Q4 2014 Holdings
Filed 2015-02-12 | 99 holdings | $5.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cornerstone Strategic Value(CLM) | COM PAR $0.001 | 21924B302 | $3.4M | 168,596 | 57.2% |
| DNP Select Income FD(DNP) | COM | 23325P104 | $2.4M | 227,063 | 40.7% |
| Intervest Bancshares Corp | COM | 460927106 | $7.8K | 771,935 | 0.1% |
| Cornerstone Progressive RTN | COM NEW | 21925C200 | $6.9K | 454,118 | 0.1% |
| Safeguard Scientifics Inc | COM NEW | 786449207 | $6.5K | 330,285 | 0.1% |
| TRW Automotive Hldgs Corp | COM | 87264S106 | $6.0K | 58,700 | 0.1% |
| Directv | COM | 25490A309 | $5.7K | 66,000 | 0.1% |
| Aviv REIT Inc MD | COM | 05381L101 | $5.6K | 162,918 | 0.1% |
| Safeway Inc | COM NEW | 786514208 | $5.0K | 141,904 | 0.1% |
| Loews Corp(L) | COM | 540424108 | $5.0K | 117,916 | 0.1% |
| Glimcher Rlty TR | SH BEN INT | 379302102 | $4.3K | 310,996 | 0.1% |
| Gabelli Equity TR Inc(GAB) | COM | 362397101 | $3.6K | 555,168 | 0.1% |
| Carefusion Corp | COM | 14170T101 | $3.6K | 60,000 | 0.1% |
| Peoples FED Bancshares Inc | COM | 711037101 | $3.5K | 156,236 | 0.1% |
| Time Warner Cable Inc | COM | 88732J207 | $3.5K | 23,000 | 0.1% |
| Covance Inc | COM | 222816100 | $3.3K | 31,500 | 0.1% |
| Covidien PLC | SHS | G2554F113 | $2.9K | 28,414 | 0.0% |
| International Game Technolog | COM | 459902102 | $2.8K | 162,503 | 0.0% |
| Liberty Global PLC | SHS CL C | G5480U120 | $2.5K | 51,580 | 0.0% |
| Hennessy Cap Acquisition COR | COM | 425886108 | $2.5K | 250,000 | 0.0% |
| Susquehanna Bancshares Inc P | COM | 869099101 | $2.4K | 181,781 | 0.0% |
| Yahoo Inc | COM | 984332106 | $2.0K | 40,400 | 0.0% |
| Telephone & Data SYS Inc(TDS) | COM NEW | 879433829 | $2.0K | 78,137 | 0.0% |
| Dresser-Rand Group Inc(DRCEUR) | COM | 261608103 | $1.8K | 21,679 | 0.0% |
| Amer Rlty Cap Healthcar TR I | COM | 02917R108 | $1.7K | 143,590 | 0.0% |
| Heritage Finl Group Inc | COM | 42726X102 | $1.7K | 66,000 | 0.0% |
| ROI Acquisition Corp II | COM | 74966G101 | $1.5K | 152,281 | 0.0% |
| Yahoo IncPut | COM | 984332106 | $1.4K | 27,400 | 0.0% |
| Prosensa Hldg N V | SHS USD | N71546100 | $1.3K | 71,406 | 0.0% |
| Nuveen Global High Income FD(JGH) | SHS | 67075G103 | $1.3K | 73,310 | 0.0% |
| CBS Corp New | CL B | 124857202 | $1.2K | 21,881 | 0.0% |
| Nicholas Financial Inc | COM NEW | 65373J209 | $1.2K | 79,466 | 0.0% |
| Biglari Hldgs Inc | COM | 08986R101 | $1.2K | 2,899 | 0.0% |
| Levy Acquisition Corp | COM | 52748T104 | $1.1K | 116,513 | 0.0% |
| Reaves Util Income FD(UTG) | COM SH BEN INT | 756158101 | $1.1K | 34,319 | 0.0% |
| Platinum Underwriter Hldgs L | COM | G7127P100 | $1.1K | 15,312 | 0.0% |
| Riverbed Technology Inc | COM | 768573107 | $1.1K | 53,886 | 0.0% |
| Viasystems Group Inc | COM PAR$.01 | 92553H803 | $1.1K | 64,481 | 0.0% |
| Cornerstone Total Rtrn FD in(CRF) | COM PAR $0.01 | 21924U300 | $856 | 44,114 | 0.0% |
| Discovery Communicatns New(DISCKUSD) | COM SER C | 25470F302 | $825 | 24,457 | 0.0% |
| Neuberger Berman RE ES SEC F(XNROX) | COM | 64190A103 | $801 | 151,351 | 0.0% |
| Valley Finl Corp VA | COM | 919629105 | $723 | 36,477 | 0.0% |
| Southside Bancshares Inc(SBSI) | COM | 84470P109 | $672 | 23,256 | 0.0% |
| Bdca Venture Inc | COM | 05543L106 | $634 | 129,581 | 0.0% |
| Nuveen MUN Advantage FD Inc | COM | 67062H106 | $617 | 45,158 | 0.0% |
| Firsthand Tech Value FD Inc(SVVC) | COM | 33766Y100 | $610 | 32,700 | 0.0% |
| Harvest Natural Resources in | COM | 41754V103 | $603 | 333,034 | 0.0% |
| Liberty All Star Equity FD(USA) | SH BEN INT | 530158104 | $597 | 99,885 | 0.0% |
| Brookfield Total Return FD I | COM | 11283U108 | $596 | 24,490 | 0.0% |
| Southside Bancshares Inc(SBSI)Put | COM | 84470P109 | $572 | 19,800 | 0.0% |