Q4 2016 Holdings
Filed 2017-02-14 | 139 holdings | $151.6M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2018-08-14) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Kate Spade & CoCall | COM | 485865109 | $0 | 1,675,000 | 0.0% |
| Axar Acquisition Corp | *W EXP 12/31/202 | 05455L110 | $9 | 125,000 | 0.0% |
| Community Health SYS Inc NewA | RIGHT 99/99/9999 | 203668116 | $18 | 3,903,667 | 0.0% |
| Jason Inds Inc | *W EXP 06/30/201 | 471172114 | $47 | 1,056,616 | 0.0% |
| Rite AID CorpCall | COM | 767754104 | $63 | 7,600 | 0.0% |
| Agrofresh Solutions | *W EXP 07/31/202 | 00856G117 | $77 | 439,956 | 0.0% |
| Origo Acquisition Corp | *W EXP 12/17/202 | G67789118 | $95 | 350,000 | 0.0% |
| Origo Acquisition Corp | RIGHT 12/03/2017 | G67789134 | $123 | 350,000 | 0.0% |
| Easterly Acquisition Corp | *W EXP 07/29/202 | 27616L110 | $137 | 390,700 | 0.0% |
| Jetpay Corp | COM | 477177109 | $176 | 79,818 | 0.0% |
| Inspired Entmt Inc | *W EXP 10/20/202 | 45782N116 | $204 | 392,000 | 0.0% |
| GP Invts Acquisition COR | *W EXP 05/19/202 | G40357108 | $281 | 624,400 | 0.0% |
| Vivopower International PLC | SHS | G9376R100 | $580 | 104,999 | 0.0% |
| Hennessy Cap Acquisition COR | *W EXP 07/28/202 | 42588J118 | $655 | 850,000 | 0.0% |
| Freds Inc(FREDQ)A | CL A | 356108100 | $743 | 40,000 | 0.0% |
| E L F Beauty Inc(ELF) | COM | 26856L103 | $868 | 30,000 | 0.0% |
| Nexeo Solutions Inc | COM SHS | 65342H102 | $1.5K | 156,475 | 0.0% |
| Nexeo Solutions Inc | *W EXP 06/09/202 | 65342H110 | $1.9K | 2,739,552 | 0.0% |
| Time Inc NewA | COM | 887228104 | $2.1K | 118,622 | 0.0% |
| Imperva IncA | COM | 45321L100 | $2.2K | 56,377 | 0.0% |
| Tata Mtrs LTD | SPONSORED ADR | 876568502 | $2.2K | 63,164 | 0.0% |
| Williams Clayton Energy Inc | COM | 969490101 | $2.5K | 20,904 | 0.0% |
| Hostess Brands Inc | *W EXP 11/04/202 | 44109J114 | $2.6K | 1,529,457 | 0.0% |
| Rockwell Collins IncCall | COM | 774341101 | $2.8K | 30,000 | 0.0% |
| Centurylink Inc(CTLEUR)A | COM | 156700106 | $3.1K | 129,210 | 0.0% |
| Macys Inc(M)Call | COM | 55616P104 | $3.6K | 100,000 | 0.0% |
| IxiaA | COM | 45071R109 | $3.7K | 231,493 | 0.0% |
| Alere IncPutA | COM | 01449J105 | $3.9K | 100,000 | 0.0% |
| Andina Acquisition Corp II | UNIT 99/99/9999 | G0441P112 | $4.1K | 399,000 | 0.0% |
| Barington Hilco Acquisition | UNIT 99/99/9999T | 06759V200 | $4.1K | 398,000 | 0.0% |
| Qualcomm Inc(QCOM)A | COM | 747525103 | $4.2K | 65,000 | 0.0% |
| DHX Media LTD | SHS VAR VTG | 252406608 | $4.3K | 815,000 | 0.0% |
| Forterra Inc(FRTAEUR) | COM | 34960W106 | $4.3K | 200,000 | 0.0% |
| Elbit Imaging LTD | SHS | M37605124 | $4.5K | 1,314,527 | 0.0% |
| Pacific SPL Acquisition Corp | UNIT 99/99/9999 | G68588139 | $4.5K | 416,800 | 0.0% |
| Mobileye N V Amstelveen | ORD SHS | N51488117 | $4.5K | 119,090 | 0.0% |
| YUM Brands Inc(YUM) | COM | 988498101 | $4.8K | 75,000 | 0.0% |
| Melco Crown Entmt LTD(MLCO) | ADR | 585464100 | $4.8K | 300,000 | 0.0% |
| Teladoc Inc(TDOC) | COM | 87918A105 | $5.0K | 300,000 | 0.0% |
| Advancepierre Foods Hldgs in | COM | 00782L107 | $5.2K | 175,000 | 0.0% |
| Cornerstone Ondemand Inc(CSOD)A | COM | 21925Y103 | $5.4K | 126,920 | 0.0% |
| Edwards Lifesciences Corp(EW) | COM | 28176E108 | $5.9K | 62,500 | 0.0% |
| Match Group Inc(MTCHEUR) | COM | 57665R106 | $6.0K | 350,000 | 0.0% |
| Five Below Inc(FIVE)Put | COM | 33829M101 | $6.0K | 150,000 | 0.0% |
| Conyers PK Acquisition | UNIT 99/99/99991 | 212894208 | $6.5K | 600,000 | 0.0% |
| Rockwell Collins IncPutA | COM | 774341101 | $6.7K | 72,000 | 0.0% |
| Westar Energy IncA | COM | 95709T100 | $6.9K | 122,935 | 0.0% |
| Summit Matls Inc(7SU) | CL A | 86614U100 | $7.2K | 303,598 | 0.0% |
| Alexion Pharmaceuticals Inc(ALXN)A | COM | 015351109 | $8.1K | 65,966 | 0.0% |
| Easterly Acquisition Corp | COM | 27616L102 | $8.7K | 880,000 | 0.0% |