Q4 2016 Holdings
Filed 2017-02-13 | 84 holdings | $6.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cornerstone Strategic Value(CLM) | COM | 21924B302 | $3.6M | 235,072 | 54.6% |
| Coty Inc(COTY) | COM CL A | 222070203 | $2.8M | 151,294 | 42.4% |
| American Cap LTD | COM | 02503Y103 | $30.3K | 1,688,660 | 0.5% |
| Rite AID Corp | COM | 767754104 | $12.6K | 1,531,272 | 0.2% |
| Yahoo Inc | COM | 984332106 | $9.9K | 255,925 | 0.2% |
| Media GEN Inc New | COM | 58441K100 | $9.3K | 493,893 | 0.1% |
| Spectra Energy Corp | COM | 847560109 | $9.0K | 218,450 | 0.1% |
| ST Jude MED Inc | COM | 790849103 | $7.1K | 88,000 | 0.1% |
| Safeguard Scientifics Inc | COM NEW | 786449207 | $6.4K | 475,138 | 0.1% |
| Syngenta AG | SPONSORED ADR | 87160A100 | $6.4K | 80,368 | 0.1% |
| Western Refng Inc | COM | 959319104 | $5.5K | 144,115 | 0.1% |
| Boulevard Acquisition | UNIT 99/99/9999 | 10157Q201 | $5.3K | 519,500 | 0.1% |
| Whitewave Foods Co | COM | 966244105 | $4.8K | 87,000 | 0.1% |
| Double Eagle Acquisition COR | UNIT 99/99/9999 | G28195108 | $4.7K | 444,000 | 0.1% |
| Westar Energy Inc | COM | 95709T100 | $4.6K | 81,337 | 0.1% |
| Broadcom LTD(AVGO)Put | SHS | Y09827109 | $4.2K | 24,000 | 0.1% |
| Cabelas Inc | COM | 126804301 | $3.9K | 66,200 | 0.1% |
| Time Warner Inc | COM NEW | 887317303 | $3.9K | 40,000 | 0.1% |
| Liberty Global PLC | LILAC SHS CL C | G5480U153 | $3.3K | 156,628 | 0.1% |
| Origo Acquisition Corp | SHS | G67789126 | $3.2K | 309,070 | 0.0% |
| B/E Aerospace Inc | COM | 073302101 | $3.2K | 53,000 | 0.0% |
| Reaves Util Income FD(UTG) | COM SH BEN INT | 756158101 | $3.1K | 100,500 | 0.0% |
| Neuberger Berman RE ES SEC F(XNROX) | COM | 64190A103 | $3.0K | 550,467 | 0.0% |
| Kla-Tencor Corp(KLAC) | COM | 482480100 | $2.9K | 37,268 | 0.0% |
| Liberty Global PLC | SHS CL A | G5480U104 | $2.8K | 92,610 | 0.0% |
| CST Brands Inc | COM | 12646R105 | $2.7K | 55,299 | 0.0% |
| Middleburg Financial Corp | COM | 596094102 | $2.7K | 76,253 | 0.0% |
| Whitewave Foods CoCall | COM | 966244105 | $2.6K | 46,600 | 0.0% |
| Quinpario Acquisition Corp 2 | COM | 74874U101 | $2.4K | 243,850 | 0.0% |
| Whitewave Foods CoPut | COM | 966244105 | $2.3K | 40,900 | 0.0% |
| Discovery Communicatns New(DISCAUSD) | COM SER A | 25470F104 | $2.1K | 78,111 | 0.0% |
| Andina Acquisition Corp II | UNIT 99/99/9999 | G0441P112 | $2.0K | 187,500 | 0.0% |
| Interoil Corp | COM | 460951106 | $1.8K | 37,842 | 0.0% |
| Gabelli Equity TR Inc(GAB) | COM | 362397101 | $1.7K | 313,808 | 0.0% |
| Allergan PLC | SHS | G0177J108 | $1.7K | 8,235 | 0.0% |
| Suffolk Bancorp | COM | 864739107 | $1.7K | 38,676 | 0.0% |
| Viacom Inc New(VIAB) | CL B | 92553P201 | $1.6K | 45,334 | 0.0% |
| Avista Healthcare PUB ACQ Co(AVA) | UNIT 99/99/9999 | G0726L109 | $1.5K | 150,000 | 0.0% |
| Webmd Health Corp | COM | 94770V102 | $1.4K | 29,062 | 0.0% |
| Endurance Specialty Hldgs LT | SHS | G30397106 | $1.3K | 14,205 | 0.0% |
| Electrum SPL Acquisition COR | SHS | G3105C104 | $1.3K | 129,645 | 0.0% |
| Fidelity & GTY Life | COM | 315785105 | $1.3K | 53,000 | 0.0% |
| Hennessy Cap Acquisition COR | COM | 42588J100 | $1.2K | 120,000 | 0.0% |
| Merchants Bancshares | COM | 588448100 | $1.1K | 20,465 | 0.0% |
| Tribune Media Co(TRCO) | CL A | 896047503 | $1.1K | 31,400 | 0.0% |
| Cascade Bancorp | COM NEW | 147154207 | $1.0K | 126,500 | 0.0% |
| Dell Technologies Inc | COM CL V | 24703L103 | $964 | 17,539 | 0.0% |
| Harvest Natural Resources in | COM NEW | 41754V202 | $948 | 153,375 | 0.0% |
| Harmony Merger Corp | COM | 413247107 | $911 | 90,000 | 0.0% |
| G & K Svcs Inc | CL A | 361268105 | $811 | 8,408 | 0.0% |