Q3 2014 Holdings
Filed 2014-11-14 | 106 holdings | $24.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Brookdale SR Living Inc(BKD) | COM | 112463104 | $19.5M | 603,940 | 78.6% |
| Cisco SYS Inc(CSCO) | COM | 17275R102 | $3.0M | 120,000 | 12.2% |
| Abbvie Inc(ABBV) | COM | 00287Y109 | $1.3M | 22,000 | 5.1% |
| Conocophillips(COP) | COM | 20825C104 | $551.0K | 7,200 | 2.2% |
| Level 3 Communications Inc | COM NEW | 52729N308 | $130.3K | 2,849,911 | 0.5% |
| Chimera Invt Corp | COM | 16934Q109 | $48.5K | 15,938,854 | 0.2% |
| Enterprise Prods Partners L(EPD) | COM | 293792107 | $27.4K | 679,022 | 0.1% |
| CYS Invts Inc | COM | 12673A108 | $17.0K | 2,060,310 | 0.1% |
| Goldman Sachs Group Inc(GS) | COM | 38141G104 | $14.6K | 79,400 | 0.1% |
| Annaly Cap Mgmt Inc(NLYEUR) | COM | 035710409 | $14.5K | 1,361,822 | 0.1% |
| Two Hbrs Invt Corp | COM | 90187B101 | $12.3K | 1,272,654 | 0.0% |
| General Electric Co | COM | 369604103 | $10.9K | 427,069 | 0.0% |
| Stryker Corp(SYK) | COM | 863667101 | $10.6K | 131,220 | 0.0% |
| Ellington Financial LLC | COM | 288522303 | $9.8K | 442,344 | 0.0% |
| MFA Finl Inc | COM | 55272X102 | $9.5K | 1,218,300 | 0.0% |
| MVC Capital Inc(MVC) | COM | 553829102 | $7.5K | 700,474 | 0.0% |
| Apollo Coml Real EST FIN Inc(ARI) | COM | 03762U105 | $6.2K | 393,084 | 0.0% |
| Allied Wrld Assur COM Hldg A | SHS | H01531104 | $5.9K | 160,440 | 0.0% |
| Home LN Servicing Solutions | ORD SHS | G6648D109 | $5.7K | 267,382 | 0.0% |
| Targa Resources Partners LP | COM UNIT | 87611X105 | $5.5K | 76,095 | 0.0% |
| Transatlantic Petroleum LTD | SHS NEW | G89982113 | $5.4K | 603,142 | 0.0% |
| Zais Finl Corp | COM | 98886K108 | $5.3K | 309,811 | 0.0% |
| New MTN FIN Corp(NMFC) | COM | 647551100 | $5.0K | 337,800 | 0.0% |
| Regency Energy Partners L P | COM UNITS L P | 75885Y107 | $4.9K | 148,835 | 0.0% |
| Barrick Gold Corp(ABX) | COM | 067901108 | $4.8K | 329,250 | 0.0% |
| Nustar Energy LP | UNIT COM | 67058H102 | $4.6K | 70,406 | 0.0% |
| Pennantpark Invt Corp(PNNT) | COM | 708062104 | $3.9K | 355,374 | 0.0% |
| Apple Inc(AAPL)Call | COM | 037833100 | $3.7K | 2,875 | 0.0% |
| Solar SR Cap LTD | COM | 83416M105 | $3.6K | 231,979 | 0.0% |
| West Corp | COM | 952355204 | $3.3K | 113,347 | 0.0% |
| Solar Cap LTD(SLRC) | COM | 83413U100 | $3.3K | 174,431 | 0.0% |
| Comcast Corp New | CL A SPL | 20030N200 | $3.2K | 60,000 | 0.0% |
| Transocean LTD(RIG) | REG SHS | H8817H100 | $2.9K | 91,138 | 0.0% |
| General Mtrs Co(GM) | COM | 37045V100 | $2.8K | 87,178 | 0.0% |
| Zimmer Hldgs Inc(ZBH) | COM | 98956P102 | $2.7K | 27,100 | 0.0% |
| TC Pipelines LP | UT COM LTD PRT | 87233Q108 | $2.6K | 38,000 | 0.0% |
| Pfizer Inc(PFE) | COM | 717081103 | $2.5K | 84,247 | 0.0% |
| Starwood Ppty TR Inc(STWD) | COM | 85571B105 | $2.5K | 111,753 | 0.0% |
| Exelon Corp(EXC) | COM | 30161N101 | $2.4K | 70,000 | 0.0% |
| Newmont Mining Corp(NEM) | COM | 651639106 | $2.3K | 98,000 | 0.0% |
| JPMorgan Chase & Co | *W EXP 10/28/201 | 46634E114 | $2.2K | 108,800 | 0.0% |
| Exxon Mobil Corp(XOM) | COM | 30231G102 | $2.2K | 23,240 | 0.0% |
| Buckeye Partners L P | UNIT LTD PARTN | 118230101 | $2.1K | 26,963 | 0.0% |
| Magellan Midstream Prtnrs LP(WEP) | COM UNIT RP LP | 559080106 | $2.1K | 24,600 | 0.0% |
| Microsoft Corp(MSFT) | COM | 594918104 | $2.0K | 42,400 | 0.0% |
| Calumet Specialty Prods Ptnr | UT LTD PARTNER | 131476103 | $1.9K | 69,547 | 0.0% |
| Tootsie Roll Inds Inc(TR) | COM | 890516107 | $1.5K | 54,708 | 0.0% |
| Kinross Gold Corp(KGC) | COM NO PAR | 496902404 | $1.5K | 463,352 | 0.0% |
| Pennantpark Floating Rate CA(PFLT) | COM | 70806A106 | $1.4K | 103,024 | 0.0% |
| MB Financial Inc New | COM | 55264U108 | $1.4K | 50,000 | 0.0% |