Q4 2012 Holdings
Filed 2013-08-27 | 46 holdings | $1.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Canadian Solar Inc(CSIQ) | Com | 136635109 | $909.0K | 267,455 | 88.7% |
| Trina Solar Limited | NOTE 4.000% 7/1 | 89628EAA2 | $21.5K | $23,575,000 | 2.1% |
| Home Inns & Hotels Mgmt Inc | NOTE 2.000%12/1 | 43713WAB3 | $19.6K | $22,506,000 | 1.9% |
| Suntech PWR Hldgs Co LTD | NOTE 3.000% 3/1 | 86800CAE4 | $10.6K | $24,361,000 | 1.0% |
| Nexen Inc | COM | 65334H102 | $8.6K | 321,000 | 0.8% |
| Spdr S&P 500 ETF TR(SPY)Put | TR UNIT | 78462F103 | $7.1K | 50,000 | 0.7% |
| JA Solar Holdings Co LTD | NOTE 4.500% 5/1 | 466090AA5 | $6.7K | $7,111,000 | 0.7% |
| Qihoo 360 Technology Co LTD | ADS | 74734M109 | $4.9K | 166,700 | 0.5% |
| China Life INS Co LTD | SPON ADR REP H | 16939P106 | $4.9K | 98,513 | 0.5% |
| Cnooc LTD(CEO) | SPONSORED ADR | 126132109 | $4.2K | 18,922 | 0.4% |
| LDK Solar Co LTD | NOTE 4.750% 4/1 | 50183LAD9 | $3.0K | $4,250,000 | 0.3% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $2.0K | 14,216 | 0.2% |
| China Mobile Limited | SPONSORED ADR | 16941M109 | $1.9K | 32,694 | 0.2% |
| Youku Tudou Inc | SPONSORED ADR | 98742U100 | $1.8K | 100,500 | 0.2% |
| Tesla Mtrs Inc(TSLA) | COM | 88160R101 | $1.7K | 50,575 | 0.2% |
| Sina Corp | ORD | G81477104 | $1.4K | 27,800 | 0.1% |
| Petrochina Co LTD | SPONSORED ADR | 71646E100 | $1.3K | 9,100 | 0.1% |
| Trina Solar Limited | SPON ADR | 89628E104 | $1.2K | 275,500 | 0.1% |
| LDK Solar Co LTD | NOTE 4.750% 4/1 | 50183LAB3 | $1.1K | $1,585,000 | 0.1% |
| Baidu Inc(BIDUN) | SPON ADR REP A | 056752108 | $1.1K | 11,050 | 0.1% |
| Boston Properties Inc(BXP) | COM | 101121101 | $1.1K | 10,355 | 0.1% |
| HCP Inc | COM | 40414L109 | $996 | 22,055 | 0.1% |
| Microchip Technology Inc(MCHP) | COM | 595017104 | $877 | 26,903 | 0.1% |
| Chubb Corp | COM | 171232101 | $876 | 11,630 | 0.1% |
| Home Inns & Hotels Mgmt Inc | SPONSORED ADR | 43713W107 | $861 | 29,800 | 0.1% |
| United States Oil Fund LP | UNITS | 91232N108 | $784 | 23,500 | 0.1% |
| Spdr Gold Trust(GLD) | GOLD SHS | 78463V107 | $761 | 4,700 | 0.1% |
| Price T Rowe Group Inc(TROW) | COM | 74144T108 | $453 | 6,963 | 0.0% |
| US Bancorp del(USB) | COM NEW | 902973304 | $446 | 13,979 | 0.0% |
| Google Inc | CL A | 38259P508 | $376 | 531 | 0.0% |
| Yingli Green Energy Hldg Co | ADR | 98584B103 | $364 | 155,100 | 0.0% |
| 7 Days Group Hldgs LTD | ADR | 81783J101 | $356 | 29,500 | 0.0% |
| Metlife Inc(MET) | COM | 59156R108 | $300 | 9,111 | 0.0% |
| Caterpillar Inc del(CAT) | COM | 149123101 | $263 | 2,931 | 0.0% |
| Occidental Pete Corp del(OXY) | COM | 674599105 | $259 | 3,387 | 0.0% |
| Parker Hannifin Corp(PH) | COM | 701094104 | $240 | 2,819 | 0.0% |
| Illinois Tool WKS Inc(ITW) | COM | 452308109 | $240 | 3,942 | 0.0% |
| Daqo New Energy Corp(DQ) | SPONSORED ADR | 23703Q203 | $224 | 28,080 | 0.0% |
| Jinkosolar Hldg Co LTD(JKS) | SPONSORED ADR | 47759T100 | $221 | 35,600 | 0.0% |
| Apple Inc(AAPL) | COM | 037833100 | $213 | 400 | 0.0% |
| L-3 Communications Hldgs Inc | COM | 502424104 | $206 | 2,694 | 0.0% |
| Xcel Energy Inc(XEL) | COM | 98389B100 | $202 | 7,545 | 0.0% |
| PNC Finl Svcs Group Inc(PNC) | COM | 693475105 | $200 | 3,427 | 0.0% |
| Autonavi Hldgs LTD | SPONSORED ADR | 05330F106 | $167 | 14,700 | 0.0% |
| TTM Technologies Inc(TTMI) | COM | 87305R109 | $115 | 12,500 | 0.0% |