Q4 2013 Holdings
Filed 2014-01-21 | 1932 holdings | $13.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| China Unicom (Hong Kong) LTD | SPONSORED ADR | 16945R104 | $0 | 18 | 0.0% |
| Equal Energy LTD | COM | 29390Q109 | $0 | 66 | 0.0% |
| Eastman Kodak Co | *W EXP 09/03/201 | 277461141 | $0 | 11 | 0.0% |
| Post Hldgs Inc(POST) | COM | 737446104 | $0 | 3 | 0.0% |
| Eastman Kodak Co | *W EXP 09/03/201 | 277461133 | $0 | 11 | 0.0% |
| Precision Drilling Corp | COM 2010 | 74022D308 | $0 | 5 | 0.0% |
| Avalon Hldgs Corp(AWX) | CL A | 05343P109 | $0 | 62 | 0.0% |
| Alaska Communications SYS GR(ALSK) | COM | 01167P101 | $0 | 200 | 0.0% |
| Electronic Arts Inc(EA) | COM | 285512109 | $0 | 20 | 0.0% |
| AU Optronics Corp(AUOUSD) | SPONSORED ADR | 002255107 | $0 | 10 | 0.0% |
| PTC Inc(PTC) | COM | 69370C100 | $0 | 7 | 0.0% |
| ANI Pharmaceuticals Inc(ANIP) | COM | 00182C103 | $0 | 13 | 0.0% |
| Penn West Pete LTD New | COM | 707887105 | $0 | 35 | 0.0% |
| Calamos Conv OPP and Inc FD(CHI) | SH BEN INT | 128117108 | $0 | 6 | 0.0% |
| Comverse Inc | COM | 20585P105 | $0 | 3 | 0.0% |
| Dynasil Corp Amer | COM | 268102100 | $0 | 163 | 0.0% |
| Royce Focus TR | COM | 78080N108 | $0 | 8 | 0.0% |
| Sanofi | RIGHT 12/31/2020 | 80105N113 | $0 | 526 | 0.0% |
| Cohen & Steers REIT & PFD in(XRNPX) | COM | 19247X100 | $0 | 2 | 0.0% |
| Aviat Networks Inc | COM | 05366Y102 | $0 | 7 | 0.0% |
| United States Natl Gas Fund | UNIT PAR $0.001 | 912318201 | $0 | 15 | 0.0% |
| United Contl Hldgs Inc(UAL) | COM | 910047109 | $0 | 3 | 0.0% |
| Waddell & Reed Finl Inc(WDR) | CL A | 930059100 | $0 | 3 | 0.0% |
| Vanguard World FDS(VOX) | TELCOMM ETF | 92204A884 | $0 | 4 | 0.0% |
| Vishay Intertechnology Inc(VSH) | COM | 928298108 | $0 | 28 | 0.0% |
| Aspen Insurance Holdings LTD | SHS | G05384105 | $0 | 8 | 0.0% |
| Vishay Precision Group Inc(VPG) | COM | 92835K103 | $0 | 2 | 0.0% |
| Marvell Technology Group LTD(MRVL) | ORD | G5876H105 | $0 | 1 | 0.0% |
| Verint SYS Inc(VTY) | COM | 92343X100 | $0 | 4 | 0.0% |
| Supervalu Inc | COM | 868536103 | $0 | 66 | 0.0% |
| JOY Global Inc | COM | 481165108 | $0 | 2 | 0.0% |
| Metabolix Inc | COM | 591018809 | $0 | 200 | 0.0% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V118 | $0 | 8 | 0.0% |
| Olin Corp(OLN) | COM PAR $1 | 680665205 | $0 | 10 | 0.0% |
| Kinder Morgan Inc del | *W EXP 05/25/201 | 49456B119 | $0 | 5 | 0.0% |
| Moduslink Global Solutions I | COM | 60786L107 | $0 | 15 | 0.0% |
| Ladenburg Thalman FIN Svcs I | COM | 50575Q102 | $0 | 6 | 0.0% |
| North Amern Palladium LTD | COM | 656912102 | $0 | 430 | 0.0% |
| Ishares(MBB) | MBS ETF | 464288588 | $0 | 4 | 0.0% |
| Ishares(TLH) | 10-20 YR TRS ETF | 464288653 | $0 | 1 | 0.0% |
| General Mtrs Co | *W EXP 07/10/201 | 37045V126 | $0 | 8 | 0.0% |
| Kayne Anderson Enrgy TTL RT | COM | 48660P104 | $1 | 36 | 0.0% |
| Infosys LTD(INFY) | SPONSORED ADR | 456788108 | $1 | 14 | 0.0% |
| LSI Corporation | COM | 502161102 | $1 | 134 | 0.0% |
| Gramercy Ppty TR Inc | COM | 38489R100 | $1 | 156 | 0.0% |
| KKR Finl Hldgs LLC | COM | 48248A306 | $1 | 100 | 0.0% |
| GDL Fund(GDL) | COM SH BEN IT | 361570104 | $1 | 128 | 0.0% |
| Iamgold Corp(IAG) | COM | 450913108 | $1 | 153 | 0.0% |
| Ishares(IGIB) | INTERM CR BD ETF | 464288638 | $1 | 13 | 0.0% |
| Old Natl Bancorp IND(ONB) | COM | 680033107 | $1 | 81 | 0.0% |