COM | 44045A102 | $1.6K | 113,334 | 0.0% |
| Boardwalk Pipeline Partners | UT LTD PARTNER | 096627104 | $1.5K | 49,796 | 0.0% |
| Vale S A(VALE) | ADR | 91912E105 | $1.4K | 105,600 | 0.0% |
| Magellan Midstream Prtnrs LP(WEP) | COM UNIT RP LP | 559080106 | $1.3K | 24,600 | 0.0% |
| MB Financial Inc New | COM | 55264U108 | $1.3K | 50,000 | 0.0% |
| Petroleo Brasileiro SA Petro(PBR) | SPONSORED ADR | 71654V408 | $1.3K | 95,000 | 0.0% |