Q4 2017 Holdings
Filed 2018-02-08 | 98 holdings | $27.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Capricor Therapeutics Inc | COM | 14070B101 | $53 | 33,750 | 0.0% |
| Zosano Pharma Corp | COM | 98979H103 | $78 | 150,000 | 0.0% |
| ACM Research Inc(ACMR) | COM CL A | 00108J109 | $131 | 25,000 | 0.0% |
| Ovid Therapeutics Inc(OVID) | COM | 690469101 | $148 | 15,000 | 0.0% |
| Bright Scholar ED Hldgs LTD(BEDUUSD) | SPONSORED ADS | 109199109 | $202 | 10,800 | 0.0% |
| Flex Pharma Inc | COM | 33938A105 | $250 | 71,520 | 0.0% |
| 21Vianet Group Inc(VNET) | SPONSORED ADR | 90138A103 | $267 | 33,486 | 0.0% |
| Noah Hldgs LTD(NOAH) | SPON ADS CL A | 65487X102 | $278 | 6,000 | 0.0% |
| II VI Inc | COM | 902104108 | $282 | 6,000 | 0.0% |
| Global Eagle Entmt Inc | NOTE 2.750% 2/1 | 37951DAB8 | $288 | $500,000 | 0.0% |
| Scynexis Inc | COM | 811292101 | $329 | 141,750 | 0.0% |
| Recro Pharma Inc | COM | 75629F109 | $352 | 38,000 | 0.0% |
| Petrochina Co LTD | SPONSORED ADR | 71646E100 | $361 | 5,168 | 0.0% |
| Pixelworks Inc(PXLWEUR) | COM NEW | 72581M305 | $373 | 58,900 | 0.0% |
| Sohu COM Inc | COM | 83408W103 | $434 | 10,000 | 0.0% |
| Tellurian Inc New(TELLEUR) | COM | 87968A104 | $438 | 45,000 | 0.0% |
| Paratek Pharmaceuticals Inc | COM | 699374302 | $473 | 26,400 | 0.0% |
| Biotime Inc(BTXUSD) | COM | 09066L105 | $494 | 229,550 | 0.0% |
| Titan Machy Inc(TITN) | COM | 88830R101 | $529 | 25,000 | 0.0% |
| Tyler Technologies Inc(TYL) | COM | 902252105 | $567 | 3,200 | 0.0% |
| Ringcentral Inc(RNG) | CL A | 76680R206 | $597 | 12,325 | 0.0% |
| Magnachip Semiconductor Corp(MX) | COM | 55933J203 | $605 | 60,781 | 0.0% |
| Tesaro Inc | COM | 881569107 | $671 | 8,100 | 0.0% |
| Universal Display Corp(OLED) | COM | 91347P105 | $691 | 4,000 | 0.0% |
| Asml Holding N V(ASML) | N Y REGISTRY SHS | N07059210 | $695 | 4,000 | 0.0% |
| Entellus MED Inc | COM | 29363K105 | $715 | 29,300 | 0.0% |
| Good Times Restaurants Inc(GTIM) | COM PAR $.001NEW | 382140879 | $724 | 273,050 | 0.0% |
| Advanced Micro Devices Inc | NOTE 2.125% 9/0 | 007903BD8 | $751 | $500,000 | 0.0% |
| Spartan Mtrs Inc | COM | 846819100 | $771 | 48,925 | 0.0% |
| Macrogenics Inc(MGNX) | COM | 556099109 | $777 | 40,900 | 0.0% |
| Bloomin Brands Inc(BLMN) | COM | 094235108 | $832 | 39,000 | 0.0% |
| Freightcar Amer Inc(RAIL) | COM | 357023100 | $854 | 50,000 | 0.0% |
| Dycom Inds Inc(DY) | COM | 267475101 | $869 | 7,800 | 0.0% |
| Motorcar PTS Amer Inc(MPAA) | COM | 620071100 | $877 | 35,100 | 0.0% |
| Hostess Brands Inc(TWNKEUR) | CL A | 44109J106 | $889 | 60,000 | 0.0% |
| Argan Inc(AGX) | COM | 04010E109 | $900 | 20,000 | 0.0% |
| J & J Snack Foods Corp(JJSF) | COM | 466032109 | $911 | 6,000 | 0.0% |
| Finisar Corp | NOTE 0.500%12/1 | 31787AAP6 | $930 | $1,000,000 | 0.0% |
| Twitter Inc(TWTRUSD) | COM | 90184L102 | $960 | 40,000 | 0.0% |
| Global Blood Therapeutics in | COM | 37890U108 | $984 | 25,000 | 0.0% |
| DBV Technologies S A | SPONSORED ADR | 23306J101 | $984 | 40,000 | 0.0% |
| Dermira Inc(DERMEUR) | COM | 24983L104 | $1.0K | 36,633 | 0.0% |
| Wave Life Sciences LTD(WVE) | SHS | Y95308105 | $1.1K | 30,000 | 0.0% |
| Electro Scientific Inds | COM | 285229100 | $1.1K | 50,000 | 0.0% |
| Shake Shack Inc(SHAK) | CL A | 819047101 | $1.1K | 26,000 | 0.0% |
| Prothena Corp PLC(PRTA) | SHS | G72800108 | $1.1K | 30,000 | 0.0% |
| Apple Inc(AAPL) | COM | 037833100 | $1.2K | 6,800 | 0.0% |
| Dineequity Inc(DIN) | COM | 254423106 | $1.2K | 23,400 | 0.0% |
| Evolent Health Inc(EVH) | CL A | 30050B101 | $1.2K | 100,000 | 0.0% |
| Zynerba Pharmaceuticals Inc | COM | 98986X109 | $1.3K | 100,000 | 0.0% |