Q3 2018 Holdings
Filed 2018-11-08 | 1227 holdings | $29.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Clearsign Combustion Corp | *W EXP 01/25/201 | 185064110 | $3 | 18,200 | 0.0% |
| National Holdings Corp | *W EXP 01/18/202 | 636375115 | $9 | 17,573 | 0.0% |
| Capstone Turbine Corp | COM NEW | 14067D409 | $11 | 10,650 | 0.0% |
| Neuralstem Inc | COM NEW | 64127R401 | $20 | 17,885 | 0.0% |
| Sonoma Pharmaceuticals Inc | COM | 83558L105 | $22 | 14,870 | 0.0% |
| ALJ Regional Hldgs Inc | COM | 001627108 | $26 | 15,044 | 0.0% |
| Sanchez Energy Corp | COM | 79970Y105 | $27 | 11,400 | 0.0% |
| Cocrystal Pharma Inc | COM PAR | 19188J300 | $32 | 12,726 | 0.0% |
| Gold STD Ventures Corp | COM | 380738104 | $36 | 20,453 | 0.0% |
| MFS Inter Income TR(MIN) | SH BEN INT | 55273C107 | $39 | 10,172 | 0.0% |
| Gran Tierra Energy Inc | COM | 38500T101 | $50 | 13,000 | 0.0% |
| Teligent Inc New | COM | 87960W104 | $51 | 12,700 | 0.0% |
| AK STL Hldg Corp(AKS1EUR) | COM | 001547108 | $55 | 11,129 | 0.0% |
| Destination XL Group Inc(DXLG) | COM | 25065K104 | $56 | 22,290 | 0.0% |
| Seven Stars Cloud Group Inc | COM | 81789Y102 | $59 | 15,500 | 0.0% |
| America First Multifamily in | BEN UNIT CTF | 02364V107 | $59 | 10,341 | 0.0% |
| Aberdeen Asia Pacific Incom | COM | 003009107 | $65 | 15,651 | 0.0% |
| National Holdings Corp | COM NEW | 636375206 | $67 | 20,573 | 0.0% |
| Fortress Biotech Inc | COM | 34960Q109 | $69 | 43,102 | 0.0% |
| Silvercorp Metals Inc(SVM) | COM | 82835P103 | $70 | 27,986 | 0.0% |
| BlackRock Capital Investment(BKCCUSD) | COM | 092533108 | $73 | 12,287 | 0.0% |
| Palatin Technologies Inc | COM PAR $ .01 | 696077403 | $77 | 77,000 | 0.0% |
| Adamis Pharmaceuticals Corp | COM NEW | 00547W208 | $82 | 23,210 | 0.0% |
| Nuveen PFD & Incm Securties | COM | 67072C105 | $93 | 10,401 | 0.0% |
| BlackRock Income TR Inc | COM | 09247F100 | $96 | 16,724 | 0.0% |
| New Concept Energy Inc(GBR) | COM | 643611106 | $99 | 41,500 | 0.0% |
| Highpoint RES Corp | COM | 43114K108 | $100 | 20,461 | 0.0% |
| Pimco High Income FD(PHK) | COM SHS | 722014107 | $100 | 11,877 | 0.0% |
| Vuzix Corp(VUZI) | COM NEW | 92921W300 | $104 | 15,800 | 0.0% |
| NIO Inc(NIO) | SPON ADS | 62914V106 | $105 | 14,960 | 0.0% |
| Telecom Italia S P A New | SPON ADR SVGS | 87927Y201 | $105 | 19,147 | 0.0% |
| Sumitomo Mitsui Finl Group I(SMFG) | SPONSORED ADR | 86562M209 | $106 | 13,007 | 0.0% |
| Barclays PLC(BCS) | ADR | 06738E204 | $109 | 12,081 | 0.0% |
| Western AST Infl LKD OPP & I(WIW) | COM | 95766R104 | $111 | 10,149 | 0.0% |
| Ascena Retail Group Inc(ASNAEUR) | COM | 04351G101 | $114 | 24,780 | 0.0% |
| Teekay Corporation | COM | Y8564W103 | $114 | 16,861 | 0.0% |
| Lilis Energy Inc | COM NEW | 532403201 | $116 | 23,625 | 0.0% |
| Paratek Pharmaceuticals Inc | COM | 699374302 | $117 | 12,000 | 0.0% |
| Senseonics Hldgs Inc(SENS1GBP) | COM | 81727U105 | $119 | 24,800 | 0.0% |
| Voya Glbl ADV & Prem OPP FD(IGA) | COM | 92912R104 | $121 | 10,500 | 0.0% |
| Garrison Cap Inc(GARSUSD) | COM | 366554103 | $124 | 14,903 | 0.0% |
| Telefonica Brasil SA | SPONSORED ADR | 87936R106 | $124 | 12,640 | 0.0% |
| BlackRock N Y MUN Income TR(BNY) | SH BEN INT | 09248L106 | $129 | 10,597 | 0.0% |
| Gogo Inc(GOGO) | COM | 38046C109 | $132 | 25,301 | 0.0% |
| Ishares Gold Trust(IAUUSD) | ISHARES | 464285105 | $134 | 11,646 | 0.0% |
| Stone HBR Emerg Mrkts Inc FD(EDF) | COM | 86164T107 | $134 | 10,250 | 0.0% |
| Cohen & Steers Quality Rlty(RQI) | COM | 19247L106 | $138 | 11,260 | 0.0% |
| Nuveen Floating Rate Income(JFR) | COM | 67072T108 | $139 | 13,336 | 0.0% |
| Petroleo Brasileiro SA Petro(PBR) | SPONSORED ADR | 71654V408 | $142 | 11,678 | 0.0% |
| Gabelli Hlthcare & Wellness(GRX) | SHS | 36246K103 | $143 | 12,934 | 0.0% |