Q3 2015 Holdings
Filed 2015-11-16 | 988 holdings | $24.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Gulf Coast Ultra Deep RTY TR | ROYALTY TR UNT | 40222T104 | $3 | 11,523 | 0.0% |
| Sequenom IncCall | COM NEW | 817337405 | $5 | 50,000 | 0.0% |
| Kinder Morgan Inc del | *W EXP 05/25/201 | 49456B119 | $9 | 10,313 | 0.0% |
| General Cable Corp del New | FRNT 4.500%11/1 | 369300AL2 | $9 | $15,000 | 0.0% |
| Newmont Mining Corp | NOTE 1.625% 7/1 | 651639AJ5 | $10 | $10,000 | 0.0% |
| Quidel Corp | NOTE 3.250%12/1 | 74838JAA9 | $14 | $15,000 | 0.0% |
| AK STL Corp | NOTE 5.000%11/1 | 001546AP5 | $14 | $20,000 | 0.0% |
| Navistar Intl Corp New | NOTE 4.500%10/1 | 63934EAQ1 | $15 | $20,000 | 0.0% |
| Ezcorp Inc | NOTE 2.125% 6/1 | 302301AB2 | $15 | $20,000 | 0.0% |
| Alaska Communications SYS GR | NOTE 6.250% 5/0 | 01167PAE1 | $15 | $15,000 | 0.0% |
| Exco Resources Inc | COM | 269279402 | $15 | 20,000 | 0.0% |
| Abraxas Pete Corp(AXASEUR) | COM | 003830106 | $15 | 11,764 | 0.0% |
| Amedica Corp | COM | 023435100 | $16 | 50,000 | 0.0% |
| Blucora Inc | NOTE 4.250% 4/0 | 095229AB6 | $19 | $20,000 | 0.0% |
| Star Bulk Carriers Corp | SHS NEW | Y8162K121 | $21 | 10,000 | 0.0% |
| Cymabay Therapeutics Inc(CBAYUSD) | COM | 23257D103 | $23 | 12,000 | 0.0% |
| Titan Machy Inc | NOTE 3.750% 5/0 | 88830RAB7 | $24 | $30,000 | 0.0% |
| Rait Financial Trust | NOTE 7.000% 4/0 | 749227AA2 | $25 | $25,000 | 0.0% |
| Jefferies Group Inc New | DBCV 3.875%11/0 | 472319AG7 | $25 | $25,000 | 0.0% |
| Uranium Energy Corp(UEC) | COM | 916896103 | $25 | 24,500 | 0.0% |
| California RES Corp | COM | 13057Q107 | $27 | 10,393 | 0.0% |
| TCP Intl Hldgs LTD | COM | H84689100 | $41 | 15,000 | 0.0% |
| Transenterix Inc | COM NEW | 89366M201 | $45 | 20,000 | 0.0% |
| Ambev SA(ABEV) | SPONSORED ADR | 02319V103 | $54 | 11,083 | 0.0% |
| Willbros Group Inc del | COM | 969203108 | $59 | 47,180 | 0.0% |
| Morgans Hotel Group Co | COM | 61748W108 | $66 | 20,000 | 0.0% |
| Chambers STR Pptys | COM | 157842105 | $68 | 10,523 | 0.0% |
| Repros Therapeutics Inc | COM NEW | 76028H209 | $82 | 11,000 | 0.0% |
| Nuveen Quality PFD Income FD | COM | 67071S101 | $85 | 10,809 | 0.0% |
| Monogram Residential TR Inc | COM | 60979P105 | $93 | 10,000 | 0.0% |
| Sprott Physical Gold Trust(PHYS/U) | UNIT | 85207H104 | $119 | 13,000 | 0.0% |
| Icici BK LTD(IBN) | ADR | 45104G104 | $120 | 14,336 | 0.0% |
| Navios Maritime Partners L P | UNIT LPI | Y62267102 | $125 | 17,150 | 0.0% |
| Nuveen PFD Income Opprtny FD(JPC) | COM | 67073B106 | $126 | 13,998 | 0.0% |
| Ruby Tuesday Inc | COM | 781182100 | $128 | 20,556 | 0.0% |
| Tortoise Energy Independenc | COM | 89148K101 | $139 | 11,124 | 0.0% |
| Sequenom Inc | COM NEW | 817337405 | $142 | 81,000 | 0.0% |
| TG Therapeutics Inc(TGTX) | COM | 88322Q108 | $145 | 14,431 | 0.0% |
| Nuveen Diversified DIV Incm | COM | 6706EP105 | $146 | 14,108 | 0.0% |
| MFS Inter Income TR(MIN) | SH BEN INT | 55273C107 | $151 | 33,271 | 0.0% |
| Cameco Corp(CCJ) | COM | 13321L108 | $159 | 13,025 | 0.0% |
| Trimble Navigation LTD(TRMB) | COM | 896239100 | $176 | 10,735 | 0.0% |
| FS Invt Corp(FSICUSD) | COM | 302635107 | $183 | 19,595 | 0.0% |
| Broadsoft Inc | NOTE 1.500% 7/0 | 11133BAB8 | $185 | $180,000 | 0.0% |
| Steel Dynamics Inc(STLD) | COM | 858119100 | $189 | 10,998 | 0.0% |
| Peoples United Financial Inc(PBCTEUR) | COM | 712704105 | $191 | 12,150 | 0.0% |
| Royal BK Scotland Group PLC | SPONS ADR 20 ORD | 780097689 | $191 | 20,000 | 0.0% |
| Nuveen Performance Plus MUN | COM | 67062P108 | $193 | 13,590 | 0.0% |
| New York Cmnty Bancorp Inc(NYCBEUR) | COM | 649445103 | $194 | 10,750 | 0.0% |
| Sprint Corp | COM SER 1 | 85207U105 | $197 | 51,278 | 0.0% |