Q4 2016 Holdings
Filed 2017-02-14 | 29 holdings | $1.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alibaba Group Hldg LTD(BABA) | SPONSORED ADS | 01609W102 | $1.6M | 18,324 | 93.9% |
| Canadian Solar Inc | DEBT 4.250% 2/1 | 136635AE9 | $18.5K | $19,847,000 | 1.1% |
| Ctrip COM Intl LTD | NOTE 1.990% 7/0 | 22943FAH3 | $18.4K | $17,600,000 | 1.1% |
| Vipshop Hldgs LTD | NOTE 1.500% 3/1 | 92763WAA1 | $17.5K | $17,500,000 | 1.0% |
| Trina Solar LTD | DEBT 4.000%10/1 | 89628EAE4 | $14.2K | $15,250,000 | 0.8% |
| Microsoft Corp(MSFT) | COM | 594918104 | $7.5K | 121,300 | 0.4% |
| Ctrip COM Intl LTD | NOTE 1.000% 7/0 | 22943FAF7 | $6.2K | $6,000,000 | 0.4% |
| Trina Solar Limited | DBCV 3.500% 6/1 | 89628EAC8 | $3.4K | $3,500,000 | 0.2% |
| Netease Inc(NTES) | SPONSORED ADR | 64110W102 | $2.9K | 13,260 | 0.2% |
| Ctrip COM Intl LTD | NOTE 1.250%10/1 | 22943FAD2 | $2.3K | $2,000,000 | 0.1% |
| Alphabet Inc(GOOG) | CAP STK CL C | 02079K107 | $1.9K | 2,460 | 0.1% |
| Apple Inc(AAPL) | COM | 037833100 | $1.7K | 14,800 | 0.1% |
| China Life INS Co LTD | SPON ADR REP H | 16939P106 | $1.6K | 126,900 | 0.1% |
| Powershs DB US Dollar Index | DOLL INDX BULL | 73936D107 | $1.1K | 40,000 | 0.1% |
| Ctrip COM Intl LTD | NOTE 1.250% 9/1 | 22943FAM2 | $990 | $1,000,000 | 0.1% |
| Trina Solar Limited | SPON ADR | 89628E104 | $987 | 106,092 | 0.1% |
| Petrochina Co LTD | SPONSORED ADR | 71646E100 | $884 | 12,000 | 0.1% |
| Universal Display Corp(OLED) | COM | 91347P105 | $563 | 10,000 | 0.0% |
| NXP Semiconductors N V(NXPI) | COM | N6596X109 | $545 | 5,560 | 0.0% |
| Western Digital Corp(WDC) | COM | 958102105 | $523 | 7,700 | 0.0% |
| International Business Machs(IBM) | COM | 459200101 | $498 | 3,000 | 0.0% |
| HSBC Hldgs PLC | SDCV 5.625%12/3 | 404280AR0 | $495 | $500,000 | 0.0% |
| Activision Blizzard Inc(ATVIEUR) | COM | 00507V109 | $487 | 13,500 | 0.0% |
| Amazon COM Inc(AMZN) | COM | 023135106 | $450 | 600 | 0.0% |
| Broadcom LTD(AVGO) | SHS | Y09827109 | $424 | 2,400 | 0.0% |
| Syngenta AG | SPONSORED ADR | 87160A100 | $386 | 4,880 | 0.0% |
| Facebook Inc(META) | CL A | 30303M102 | $299 | 2,600 | 0.0% |
| Nvidia Corp(NVDA) | COM | 67066G104 | $283 | 2,650 | 0.0% |
| Airmedia Group Inc | SPONSORED ADR | 009411109 | $45 | 18,380 | 0.0% |