Q1 2014 Holdings
Filed 2014-05-16 | 82 holdings | $2.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| DNP Select Income FD Inc(DNP) | COM | 23325P104 | $1.9M | 189,003 | 94.4% |
| Capitalsource Inc | COM | 14055X102 | $10.0K | 684,400 | 0.5% |
| India Fund Inc(IFN) | COM | 454089103 | $9.6K | 418,224 | 0.5% |
| Cornerstone Strategic Value Fund Inc | COM NEW | 21924B203 | $9.2K | 1,423,836 | 0.5% |
| Loews Corporation(L) | COM | 540424108 | $5.9K | 133,216 | 0.3% |
| Safeguard Scientifics Inc | COM NEW | 786449207 | $5.0K | 225,555 | 0.3% |
| Western Asset Inflation Mgmt FD Inc | COM | 95766U107 | $4.8K | 269,646 | 0.2% |
| Cornerstone Total Return FD | COM NEW | 21924U201 | $4.4K | 744,960 | 0.2% |
| Beam Inc | COM | 073730103 | $4.4K | 52,750 | 0.2% |
| Forest Laboratories Inc | COM | 345838106 | $3.9K | 42,000 | 0.2% |
| Telephone & Data System Inc(TDS) | COM NEW | 879433829 | $3.7K | 140,929 | 0.2% |
| Reaves Util Income FD(UTG) | COM SH BEN INT | 756158101 | $3.3K | 120,280 | 0.2% |
| Gabelli Utility TR(GUT) | COM | 36240A101 | $2.4K | 357,580 | 0.1% |
| Silver Eagle Acquisition Corp | COM | 827694100 | $2.4K | 250,000 | 0.1% |
| United Bancorp Inc(UBCP) | COM | 909911109 | $2.2K | 182,085 | 0.1% |
| Home Federal Bancorp Inc(HFBL) | COM | 43708L108 | $2.0K | 129,450 | 0.1% |
| Genpact Limited(G) | COM | G3922B107 | $1.9K | 110,500 | 0.1% |
| LSI Corporation | COM | 502161102 | $1.7K | 156,174 | 0.1% |
| Nicholas Financial Inc | COM NEW | 65373J209 | $1.6K | 99,668 | 0.1% |
| Pacer International Inc | COM | 69373H106 | $1.5K | 165,267 | 0.1% |
| Theravance Inc | COM | 88338T104 | $1.3K | 43,000 | 0.1% |
| ROI Acquisition Corp II | COM | 74966G101 | $1.2K | 125,000 | 0.1% |
| Brookfield Globl Listed Infr | COM SHS | 11273Q109 | $1.2K | 56,574 | 0.1% |
| Harvest Natural Resources Inc | COM | 41754V103 | $1.2K | 310,940 | 0.1% |
| Time Warner Cable Inc | COM NEW | 887317303 | $1.1K | 8,352 | 0.1% |
| Discovery Communications Inc COM SER C(DISCKUSD) | COM SER C | 25470F302 | $1.1K | 14,128 | 0.1% |
| H & Q Healthcare Investors SBI | SH BEN INT | 404052102 | $1.0K | 38,512 | 0.1% |
| Dividend and Income Fund | COM NEW | 25538A204 | $1.0K | 66,755 | 0.1% |
| Sirius XM Holdings Inc COM(SIRIEUR) | COM | 82968B103 | $1.0K | 315,000 | 0.1% |
| Juniper Networks(JNP) | COM | 48203R104 | $992 | 38,500 | 0.1% |
| Ulta Salon Cosmetics & Frag I(ULTA)Call | COM | 90384S303 | $974 | 10,000 | 0.0% |
| Keating Capital Inc COM | COM | 48722R106 | $927 | 151,723 | 0.0% |
| FMC Corp New | COM NEW | 30249U101 | $911 | 11,900 | 0.0% |
| Jefferson Bancshares Inc | COM | 472375104 | $862 | 110,539 | 0.0% |
| Oxford Lane Capital Corp | COM | 691543102 | $797 | 47,744 | 0.0% |
| Thai Fund Inc | COM | 882904105 | $774 | 71,498 | 0.0% |
| EMC Corp | COM | 268648102 | $772 | 28,175 | 0.0% |
| Riverbed Technology Inc | COM | 768573107 | $731 | 37,100 | 0.0% |
| Brookfield Total Return FD Inc | COM | 11283U108 | $717 | 29,617 | 0.0% |
| Gabelli Global Utility & Income Trust(GLU) | COM SH BEN INT | 36242L105 | $641 | 32,237 | 0.0% |
| PLX Technology Inc | COM | 693417107 | $614 | 101,493 | 0.0% |
| CST Brands Inc COM | COM | 12646R105 | $610 | 19,534 | 0.0% |
| UNS Energy Corporation | COM | 903119105 | $600 | 10,000 | 0.0% |
| Liberty All Star Equity Fund(USA) | SH BEN INT | 530158104 | $586 | 99,645 | 0.0% |
| Realnetworks Inc | COM NEW | 75605L708 | $540 | 71,275 | 0.0% |
| Avenue Income CR Strategies | COM | 05358E106 | $525 | 29,808 | 0.0% |
| Equal Energy LTD | COM | 29390Q109 | $452 | 98,689 | 0.0% |
| Gyrodyne Co of America Inc Restricted | COM | 403820103 | $452 | 74,289 | 0.0% |
| Talisman Energy Inc | COM | 87425E103 | $399 | 40,000 | 0.0% |
| Cornerstone Progressive Return Fund | COM | 21925C101 | $389 | 73,392 | 0.0% |