Q3 2016 Holdings
Filed 2016-11-14 | 40 holdings | $26.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alibaba Group Hldg LTD(BABA) | SPONSORED ADS | 01609W102 | $24.7M | 233,300 | 95.1% |
| Cirrus Logic Inc(CRUS) | COM | 172755100 | $965.0K | 18,150 | 3.7% |
| Advanced Micro Devices Inc(AMD) | COM | 007903107 | $194.0K | 28,100 | 0.7% |
| Canadian Solar Inc | DEBT 4.250% 2/1 | 136635AE9 | $15.0K | $16,689,000 | 0.1% |
| Ctrip COM Intl LTD | NOTE 1.990% 7/0 | 22943FAH3 | $14.7K | $13,000,000 | 0.1% |
| Vipshop Hldgs LTD | NOTE 1.500% 3/1 | 92763WAA1 | $14.6K | $13,500,000 | 0.1% |
| Trina Solar LTD | DEBT 4.000%10/1 | 89628EAE4 | $11.9K | $12,500,000 | 0.0% |
| Amazon COM Inc(AMZN) | COM | 023135106 | $8.6K | 10,260 | 0.0% |
| Alphabet Inc(GOOG) | CAP STK CL C | 02079K107 | $8.3K | 10,620 | 0.0% |
| Nvidia Corp(NVDA) | COM | 67066G104 | $7.7K | 112,850 | 0.0% |
| Applied Matls Inc(AMAT) | COM | 038222105 | $4.8K | 160,200 | 0.0% |
| Ctrip COM Intl LTD | NOTE 1.000% 7/0 | 22943FAF7 | $4.4K | $4,000,000 | 0.0% |
| Trina Solar Limited | SPON ADR | 89628E104 | $3.3K | 321,880 | 0.0% |
| Facebook Inc(META) | CL A | 30303M102 | $3.0K | 23,600 | 0.0% |
| Ctrip COM Intl LTD | NOTE 1.250%10/1 | 22943FAD2 | $2.6K | $2,000,000 | 0.0% |
| Jinkosolar Hldg Co LTD | DEBT 4.000% 2/0 | G51385AA3 | $2.5K | $2,525,000 | 0.0% |
| Netease Inc(NTES) | SPONSORED ADR | 64110W102 | $1.7K | 6,900 | 0.0% |
| Sina Corp | ORD | G81477104 | $1.1K | 15,300 | 0.0% |
| China Life INS Co LTD | SPON ADR REP H | 16939P106 | $1.1K | 84,900 | 0.0% |
| Makemytrip Limited Mauritius(MMYT) | SHS | V5633W109 | $1.1K | 45,800 | 0.0% |
| Microsoft Corp(MSFT) | COM | 594918104 | $1.1K | 18,500 | 0.0% |
| Noah Hldgs LTD(NOAH) | SPONSORED ADS | 65487X102 | $1.1K | 40,400 | 0.0% |
| NXP Semiconductors N V(NXPI) | COM | N6596X109 | $904 | 8,860 | 0.0% |
| Changyou COM LTD | ADS REP CL A | 15911M107 | $831 | 30,500 | 0.0% |
| Broadcom LTD(AVGO) | SHS | Y09827109 | $797 | 4,620 | 0.0% |
| Ctrip COM Intl LTD(CTRPUSD) | AMERICAN DEP SHS | 22943F100 | $789 | 16,940 | 0.0% |
| Syngenta AG | SPONSORED ADR | 87160A100 | $552 | 6,300 | 0.0% |
| HSBC Hldgs PLC | SDCV 5.625%12/3 | 404280AR0 | $494 | $500,000 | 0.0% |
| Universal Display Corp(OLED) | COM | 91347P105 | $466 | 8,400 | 0.0% |
| Twitter Inc(TWTRUSD) | COM | 90184L102 | $461 | 20,000 | 0.0% |
| Airmedia Group Inc | SPONSORED ADR | 009411109 | $419 | 124,380 | 0.0% |
| Line Corp | SPONSORED ADR | 53567X101 | $339 | 7,000 | 0.0% |
| Western Digital Corp(WDC) | COM | 958102105 | $333 | 5,700 | 0.0% |
| Spdr Series Trust | S&P OILGAS EXP | 78464A730 | $300 | 7,800 | 0.0% |
| Select Sector Spdr TR(XLE) | SBI INT-ENERGY | 81369Y506 | $297 | 4,200 | 0.0% |
| Albemarle Corp | COM | 12653101 | $239 | 2,800 | 0.0% |
| Newmont Mining Corp(NEM) | COM | 651639106 | $200 | 5,100 | 0.0% |
| Micron Technology Inc(MU) | COM | 595112103 | $185 | 10,400 | 0.0% |
| JA Solar Holdings Co LTD | SPON ADR REP5ORD | 466090206 | $99 | 16,500 | 0.0% |