Q1 2016 Holdings
Filed 2016-05-12 | 246 holdings | $6.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Apricus Biosciences Inc | COM | 03832V109 | $0 | 33 | 0.0% |
| Peabody Energy C | SDCV 4.750% 12/1 | 704549AG9 | $0 | 32,000 | 0.0% |
| Banco Santander Sa Adr(SAN) | ADR | 05964H105 | $0 | 7 | 0.0% |
| RMR Group Inc.(RMR) | CL A | 74967R106 | $0 | 11 | 0.0% |
| Seadrill Ltd | SHS | G7945E105 | $0 | 100 | 0.0% |
| DDR Corp. | COM | 23317H102 | $0 | 15 | 0.0% |
| USA Video Interactive(OVTZ) | USA Video Interactive | 67575Y109 | $0 | 26 | 0.0% |
| Dynavax Tech(DVAX) | COM NEW | 268158201 | $1 | 30 | 0.0% |
| Etsy Inc(ETSY) | COM | 29786A106 | $1 | 150 | 0.0% |
| Harris & Harris | COM | 413833104 | $1 | 600 | 0.0% |
| John Hancock Pfd Income Fd(HPF) | COM | 41013X106 | $2 | 100 | 0.0% |
| Brookdale Senior Liv(BKD) | COM | 112463104 | $2 | 100 | 0.0% |
| Guggenheim S&P 400 Midcap Growth ETF | GUG S&P MC400 PG | 78355W601 | $2 | 15 | 0.0% |
| Affymetrix | COM | 00826T108 | $2 | 140 | 0.0% |
| Nuveen Real Est Inc Fd(JRS) | COM | 67071B108 | $2 | 150 | 0.0% |
| iShares S&P Global Clean Energy(ICLN) | GL CLEAN ENE ETF | 464288224 | $3 | 300 | 0.0% |
| Nuveen Multi Strategy(JPC) | COM | 67073B106 | $3 | 300 | 0.0% |
| General Motors Cl B 19wtCall | *W EXP 07/10/201 | 37045V126 | $3 | 198 | 0.0% |
| Corcept Therapeutics Inc(CORT) | COM | 218352102 | $3 | 700 | 0.0% |
| Qiagen N V(QGEN) | REG SHS | N72482107 | $3 | 124 | 0.0% |
| YUM Brands(YUM) | COM | 988498101 | $3 | 40 | 0.0% |
| Sirius Satellite Radio(SIRIEUR) | COM | 82968B103 | $3 | 800 | 0.0% |
| Vanguard Msci EM ETF(VWO) | FTSE EMR MKT ETF | 922042858 | $3 | 100 | 0.0% |
| Citigroup(C) | COM NEW | 172967424 | $3 | 63 | 0.0% |
| Ultratech | COM | 904034105 | $3 | 140 | 0.0% |
| St Jude Medical Inc | COM | 790849103 | $4 | 80 | 0.0% |
| Barrick Gold Corp(ABX) | COM | 067901108 | $4 | 300 | 0.0% |
| Nuveen Nasdaq 100(QQQX) | COM SHS | 670699107 | $4 | 210 | 0.0% |
| Ionis Pharmaceutical(IONS) | COM | 462222100 | $4 | 90 | 0.0% |
| Navistar Intl Cor | NOTE 4.500% 10/1 | 63934EAQ1 | $4 | 6,000 | 0.0% |
| Frontier Communications | COM | 35906A108 | $4 | 710 | 0.0% |
| HP Inc.(HPQ) | COM | 40434L105 | $4 | 300 | 0.0% |
| FireEye Inc(FEYECHF) | COM | 31816Q101 | $4 | 250 | 0.0% |
| General Motors Cl A 16wtCall | *W EXP 07/10/201 | 37045V118 | $4 | 198 | 0.0% |
| Doubleline Opportunistic Credit Fund CEF(DBL) | COM | 258623107 | $5 | 200 | 0.0% |
| Hewlett Packard Ente(HPE) | COM | 42824C109 | $5 | 300 | 0.0% |
| Time Warner Cable | COM | 88732J207 | $5 | 25 | 0.0% |
| Apache Corp(9990302D) | COM | 037411105 | $5 | 100 | 0.0% |
| Vanguard Meg Cap Grth(MGK) | MEGA GRWTH IND | 921910816 | $5 | 60 | 0.0% |
| Lennar Corp Cl A(LEN) | CL A | 526057104 | $5 | 104 | 0.0% |
| Oneok Partners LP | UNIT LTD PARTN | 68268N103 | $6 | 200 | 0.0% |
| COM CL A | 53578A108 | $6 | 50 | 0.0% | |
| Redwood Trust(RWT) | COM | 758075402 | $6 | 448 | 0.0% |
| Blackrock CA Muni Income Trust(XBFZX) | SH BEN INT | 09248E102 | $6 | 400 | 0.0% |
| Piedmont Natural Gas Co | COM | 720186105 | $6 | 100 | 0.0% |
| Virgin America Inc | COM VTG | 92765X208 | $6 | 150 | 0.0% |
| Twitter Inc(TWTRUSD) | COM | 90184L102 | $7 | 400 | 0.0% |
| Aegon NV | NY REGISTRY SH | 007924103 | $7 | 1,221 | 0.0% |
| Madison Strat Sectr Prem | COM | 558268108 | $7 | 600 | 0.0% |
| Pandora Media | COM | 698354107 | $7 | 750 | 0.0% |