Q4 2021 Holdings
Filed 2022-02-10 | 145 holdings | $18.8M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2022-02-15) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ambac Finl Group Inc(OSG) | COM NEW | 023139884 | $17.7M | 1,100,386 | 94.0% |
| Alibaba Group Hldg LTDPut | PUT | 01609W952 | $135.3K | 12,251 | 0.7% |
| Alibaba Group Hldg LTD(BABA) | SPONSORED ADS | 01609W102 | $68.4K | 556,502 | 0.4% |
| KBR Inc | NOTE 2.500%11/0 | 48242WAB2 | $58.9K | 31,217 | 0.3% |
| Zscaler Inc | NOTE 0.125% 7/0 | 98980GAB8 | $47.7K | 21,605 | 0.3% |
| Xilinx Inc(XLNXEUR) | COM | 983919101 | $36.0K | 168,361 | 0.2% |
| BGC Partners Inc(BGCPEUR) | CL A | 05541T101 | $35.4K | 7,661,495 | 0.2% |
| Laboratory Corp Amer Hldgs | COM NEW | 50540R409 | $34.7K | 110,627 | 0.2% |
| Block Inc | NOTE 0.125% 3/0 | 852234AF0 | $29.4K | 19,471 | 0.2% |
| Palo Alto Networks Inc | NOTE 0.750% 7/0 | 697435AD7 | $28.8K | 13,630 | 0.2% |
| Datadog Inc | NOTE 0.125% 6/1 | 23804LAB9 | $28.0K | 13,877 | 0.1% |
| Coupa Software Inc | NOTE 0.125% 6/1 | 22266LAC0 | $27.6K | 22,259 | 0.1% |
| Lumentum Hldgs Inc | NOTE 0.250% 3/1 | 55024UAB5 | $25.8K | 14,409 | 0.1% |
| FTI Consulting Inc | NOTE 2.000% 8/1 | 302941AP4 | $22.9K | 14,604 | 0.1% |
| Clarivate PLC(CLVT) | 5.25% PFD CONV A | G21810208 | $21.9K | 241,000 | 0.1% |
| IHS Markit LTD(IHS) | SHS | G47567105 | $20.9K | 157,909 | 0.1% |
| Liberty Broadband Corp(LBRDK) | COM SER C | 530307305 | $20.4K | 125,806 | 0.1% |
| Altair Engr Inc | NOTE 0.250% 6/0 | 021369AA1 | $20.3K | 12,170 | 0.1% |
| Live Nation Entertainment in | NOTE 2.500% 3/1 | 538034AQ2 | $18.1K | 9,956 | 0.1% |
| Sailpoint Technologies Hldgs | NOTE 0.125% 9/1 | 78781PAB1 | $17.5K | 9,749 | 0.1% |
| Liberty Media Corp del(LSXMKUSD) | COM C SIRIUSXM | 531229607 | $17.3K | 341,019 | 0.1% |
| Silicon Laboratories Inc | NOTE 0.625% 6/1 | 826919AD4 | $17.1K | 9,761 | 0.1% |
| Pioneer NAT RES Co | NOTE 0.250% 5/1 | 723787AP2 | $16.7K | 9,377 | 0.1% |
| Akamai Technologies Inc | NOTE 0.125% 5/0 | 00971TAJ0 | $16.0K | 12,187 | 0.1% |
| Workiva Inc | NOTE 1.125% 8/1 | 98139AAB1 | $15.7K | 8,785 | 0.1% |
| Fortress Trans Infrst Invs L | COM REP LTD LIAB | 34960P101 | $15.0K | 518,650 | 0.1% |
| Smart Global Hldgs Inc | NOTE 2.250% 2/1 | 83205YAB0 | $14.6K | 7,809 | 0.1% |
| Atlas AIR Worldwide Hldgs in | NOTE 1.875% 6/0 | 049164BJ4 | $13.4K | 8,305 | 0.1% |
| Okta Inc | NOTE 0.375% 6/1 | 679295AF2 | $11.6K | 9,701 | 0.1% |
| Nuance Communications Inc | COM | 67020Y100 | $11.4K | 205,206 | 0.1% |
| Farfetch LTD | NOTE 3.750% 5/0 | 30744WAD9 | $11.2K | 4,881 | 0.1% |
| Royal Caribbean Group | NOTE 4.250% 6/1 | 780153BB7 | $11.2K | 8,785 | 0.1% |
| SEA LTD | NOTE 0.250% 9/1 | 81141RAG5 | $11.2K | 12,202 | 0.1% |
| Envestnet Inc | NOTE 1.750% 6/0 | 29404KAB2 | $11.1K | 8,762 | 0.1% |
| Okta Inc | NOTE 0.125% 9/0 | 679295AD7 | $9.9K | 7,321 | 0.1% |
| Lumentum Hldgs Inc | NOTE 0.500%12/1 | 55024UAD1 | $9.9K | 7,899 | 0.1% |
| Five9 Inc | NOTE 0.500% 6/0 | 338307AD3 | $9.6K | 7,733 | 0.1% |
| Pegasystems Inc | NOTE 0.750% 3/0 | 705573AB9 | $9.4K | 8,721 | 0.0% |
| Wayfair Inc | NOTE 1.000% 8/1 | 94419LAF8 | $9.0K | 5,917 | 0.0% |
| Winnebago Inds Inc | NOTE 1.500% 4/0 | 974637AB6 | $8.9K | 6,570 | 0.0% |
| Avanti Acquisition Corp | SHS CL A | G0682V109 | $8.8K | 900,000 | 0.0% |
| Redfin Corp | NOTE 10/1 | 75737FAC2 | $8.8K | 9,736 | 0.0% |
| Pilgrims Pride Corp(PPC) | COM | 72147K108 | $8.3K | 298,421 | 0.0% |
| National Vision Hldgs Inc | NOTE 2.500% 5/1 | 63845RAB3 | $8.1K | 4,771 | 0.0% |
| Coupa Software Inc | NOTE 0.375% 6/1 | 22266LAF3 | $7.7K | 8,101 | 0.0% |
| 2U Inc | NOTE 2.250% 5/0 | 90214JAB7 | $6.2K | 5,760 | 0.0% |
| Post Hldgs Inc(POST) | COM | 737446104 | $6.1K | 55,052 | 0.0% |
| AT&T Inc(T) | COM | 00206R102 | $6.1K | 244,950 | 0.0% |
| Ftac Emerald Acquisition COR | UNIT 10/19/2028 | 29103K209 | $5.5K | 550,000 | 0.0% |
| CC Neuberger Prin Hldgs II | SHS CL A | G3166T103 | $5.0K | 500,000 | 0.0% |