Q3 2015 Holdings
Filed 2015-11-13 | 121 holdings | $5.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cornerstone Strategic Value(CLM) | COM PAR $0.001 | 21924B302 | $4.8M | 306,396 | 89.2% |
| DNP Select Income FD(DNP) | COM | 23325P104 | $410.0K | 45,668 | 7.6% |
| City Natl Corp | COM | 178566105 | $8.8K | 100,006 | 0.2% |
| Precision Castparts Corp | COM | 740189105 | $7.9K | 34,500 | 0.1% |
| Alliancebernstein Income FUN | COM | 01881E101 | $7.3K | 932,838 | 0.1% |
| Home Properties Inc | COM | 437306103 | $7.2K | 96,146 | 0.1% |
| Time Warner Cable Inc | COM | 88732J207 | $6.9K | 38,357 | 0.1% |
| Safeguard Scientifics Inc | COM NEW | 786449207 | $6.1K | 395,407 | 0.1% |
| Alliance Bancorp Inc PA New | COM | 01890A108 | $5.7K | 237,375 | 0.1% |
| Chubb Corp | COM | 171232101 | $5.5K | 45,000 | 0.1% |
| Partnerre LTD | COM | G6852T105 | $5.0K | 36,000 | 0.1% |
| Double Eagle Acquisition COR | UNIT 99/99/9999 | G28195108 | $4.7K | 468,000 | 0.1% |
| Dealertrack Technologies Inc | COM | 242309102 | $4.7K | 75,093 | 0.1% |
| Yahoo Inc | COM | 984332106 | $4.6K | 159,925 | 0.1% |
| Boulevard Acquisition | UNIT 99/99/9999 | 10157Q201 | $4.4K | 442,500 | 0.1% |
| Garnero Group Acquisition Co | SHS | G5866L108 | $4.1K | 412,500 | 0.1% |
| Loews Corp(L) | COM | 540424108 | $3.5K | 96,000 | 0.1% |
| Transamerica Income SHS Inc | COM | 893506105 | $3.2K | 146,474 | 0.1% |
| Cornerstone Total Rtrn FD in(CRF) | COM PAR $0.01 | 21924U300 | $3.0K | 186,798 | 0.1% |
| Nuveen LG Commodity Totr | COM UT BEN INT | 670731108 | $3.0K | 185,158 | 0.1% |
| Cleco Corp New | COM | 12561W105 | $2.8K | 52,158 | 0.1% |
| Oneida Finl Corp MD | COM | 682479100 | $2.8K | 135,516 | 0.1% |
| Cytec Inds Inc | COM | 232820100 | $2.6K | 34,743 | 0.0% |
| Broadcom Corp | CL A | 111320107 | $2.5K | 49,314 | 0.0% |
| Gabelli Equity TR Inc(GAB) | COM | 362397101 | $2.4K | 465,168 | 0.0% |
| Global Defense & Natl SEC SY | COM | 37953N108 | $2.2K | 211,963 | 0.0% |
| Block H & R Inc(HRB) | COM | 093671105 | $2.2K | 59,892 | 0.0% |
| Communications Sales&leas in | COM | 20341J104 | $2.0K | 112,103 | 0.0% |
| Montgomery STR Income Secs I | COM | 614115103 | $2.0K | 112,730 | 0.0% |
| Nuveen Diversified Commodty | COM UT BEN INT | 67074P104 | $1.9K | 180,009 | 0.0% |
| AT&T Inc(T) | COM | 00206R102 | $1.9K | 56,794 | 0.0% |
| Neuberger Berman RE ES SEC F(XNROX) | COM | 64190A103 | $1.7K | 375,004 | 0.0% |
| Pennantpark Floating Rate CA(PFLT) | COM | 70806A106 | $1.7K | 143,644 | 0.0% |
| Willis Group Holdings Public | SHS | G96666105 | $1.7K | 41,700 | 0.0% |
| Olin Corp(OLN)Put | COM PAR $1 | 680665205 | $1.7K | 100,000 | 0.0% |
| Ameriana Bancorp | COM | 023613102 | $1.7K | 72,857 | 0.0% |
| Sigma Aldrich Corp | COM | 826552101 | $1.7K | 12,000 | 0.0% |
| Chambers STR Pptys | COM | 157842105 | $1.6K | 244,245 | 0.0% |
| Liberty Global PLC | SHS CL C | G5480U120 | $1.6K | 37,859 | 0.0% |
| Cameron International Corp | COM | 13342B105 | $1.5K | 24,000 | 0.0% |
| Olin Corp(OLN) | COM PAR $1 | 680665205 | $1.4K | 82,500 | 0.0% |
| Comcast Corp New(CMCSA) | CL A | 20030N101 | $1.4K | 24,000 | 0.0% |
| NCR Corp New(VYX) | COM | 62886E108 | $1.3K | 55,100 | 0.0% |
| Broadcom CorpPut | CL A | 111320107 | $1.2K | 24,000 | 0.0% |
| HCC INS Hldgs Inc | COM | 404132102 | $1.2K | 15,000 | 0.0% |
| LMP Real Estate Income FD in | COM | 50208C108 | $1.2K | 94,430 | 0.0% |
| E M C Corp Mass | COM | 268648102 | $1.2K | 48,000 | 0.0% |
| Global High Income Fund Inc | COM | 37933G108 | $1.2K | 150,000 | 0.0% |
| Hydra Inds Acquisition Corp | COM | 448740100 | $1.1K | 112,015 | 0.0% |
| New MTN FIN Corp(NMFC) | COM | 647551100 | $1.1K | 79,600 | 0.0% |