Q3 2021 Holdings
Filed 2021-11-08 | 139 holdings | $108.6M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2021-11-09) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alibaba Group Hldg LTD(BABA)A | SPONSORED ADS | 01609W102 | $90.0M | 609,268 | 82.9% |
| Ambac Finl Group Inc(OSG) | COM NEW | 023139884 | $17.4M | 1,217,906 | 16.1% |
| Silicon Laboratories Inc(SLAB) | COM | 826919102 | $154.4K | 11,976 | 0.1% |
| Silicon Laboratories IncA | NOTE 0.625% 6/1 | 826919AD4 | $154.4K | 11,976 | 0.1% |
| Alibaba Group Hldg LTDPutA | PUT | 01609W952 | $112.0K | 12,972 | 0.1% |
| Kansas City Southern | COM NEW | 485170302 | $51.5K | 190,209 | 0.0% |
| KBR IncA | NOTE 2.500%11/0 | 48242WAB2 | $43.9K | 27,007 | 0.0% |
| KBR Inc(KBR) | COM | 48242W106 | $43.9K | 27,007 | 0.0% |
| Square IncA | NOTE 0.125% 3/0 | 852234AF0 | $37.1K | 18,283 | 0.0% |
| Square Inc(XYZ) | CL A | 852234103 | $37.1K | 18,283 | 0.0% |
| Laboratory Corp Amer Hldgs | COM NEW | 50540R409 | $32.7K | 116,059 | 0.0% |
| Zscaler Inc(ZS) | COM | 98980G102 | $30.5K | 16,689 | 0.0% |
| Zscaler IncA | NOTE 0.125% 7/0 | 98980GAB8 | $30.5K | 16,689 | 0.0% |
| Merck & Co Inc(MRK) | COM | 58933Y105 | $30.0K | 399,026 | 0.0% |
| BGC Partners Inc(BGCPEUR) | CL A | 05541T101 | $27.3K | 5,236,279 | 0.0% |
| Xilinx Inc(XLNXEUR) | COM | 983919101 | $23.9K | 158,209 | 0.0% |
| Palo Alto Networks IncA | NOTE 0.750% 7/0 | 697435AD7 | $23.3K | 12,798 | 0.0% |
| Palo Alto Networks Inc(PANW) | COM | 697435105 | $23.3K | 12,798 | 0.0% |
| Liberty Broadband Corp(LBRDK) | COM SER C | 530307305 | $21.6K | 124,794 | 0.0% |
| Datadog Inc(DDOG) | CL A COM | 23804L103 | $21.5K | 13,030 | 0.0% |
| Datadog IncA | NOTE 0.125% 6/1 | 23804LAB9 | $21.5K | 13,030 | 0.0% |
| Nuance Communications Inc | COM | 67020Y100 | $21.2K | 385,412 | 0.0% |
| Clarivate PLC(CLVT) | ORD SHS | G21810109 | $19.6K | 227,000 | 0.0% |
| FTI Consulting IncA | NOTE 2.000% 8/1 | 302941AP4 | $19.2K | 13,713 | 0.0% |
| FTI Consulting Inc(FCN) | COM | 302941109 | $19.2K | 13,713 | 0.0% |
| Constellium SE(CSTM) | CL A SHS | F21107101 | $18.6K | 990,522 | 0.0% |
| Altair Engr IncA | NOTE 0.250% 6/0 | 021369AA1 | $17.7K | 11,427 | 0.0% |
| Altair Engr Inc(ALTREUR) | COM CL A | 021369103 | $17.7K | 11,427 | 0.0% |
| Zendesk IncA | NOTE 0.625% 6/1 | 98936JAD3 | $17.4K | 13,712 | 0.0% |
| Zendesk Inc | COM | 98936J101 | $17.4K | 13,712 | 0.0% |
| Lumentum Hldgs IncA | NOTE 0.250% 3/1 | 55024UAB5 | $16.4K | 11,141 | 0.0% |
| Lumentum Hldgs Inc(LITE) | COM | 55024U109 | $16.4K | 11,141 | 0.0% |
| IHS Markit LTD(IHS) | SHS | G47567105 | $15.9K | 136,028 | 0.0% |
| SEA LTDA | NOTE 0.250% 9/1 | 81141RAG5 | $13.4K | 13,255 | 0.0% |
| SEA LTD(SE) | SPONSORD ADS | 81141R100 | $13.4K | 13,255 | 0.0% |
| Chegg Inc(CHGG) | COM | 163092109 | $13.2K | 9,142 | 0.0% |
| Chegg IncA | NOTE 0.125% 3/1 | 163092AD1 | $13.2K | 9,142 | 0.0% |
| Liberty Media Corp del(FWONKUSD) | COM SER C FRMLA | 531229854 | $13.0K | 9,142 | 0.0% |
| Liberty Media Corp delA | NOTE 1.000% 1/3 | 531229AF9 | $13.0K | 9,142 | 0.0% |
| Sunnova Energy Intl Inc.(NOVAQ) | COM | 86745K104 | $12.5K | 10,915 | 0.0% |
| Cinemark Hldgs Inc(CNK) | COM | 17243V102 | $12.4K | 7,710 | 0.0% |
| Cinemark Hldgs IncA | NOTE 4.500% 8/1 | 17243VAB8 | $12.4K | 7,710 | 0.0% |
| 2U IncA | NOTE 2.250% 5/0 | 90214JAB7 | $12.2K | 8,685 | 0.0% |
| 2U Inc | COM | 90214J101 | $12.2K | 8,685 | 0.0% |
| Smart Global Hldgs Inc(PENG) | SHS | G8232Y101 | $12.2K | 9,141 | 0.0% |
| Coupa Software Inc(COUPEUR) | COM | 22266L106 | $11.7K | 7,771 | 0.0% |
| Coupa Software IncA | NOTE 0.125% 6/1 | 22266LAC0 | $11.7K | 7,771 | 0.0% |
| Jackson Financial Inc(JXN) | COM CL A | 46817M107 | $11.5K | 441,489 | 0.0% |
| Okta IncA | NOTE 0.375% 6/1 | 679295AF2 | $11.2K | 9,109 | 0.0% |
| Okta Inc(OKTA) | CL A | 679295105 | $11.2K | 9,109 | 0.0% |