Q3 2015 Holdings
Filed 2015-11-10 | 113 holdings | $15.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Brookdale SR Living Inc(BKD) | COM | 112463104 | $13.1M | 568,940 | 86.7% |
| Abbvie Inc(ABBV) | COM | 00287Y109 | $1.2M | 22,000 | 7.9% |
| Conocophillips(COP) | COM | 20825C104 | $345.0K | 7,200 | 2.3% |
| Level 3 Communications Inc | COM NEW | 52729N308 | $84.3K | 1,930,211 | 0.6% |
| Chimera Invt Corp | COM NEW | 16934Q208 | $56.3K | 4,209,375 | 0.4% |
| Cisco SYS Inc(CSCO) | COM | 17275R102 | $31.2K | 120,000 | 0.2% |
| West Corp | COM | 952355204 | $19.6K | 876,422 | 0.1% |
| SUN Cmntys Inc(SUI) | COM | 866674104 | $18.3K | 270,148 | 0.1% |
| Enterprise Prods Partners L(EPD) | COM | 293792107 | $16.9K | 679,022 | 0.1% |
| CYS Invts Inc | COM | 12673A108 | $15.4K | 2,120,310 | 0.1% |
| Annaly Cap Mgmt Inc(NLYEUR) | COM | 035710409 | $13.4K | 1,361,822 | 0.1% |
| Stryker Corp(SYK) | COM | 863667101 | $12.3K | 131,220 | 0.1% |
| Goldman Sachs Group Inc(GS) | COM | 38141G104 | $12.1K | 69,400 | 0.1% |
| Two Hbrs Invt Corp | COM | 90187B101 | $11.5K | 1,307,654 | 0.1% |
| General Electric Co | COM | 369604103 | $10.8K | 427,069 | 0.1% |
| MFA Finl Inc | COM | 55272X102 | $8.3K | 1,218,300 | 0.1% |
| Ellington Financial LLC | COM | 288522303 | $7.9K | 442,344 | 0.1% |
| MVC Capital Inc(MVC) | COM | 553829102 | $7.8K | 943,994 | 0.1% |
| Solar Cap LTD(SLRC) | COM | 83413U100 | $7.6K | 479,013 | 0.1% |
| Solar SR Cap LTD | COM | 83416M105 | $6.6K | 462,645 | 0.0% |
| Apollo Coml Real EST FIN Inc(ARI) | COM | 03762U105 | $6.1K | 389,285 | 0.0% |
| Allied Wrld Assur COM Hldg A | SHS | H01531104 | $5.7K | 150,440 | 0.0% |
| New MTN FIN Corp(NMFC) | COM | 647551100 | $4.9K | 360,100 | 0.0% |
| Zais Finl Corp | COM | 98886K108 | $4.6K | 343,168 | 0.0% |
| THL CR Inc | COM | 872438106 | $4.3K | 392,893 | 0.0% |
| Goldman Sachs BDC Inc(GSBD) | SHS | 38147U107 | $4.2K | 228,702 | 0.0% |
| Pennantpark Invt Corp(PNNT) | COM | 708062104 | $4.2K | 647,056 | 0.0% |
| Barrick Gold Corp(ABX) | COM | 067901108 | $3.7K | 582,197 | 0.0% |
| Comcast Corp New | CL A SPL | 20030N200 | $3.4K | 60,000 | 0.0% |
| Nustar Energy LP | UNIT COM | 67058H102 | $3.2K | 70,406 | 0.0% |
| Newmont Mining Corp(NEM) | COM | 651639106 | $3.1K | 192,763 | 0.0% |
| General Mtrs Co(GM) | COM | 37045V100 | $2.6K | 88,211 | 0.0% |
| Pfizer Inc(PFE) | COM | 717081103 | $2.6K | 84,247 | 0.0% |
| Starwood Ppty TR Inc(STWD) | COM | 85571B105 | $2.6K | 126,853 | 0.0% |
| Zimmer Biomet Hldgs Inc(ZBH) | COM | 98956P102 | $2.5K | 27,100 | 0.0% |
| Energy Transfer Prtnrs L P | UNIT LTD PARTN | 29273R109 | $2.5K | 61,380 | 0.0% |
| Blackstone MTG TR Inc(BXMT) | COM CL A | 09257W100 | $2.2K | 81,949 | 0.0% |
| Targa Resources Partners LP | COM UNIT | 87611X105 | $2.2K | 76,095 | 0.0% |
| Pennantpark Floating Rate CA(PFLT) | COM | 70806A106 | $2.1K | 178,384 | 0.0% |
| Exelon Corp(EXC) | COM | 30161N101 | $2.1K | 70,000 | 0.0% |
| Apple Inc(AAPL)Call | COM | 037833100 | $2.1K | 2,400 | 0.0% |
| Synaptics Inc(SYNA) | COM | 87157D109 | $2.1K | 25,073 | 0.0% |
| Brookdale SR Living Inc(BKD)Put | COM | 112463104 | $1.9K | 1,300 | 0.0% |
| Factorshares TR | ISE CYBER SEC | 30304R407 | $1.9K | 75,000 | 0.0% |
| Microsoft Corp(MSFT) | COM | 594918104 | $1.9K | 42,400 | 0.0% |
| Horizon Technology FIN Corp(HRZN) | COM | 44045A102 | $1.8K | 202,554 | 0.0% |
| Medley Cap Corp | COM | 58503F106 | $1.8K | 245,497 | 0.0% |
| TC Pipelines LP | UT COM LTD PRT | 87233Q108 | $1.8K | 38,000 | 0.0% |
| Exxon Mobil Corp(XOM) | COM | 30231G102 | $1.7K | 23,240 | 0.0% |
| Calumet Specialty Prods Ptnr | UT LTD PARTNER | 131476103 | $1.7K | 69,547 | 0.0% |